Purchases and Sales Made in Q4 2021 in Stellus Capital Investment Corp (SCM)
This table provides information about the institutional ownership of Stellus Capital Investment Corp (SCM) during Q4 2021. The information is specifically focused on institutions that hold shares of Stellus Capital Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
39.2K+ 61.25% |
$485K - $574K
|
103K
$1.49M
|
|
|
Feb 14, 2022
Q4 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
38.4KNew |
$476K - $563K
|
38.4K
$555K
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
34.3K+ 50.47% |
$425K - $503K
|
102K
$1.48M
|
|
|
Feb 10, 2022
Q4 2021
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
34.1K+ 142.5% |
$422K - $499K
|
58K
$837K
|
|
|
Feb 14, 2022
Q4 2021
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
24.2KNew |
$299K - $354K
|
24.2K
$349K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
23.9K+ 11.54% |
$296K - $350K
|
231K
$3.34M
|
|
|
Feb 15, 2022
Q4 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
18.1KNew |
$224K - $265K
|
18.1K
$262K
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
15K+ 58.59% |
$186K - $220K
|
40.6K
$586K
|
|
|
Feb 14, 2022
Q4 2021
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
14.4K+ 3609.75% |
$179K - $212K
|
14.8K
$214K
|
|
|
Feb 10, 2022
Q4 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
10.1KNew |
$125K - $148K
|
10.1K
$146K
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
7.54K+ 68.48% |
$93.3K - $110K
|
18.6K
$268K
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
3.05K+ 2.29% |
$37.7K - $44.6K
|
136K
$1.96M
|
|
|
Jan 04, 2022
Q4 2021
|
Confluence Investment Management LLC
|
BUY
|
- |
1.98K+ 0.57% |
$24.5K - $28.9K
|
350K
$5.06M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.92K+ 23.94% |
$23.7K - $28.1K
|
9.92K
$143K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.36K+ 2.84% |
$16.8K - $19.9K
|
49.2K
$711K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
831+ 7.06% |
$10.3K - $12.2K
|
12.6K
$182K
|
|
|
Feb 14, 2022
Q4 2021
|
Parkside Financial Bank & Trust
|
BUY
|
- |
500New |
$6.19K - $7.33K
|
500
$7.22K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
119New |
$1.47K - $1.74K
|
119
$1.72K
|
|
|
Feb 14, 2022
Q4 2021
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
100New |
$1.24K - $1.47K
|
100
$1.44K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
56+ 0.42% |
$693 - $820
|
13.5K
$195K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
21New |
$260 - $308
|
21
$303
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-56Closed |
$693 - $820
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-92- 1.46% |
$1.14K - $1.35K
|
6.22K
$89.7K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-822Closed |
$10.2K - $12K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5KClosed |
$18.6K - $22K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-1.9KClosed |
$23.5K - $27.8K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.25K- 14.93% |
$40.2K - $47.6K
|
18.5K
$267K
|
|
|
Jan 28, 2022
Q4 2021
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-3.3K- 7.99% |
$40.9K - $48.3K
|
38K
$549K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.5K- 30.38% |
$80.5K - $95.2K
|
14.9K
$215K
|
|
|
Feb 14, 2022
Q4 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-6.66K- 5.53% |
$82.5K - $97.6K
|
114K
$1.64M
|
|
|
Feb 11, 2022
Q4 2021
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-7.93K- 13.98% |
$98.2K - $116K
|
48.8K
$705K
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-10.8K- 20.96% |
$134K - $158K
|
40.8K
$589K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-11.2K- 3.83% |
$139K - $164K
|
282K
$4.07M
|
|
|
Feb 02, 2022
Q4 2021
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-21.2K- 13.17% |
$263K - $311K
|
140K
$2.02M
|
|
|
Feb 11, 2022
Q4 2021
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-21.2K- 13.17% |
$263K - $311K
|
140K
$2.02M
|
|
|
Feb 11, 2022
Q4 2021
|
Cliffwater LLC
Marina Del Rey, CA |
SELL
|
- |
-32.1K- 13.04% |
$398K - $471K
|
214K
$3.1M
|
|
|
Jan 26, 2022
Q4 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-35.7KClosed |
$442K - $523K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-58.1KClosed |
$719K - $851K
|
0
$0
|