Purchases and Sales Made in Q4 2023 in Stellus Capital Investment Corp (SCM)
This table provides information about the institutional ownership of Stellus Capital Investment Corp (SCM) during Q4 2023. The information is specifically focused on institutions that hold shares of Stellus Capital Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
131KNew |
$1.62M - $1.8M
|
131K
$1.89M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
38.4K+ 38.06% |
$473K - $527K
|
139K
$2.01M
|
|
|
Feb 13, 2024
Q4 2023
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
37.9K+ 16.86% |
$468K - $521K
|
263K
$3.8M
|
|
|
Feb 09, 2024
Q4 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
29.3KNew |
$362K - $403K
|
29.3K
$423K
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
23.7K+ 76.8% |
$293K - $326K
|
54.6K
$788K
|
|
|
Feb 14, 2024
Q4 2023
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
21.3K+ 26.1% |
$263K - $293K
|
103K
$1.49M
|
|
|
Feb 12, 2024
Q4 2023
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
18.5K+ 12.91% |
$228K - $254K
|
162K
$2.34M
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
17.8K+ 42.02% |
$220K - $245K
|
60.3K
$870K
|
|
|
Feb 15, 2024
Q4 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
15.9K+ 10.0% |
$196K - $218K
|
175K
$2.53M
|
|
|
Feb 14, 2024
Q4 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
14.1KNew |
$174K - $194K
|
14.1K
$204K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
8.99K+ 144.71% |
$111K - $123K
|
15.2K
$219K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
7.45K+ 4.23% |
$91.9K - $102K
|
183K
$2.65M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
3.95KNew |
$48.8K - $54.3K
|
3.95K
$57.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
3.26KNew |
$40.2K - $44.7K
|
3.26K
$47.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.17K+ 18.36% |
$26.8K - $29.8K
|
14K
$202K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.95K+ 15.5% |
$24K - $26.7K
|
14.5K
$209K
|
|
|
Feb 13, 2024
Q4 2023
|
Black Rock Inc.
New York, NY |
BUY
|
- |
1.9K+ 2.37% |
$23.5K - $26.1K
|
82.2K
$1.19M
|
|
|
Feb 14, 2024
Q4 2023
|
Entry Point Capital, LLC
New York, NY |
BUY
|
- |
1.57KNew |
$19.4K - $21.5K
|
1.57K
$22.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
1.35KNew |
$16.6K - $18.5K
|
1.35K
$19.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.31K+ 0.72% |
$16.2K - $18K
|
183K
$2.65M
|
|
|
Feb 14, 2024
Q4 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
1.3KNew |
$16K - $17.8K
|
1.3K
$18.8K
|
|
|
Feb 07, 2024
Q4 2023
|
Gables Capital Management Inc.
|
BUY
|
- |
1.14K+ 1.16% |
$14K - $15.6K
|
99.3K
$1.43M
|
|
|
Feb 07, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
1.08K+ 5.84% |
$13.3K - $14.8K
|
19.6K
$283K
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
1.08K+ 5.84% |
$13.3K - $14.8K
|
19.6K
$283K
|
|
|
Feb 01, 2024
Q4 2023
|
Psi Advisors, LLC
|
BUY
|
- |
475New |
$5.86K - $6.52K
|
475
$6.86K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
359+ 3.04% |
$4.43K - $4.93K
|
12.1K
$175K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
245+ 1.64% |
$3.02K - $3.36K
|
15.2K
$219K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
168+ 0.84% |
$2.07K - $2.31K
|
20.1K
$290K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-1.04K- 2.48% |
$12.9K - $14.3K
|
40.9K
$591K
|
|
|
Feb 14, 2024
Q4 2023
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-1.6K- 28.57% |
$19.7K - $22K
|
4K
$57.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.62K- 99.94% |
$20K - $22.2K
|
1
$14.4
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.83K- 18.49% |
$22.6K - $25.1K
|
8.07K
$117K
|
|
|
Feb 13, 2024
Q4 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-2.12K- 9.77% |
$26.1K - $29.1K
|
19.6K
$283K
|
|
|
Feb 14, 2024
Q4 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-2.35K- 3.29% |
$29K - $32.3K
|
69.1K
$997K
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-3.57K- 6.63% |
$44K - $49K
|
50.3K
$726K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-3.85K- 8.94% |
$47.5K - $52.8K
|
39.2K
$566K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.46K- 1.9% |
$55.1K - $61.3K
|
230K
$3.32M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.53K- 14.23% |
$55.9K - $62.2K
|
27.3K
$395K
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-5.02K- 12.1% |
$62K - $68.9K
|
36.5K
$527K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-7.19K- 96.64% |
$88.7K - $98.7K
|
250
$3.61K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-10K- 43.48% |
$123K - $137K
|
13K
$188K
|
|
|
Feb 06, 2024
Q4 2023
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-10.2K- 33.22% |
$126K - $140K
|
20.5K
$296K
|
|
|
Feb 12, 2024
Q4 2023
|
Cliffwater LLC
Marina Del Rey, CA |
SELL
|
- |
-34K- 25.91% |
$419K - $467K
|
97.2K
$1.4M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-42.7K- 67.78% |
$527K - $586K
|
20.3K
$293K
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-57.8K- 58.78% |
$713K - $793K
|
40.5K
$585K
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-140K- 33.13% |
$1.73M - $1.92M
|
283K
$4.08M
|
|
|
Feb 14, 2024
Q4 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-157K- 41.32% |
$1.93M - $2.15M
|
223K
$3.22M
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-269K- 63.36% |
$3.32M - $3.69M
|
156K
$2.25M
|