Purchases and Sales Made in Q4 2022 in Stellus Capital Investment Corp (SCM)
This table provides information about the institutional ownership of Stellus Capital Investment Corp (SCM) during Q4 2022. The information is specifically focused on institutions that hold shares of Stellus Capital Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
18.5KNew |
$221K - $258K
|
18.5K
$267K
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
15.7KNew |
$189K - $220K
|
15.7K
$227K
|
|
|
Feb 07, 2023
Q4 2022
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
15.3K+ 17.72% |
$183K - $213K
|
102K
$1.47M
|
|
|
Feb 10, 2023
Q4 2022
|
Cliffwater LLC
Marina Del Rey, CA |
BUY
|
- |
8.37K+ 3.3% |
$100K - $117K
|
262K
$3.78M
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
7.11KNew |
$85.2K - $99.3K
|
7.11K
$103K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.76K+ 3.25% |
$69K - $80.4K
|
183K
$2.64M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
4.81KNew |
$57.6K - $67.1K
|
4.81K
$69.4K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
4.02K+ 43.96% |
$48.1K - $56.1K
|
13.2K
$190K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.7K+ 30.48% |
$44.3K - $51.6K
|
15.8K
$228K
|
|
|
Feb 13, 2023
Q4 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
3.57K+ 2.87% |
$42.8K - $49.9K
|
128K
$1.85M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.41K+ 19.2% |
$40.8K - $47.6K
|
21.2K
$306K
|
|
|
Feb 14, 2023
Q4 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
2.63K+ 2.07% |
$31.5K - $36.7K
|
130K
$1.87M
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
2.59K+ 14.75% |
$31K - $36.2K
|
20.2K
$291K
|
|
|
Feb 08, 2023
Q4 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2.42K+ 8.02% |
$29K - $33.8K
|
32.6K
$471K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
500New |
$5.99K - $6.98K
|
500
$7.22K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
427+ 1.61% |
$5.12K - $5.96K
|
26.9K
$388K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
407+ 5.74% |
$4.88K - $5.68K
|
7.5K
$108K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
301+ 0.65% |
$3.61K - $4.2K
|
46.9K
$677K
|
|
|
Feb 10, 2023
Q4 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
117+ 0.58% |
$1.4K - $1.63K
|
20.3K
$292K
|
|
|
Jan 03, 2023
Q4 2022
|
Confluence Investment Management LLC
|
BUY
|
- |
55+ 0.03% |
$659 - $768
|
212K
$3.07M
|
|
|
Feb 02, 2023
Q4 2022
|
Simplex Trading, LLC
|
BUY
|
- |
13+ 1.1% |
$156 - $181
|
1.2K
$17.3K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 03, 2023
Q4 2022
|
Gables Capital Management Inc.
|
SELL
|
- |
-500- 0.44% |
$5.99K - $6.98K
|
112K
$1.62M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-924- 7.4% |
$11.1K - $12.9K
|
11.6K
$167K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.04K- 8.41% |
$12.4K - $14.5K
|
11.3K
$163K
|
|
|
Feb 14, 2023
Q4 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-1.2K- 1.82% |
$14.4K - $16.8K
|
64.7K
$934K
|
|
|
Feb 14, 2023
Q4 2022
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-2.41K- 4.28% |
$28.9K - $33.7K
|
54K
$780K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.16K- 29.4% |
$61.8K - $72K
|
12.4K
$179K
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-8.04K- 24.99% |
$96.4K - $112K
|
24.1K
$349K
|
|
|
Feb 14, 2023
Q4 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-11.5K- 13.77% |
$138K - $161K
|
72K
$1.04M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-41.8K- 21.93% |
$501K - $583K
|
149K
$2.15M
|
|
|
Feb 09, 2023
Q4 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-51.7K- 39.15% |
$619K - $721K
|
80.3K
$1.16M
|
|
|
Jan 30, 2023
Q4 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-51.7K- 39.15% |
$619K - $721K
|
80.3K
$1.16M
|
|
|
Feb 14, 2023
Q4 2022
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-63.4K- 15.5% |
$759K - $885K
|
346K
$4.99M
|