Purchases and Sales Made in Q2 2022 in Stellus Capital Investment Corp (SCM)
This table provides information about the institutional ownership of Stellus Capital Investment Corp (SCM) during Q2 2022. The information is specifically focused on institutions that hold shares of Stellus Capital Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 06, 2022
Q2 2022
|
Farmer Steven Patrick
|
BUY
|
- |
213KNew |
$2.37M - $3.02M
|
213K
$2.94M
|
|
|
Aug 03, 2022
Q2 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
44.8KNew |
$499K - $637K
|
44.8K
$619K
|
|
|
Aug 12, 2022
Q2 2022
|
Cliffwater LLC
Marina Del Rey, CA |
BUY
|
- |
26K+ 11.84% |
$289K - $369K
|
245K
$3.39M
|
|
|
Aug 12, 2022
Q2 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
23.3K+ 21.64% |
$259K - $331K
|
131K
$1.81M
|
|
|
Aug 15, 2022
Q2 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
21.1K+ 184.31% |
$235K - $300K
|
32.6K
$450K
|
|
|
Aug 12, 2022
Q2 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
19.8KNew |
$220K - $281K
|
19.8K
$273K
|
|
|
Aug 02, 2022
Q2 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
19KNew |
$211K - $270K
|
19K
$262K
|
|
|
Oct 03, 2022
Q2 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
16.2K+ 104.23% |
$180K - $230K
|
31.7K
$438K
|
|
|
Aug 09, 2022
Q2 2022
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
13K+ 13.27% |
$145K - $185K
|
111K
$1.53M
|
|
|
Aug 08, 2022
Q2 2022
|
Merit Financial Group, LLC
|
BUY
|
- |
10KNew |
$111K - $142K
|
10K
$138K
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
BUY
|
- |
2.86K+ 261.54% |
$31.8K - $40.6K
|
3.95K
$54.5K
|
|
|
Aug 09, 2022
Q2 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
2.23KNew |
$24.8K - $31.6K
|
2.23K
$30.7K
|
|
|
Aug 15, 2022
Q2 2022
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
1.5KNew |
$16.7K - $21.3K
|
1.5K
$20.7K
|
|
|
Aug 12, 2022
Q2 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
1.2K+ 2.96% |
$13.4K - $17K
|
41.8K
$577K
|
|
|
Aug 15, 2022
Q2 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
892+ 8.92% |
$9.93K - $12.7K
|
10.9K
$150K
|
|
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
708New |
$7.88K - $10.1K
|
708
$9.78K
|
|
|
Jul 26, 2022
Q2 2022
|
Key F Inancial Inc
|
BUY
|
- |
500New |
$5.57K - $7.1K
|
500
$6.91K
|
|
|
Aug 15, 2022
Q2 2022
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
482+ 2.62% |
$5.36K - $6.84K
|
18.9K
$261K
|
|
|
Jul 12, 2022
Q2 2022
|
Confluence Investment Management LLC
|
BUY
|
- |
255+ 0.12% |
$2.84K - $3.62K
|
213K
$2.94M
|
|
|
Aug 03, 2022
Q2 2022
|
Simplex Trading, LLC
|
BUY
|
- |
85New |
$946 - $1.21K
|
85
$1.17K
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Mar 20, 2023
Q2 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-4- 2.55% |
$44.5 - $56.8
|
153
$2.11K
|
|
|
Jul 15, 2022
Q2 2022
|
Valley National Advisers Inc
|
SELL
|
- |
-100- 33.33% |
$1.11K - $1.42K
|
200
$2.76K
|
|
|
Aug 15, 2022
Q2 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-300- 0.29% |
$3.34K - $4.26K
|
103K
$1.43M
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
SELL
|
- |
-700- 8.12% |
$7.79K - $9.94K
|
7.93K
$109K
|
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-819- 5.99% |
$9.12K - $11.6K
|
12.9K
$178K
|
|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-916- 7.26% |
$10.2K - $13K
|
11.7K
$162K
|
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-970- 6.4% |
$10.8K - $13.8K
|
14.2K
$196K
|
|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-970- 6.4% |
$10.8K - $13.8K
|
14.2K
$196K
|
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.27K- 24.78% |
$25.2K - $32.2K
|
6.88K
$95K
|
|
|
Aug 17, 2022
Q2 2022
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-2.82K- 5.79% |
$31.4K - $40.1K
|
46K
$635K
|
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.64K- 18.5% |
$51.6K - $65.8K
|
20.4K
$282K
|
|
|
Jul 26, 2022
Q2 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-5.62K- 4.09% |
$62.6K - $79.8K
|
132K
$1.82M
|
|
|
Aug 12, 2022
Q2 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-5.62K- 4.09% |
$62.6K - $79.8K
|
132K
$1.82M
|
|
|
Aug 09, 2022
Q2 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-6.44KClosed |
$71.7K - $91.4K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.82K- 36.0% |
$109K - $139K
|
17.5K
$241K
|
|
|
Aug 03, 2022
Q2 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-11.7KClosed |
$131K - $167K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-12.3K- 12.3% |
$137K - $175K
|
87.8K
$1.21M
|
|
|
Jul 11, 2022
Q2 2022
|
Sanders Morris Harris LLC
|
SELL
|
- |
-16.5KClosed |
$183K - $234K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-16.5K- 8.1% |
$184K - $235K
|
187K
$2.59M
|
|
|
Aug 12, 2022
Q2 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-22.9K- 49.42% |
$255K - $325K
|
23.4K
$323K
|
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-23.9K- 47.49% |
$266K - $339K
|
26.4K
$365K
|
|
|
Aug 08, 2022
Q2 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-58.2K- 23.15% |
$648K - $827K
|
193K
$2.67M
|
|
|
Aug 12, 2022
Q2 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-238K- 35.47% |
$2.65M - $3.38M
|
433K
$5.98M
|