Purchases and Sales Made in Q3 2022 in Stellus Capital Investment Corp (SCM)
This table provides information about the institutional ownership of Stellus Capital Investment Corp (SCM) during Q3 2022. The information is specifically focused on institutions that hold shares of Stellus Capital Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
86.3KNew |
$987K - $1.21M
|
86.3K
$1.25M
|
|
|
Nov 10, 2022
Q3 2022
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
66KNew |
$755K - $929K
|
66K
$953K
|
|
|
Nov 14, 2022
Q3 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
13.3K+ 11.73% |
$153K - $188K
|
127K
$1.83M
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
8.79K+ 37.56% |
$101K - $124K
|
32.2K
$465K
|
|
|
Nov 10, 2022
Q3 2022
|
Cliffwater LLC
Marina Del Rey, CA |
BUY
|
- |
8.22K+ 3.35% |
$94.1K - $116K
|
254K
$3.66M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
5.2K+ 131.59% |
$59.4K - $73.1K
|
9.14K
$132K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.56K+ 25.06% |
$40.7K - $50.1K
|
17.8K
$256K
|
|
|
Nov 04, 2022
Q3 2022
|
Simplex Trading, LLC
|
BUY
|
- |
1.1K+ 1292.94% |
$12.6K - $15.5K
|
1.18K
$17.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
629+ 1.37% |
$7.2K - $8.86K
|
46.6K
$673K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
614+ 5.25% |
$7.02K - $8.65K
|
12.3K
$178K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
400New |
$4.58K - $5.63K
|
400
$5.78K
|
|
|
Nov 01, 2022
Q3 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
350+ 1.77% |
$4K - $4.93K
|
20.1K
$291K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
209+ 3.04% |
$2.39K - $2.94K
|
7.09K
$102K
|
|
|
Oct 07, 2022
Q3 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
168New |
$1.92K - $2.37K
|
168
$2.43K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
157New |
$1.8K - $2.21K
|
157
$2.27K
|
|
|
Oct 24, 2022
Q3 2022
|
First Command Advisory Services, Inc.
|
BUY
|
- |
100New |
$1.14K - $1.41K
|
100
$1.44K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
76+ 0.44% |
$869 - $1.07K
|
17.5K
$253K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
44+ 0.17% |
$503 - $620
|
26.5K
$382K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-55- 7.77% |
$629 - $774
|
653
$9.43K
|
|
|
Oct 03, 2022
Q3 2022
|
Confluence Investment Management LLC
|
SELL
|
- |
-464- 0.22% |
$5.31K - $6.53K
|
212K
$3.07M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-735- 5.72% |
$8.41K - $10.3K
|
12.1K
$175K
|
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.43K- 7.53% |
$16.4K - $20.1K
|
17.6K
$254K
|
|
|
Nov 21, 2022
Q3 2022
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-1.49K- 4.7% |
$17.1K - $21K
|
30.2K
$436K
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-1.53K- 19.24% |
$17.4K - $21.5K
|
6.4K
$92.4K
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.79K- 1.44% |
$31.9K - $39.3K
|
191K
$2.75M
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-6.58K- 5.02% |
$75.2K - $92.6K
|
124K
$1.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.93K- 38.84% |
$90.7K - $112K
|
12.5K
$180K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.4K- 5.56% |
$119K - $147K
|
177K
$2.56M
|
|
|
Nov 14, 2022
Q3 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-19.9K- 19.25% |
$228K - $280K
|
83.5K
$1.21M
|
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-21.9K- 24.98% |
$251K - $309K
|
65.9K
$951K
|
|
|
Nov 14, 2022
Q3 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-24.2K- 5.58% |
$277K - $340K
|
409K
$5.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-54.6K- 49.19% |
$625K - $769K
|
56.4K
$814K
|