Purchases and Sales Made in Q3 2023 in First Tr ETF Vi Smid Cap Risin (SDVY)
This table provides information about the institutional ownership of First Tr ETF Vi Smid Cap Risin (SDVY) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI SMID CAP RISIN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.56M+ 181.05% |
$71M - $77.8M
|
3.98M
$142M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
1.57M+ 260.77% |
$43.4M - $47.6M
|
2.17M
$77.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
951K+ 62.73% |
$26.4M - $28.9M
|
2.47M
$88.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
935K+ 15.76% |
$25.9M - $28.4M
|
6.87M
$246M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
534K+ 204.69% |
$14.8M - $16.2M
|
795K
$28.5M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
494K+ 72.32% |
$13.7M - $15M
|
1.18M
$42.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
378KNew |
$10.5M - $11.5M
|
378K
$13.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
374K+ 26.9% |
$10.4M - $11.4M
|
1.76M
$63.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
259K+ 83.88% |
$7.18M - $7.87M
|
568K
$20.3M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
168K+ 472.32% |
$4.64M - $5.09M
|
203K
$7.27M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
161K+ 14.53% |
$4.46M - $4.89M
|
1.27M
$45.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
141K+ 16.56% |
$3.92M - $4.3M
|
995K
$35.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
124K+ 559.29% |
$3.45M - $3.78M
|
147K
$5.26M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
111K+ 113.17% |
$3.07M - $3.37M
|
209K
$7.49M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
104K+ 26.58% |
$2.88M - $3.15M
|
494K
$17.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
102KNew |
$2.83M - $3.11M
|
102K
$3.67M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
91.8K+ 27.98% |
$2.54M - $2.79M
|
420K
$15M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
91.5K+ 17.43% |
$2.53M - $2.78M
|
617K
$22.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
83K+ 25.79% |
$2.3M - $2.52M
|
405K
$14.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
80.5K+ 516.34% |
$2.23M - $2.45M
|
96.1K
$3.44M
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
BUY
|
- |
73K+ 548.97% |
$2.02M - $2.22M
|
86.3K
$3.09M
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
66.9K+ 60.04% |
$1.85M - $2.03M
|
178K
$6.39M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
55.7K+ 15.4% |
$1.54M - $1.69M
|
417K
$15M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
54.2K+ 123.81% |
$1.5M - $1.65M
|
98.1K
$3.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
53.6K+ 4.84% |
$1.49M - $1.63M
|
1.16M
$41.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
42KNew |
$1.16M - $1.28M
|
42K
$1.5M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
41.9K+ 29.72% |
$1.16M - $1.27M
|
183K
$6.55M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
39.1K+ 53.0% |
$1.08M - $1.19M
|
113K
$4.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Stone X Group Inc.
|
BUY
|
- |
38.1K+ 161.93% |
$1.06M - $1.16M
|
61.6K
$2.21M
|
|
|
Oct 16, 2023
Q3 2023
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
38.1KNew |
$1.05M - $1.16M
|
38.1K
$1.36M
|
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
37.3K+ 109.28% |
$1.03M - $1.13M
|
71.5K
$2.56M
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
35.4K+ 99.44% |
$981K - $1.08M
|
71K
$2.54M
|
|
|
Nov 20, 2023
Q3 2023
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
34K+ 446.64% |
$942K - $1.03M
|
41.6K
$1.49M
|
|
|
Oct 13, 2023
Q3 2023
|
Signal Point Asset Management, LLC
|
BUY
|
- |
33.1K+ 30.97% |
$918K - $1.01M
|
140K
$5.02M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
30.7KNew |
$850K - $932K
|
30.7K
$1.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
29.3K+ 49.89% |
$811K - $889K
|
88K
$3.15M
|
|
|
Jan 24, 2024
Q3 2023
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
28.7K+ 77.76% |
$796K - $873K
|
65.7K
$2.35M
|
|
|
Nov 09, 2023
Q3 2023
|
First Heartland Consultants, Inc.
|
BUY
|
- |
26.9K+ 23.59% |
$745K - $818K
|
141K
$5.05M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
26.2K+ 110.55% |
$726K - $796K
|
49.9K
$1.79M
|
|
|
Nov 13, 2023
Q3 2023
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
26.1KNew |
$722K - $792K
|
26.1K
$934K
|
|
|
Nov 13, 2023
Q3 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
24.5KNew |
$678K - $743K
|
24.5K
$877K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
23.5KNew |
$651K - $714K
|
23.5K
$843K
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
23.2K+ 8.72% |
$643K - $705K
|
289K
$10.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
22.7K+ 159.7% |
$628K - $689K
|
36.9K
$1.32M
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
21.8K+ 49.7% |
$603K - $661K
|
65.5K
$2.35M
|
|
|
Oct 19, 2023
Q3 2023
|
Lion Street Advisors, LLC
|
BUY
|
- |
21.5KNew |
$596K - $654K
|
21.5K
$771K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
19K+ 14.63% |
$525K - $576K
|
148K
$5.32M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
18.9K+ 22.47% |
$524K - $575K
|
103K
$3.7M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
18.1KNew |
$501K - $550K
|
18.1K
$648K
|
|
|
Nov 14, 2023
Q3 2023
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
17.9K+ 14.45% |
$497K - $545K
|
142K
$5.09M
|