Purchases and Sales Made in Q1 2022 in Stellus Capital Investment Corp (SCM)
This table provides information about the institutional ownership of Stellus Capital Investment Corp (SCM) during Q1 2022. The information is specifically focused on institutions that hold shares of Stellus Capital Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2022
Q1 2022
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
40K+ 68.98% |
$523K - $566K
|
98K
$1.36M
|
|
|
May 10, 2022
Q1 2022
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
19.8KNew |
$259K - $280K
|
19.8K
$274K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
15.1K+ 152.69% |
$198K - $214K
|
25.1K
$347K
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
11.7KNew |
$153K - $166K
|
11.7K
$163K
|
|
|
May 16, 2022
Q1 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
11.5KNew |
$150K - $162K
|
11.5K
$159K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
8.78K+ 47.49% |
$115K - $124K
|
27.3K
$378K
|
|
|
May 16, 2022
Q1 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
5.5K+ 13.49% |
$72K - $77.8K
|
46.3K
$641K
|
|
|
May 13, 2022
Q1 2022
|
Cliffwater LLC
Marina Del Rey, CA |
BUY
|
- |
5.04K+ 2.35% |
$65.9K - $71.3K
|
219K
$3.04M
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.07K+ 2.18% |
$14K - $15.2K
|
50.3K
$697K
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
970+ 6.83% |
$12.7K - $13.7K
|
15.2K
$210K
|
|
|
May 16, 2022
Q1 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
680+ 4.58% |
$8.89K - $9.62K
|
15.5K
$215K
|
|
|
May 16, 2022
Q1 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
500+ 0.48% |
$6.54K - $7.08K
|
104K
$1.44M
|
|
|
May 17, 2022
Q1 2022
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
299+ 1.65% |
$3.91K - $4.23K
|
18.4K
$255K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
271+ 1.82% |
$3.54K - $3.83K
|
15.2K
$210K
|
|
|
May 12, 2022
Q1 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
225+ 3.62% |
$2.94K - $3.18K
|
6.44K
$89.3K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
201+ 1.49% |
$2.63K - $2.84K
|
13.7K
$190K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
18+ 0.14% |
$235 - $255
|
12.6K
$175K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-21Closed |
$275 - $297
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-100Closed |
$1.31K - $1.42K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-119Closed |
$1.56K - $1.68K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.8K- 56.4% |
$23.5K - $25.4K
|
1.39K
$19.3K
|
|
|
May 16, 2022
Q1 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-2.23K- 2.18% |
$29.1K - $31.5K
|
100K
$1.39M
|
|
|
Apr 27, 2022
Q1 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-2.3K- 1.64% |
$30.1K - $32.5K
|
138K
$1.91M
|
|
|
May 13, 2022
Q1 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-2.3K- 1.64% |
$30.1K - $32.5K
|
138K
$1.91M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.93K- 30.05% |
$51.4K - $55.6K
|
9.15K
$127K
|
|
|
May 12, 2022
Q1 2022
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-10.1KClosed |
$132K - $143K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Stephens Inc
|
SELL
|
- |
-14.3KClosed |
$187K - $202K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-24.2KClosed |
$316K - $342K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-27.2K- 11.78% |
$356K - $385K
|
204K
$2.83M
|
|
|
May 12, 2022
Q1 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-28.3K- 20.82% |
$370K - $401K
|
108K
$1.49M
|
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-30.6K- 10.83% |
$400K - $432K
|
252K
$3.49M
|
|
|
May 16, 2022
Q1 2022
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-38.4KClosed |
$503K - $544K
|
0
$0
|
|
|
Apr 04, 2022
Q1 2022
|
Confluence Investment Management LLC
|
SELL
|
- |
-138K- 39.37% |
$1.8M - $1.95M
|
212K
$2.94M
|
|
|
May 13, 2022
Q1 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-178K- 20.98% |
$2.33M - $2.52M
|
671K
$9.3M
|