Latest Institutional Transactions on Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information on the latest institutional transactions involving Sumitomo Mitsui Financial Group, Inc. (SMFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 18, 2020
Q1 2020
|
Cordant, Inc.
Portland, OR |
SELL
|
- |
-668Closed |
$3.08K - $4.99K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-1.68KClosed |
$7.74K - $12.5K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-4.51KClosed |
$20.8K - $33.7K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-47.3KClosed |
$218K - $353K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-1.91KClosed |
$8.82K - $14.3K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-35.8KClosed |
$165K - $267K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Valley National Advisers Inc
|
SELL
|
- |
-741Closed |
$3.42K - $5.54K
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Asset Dedication, LLC
|
SELL
|
- |
-756Closed |
$3.49K - $5.65K
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Heritage Wealth Advisors
|
SELL
|
- |
-326Closed |
$1.5K - $2.44K
|
0
$0
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-673Closed |
$3.1K - $5.03K
|
0
$0
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-3KClosed |
$13.8K - $22.4K
|
0
$0
|
|
Apr 23, 2020
Q1 2020
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-70Closed |
$323 - $523
|
0
$0
|
|
Apr 14, 2020
Q1 2020
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-4.29KClosed |
$19.8K - $32.1K
|
0
$0
|
|
Apr 08, 2020
Q1 2020
|
Confluence Investment Management LLC
|
SELL
|
- |
-142KClosed |
$655K - $1.06M
|
0
$0
|
|
Q4 2019 | |||||||
Feb 18, 2020
Q4 2019
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-14KClosed |
$93.8K - $105K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-1.98KClosed |
$13.3K - $14.9K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-191KClosed |
$1.28M - $1.43M
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-194KClosed |
$1.3M - $1.46M
|
0
$0
|
|
Jan 29, 2020
Q4 2019
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-695Closed |
$4.67K - $5.23K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-1.27KClosed |
$8.1K - $9.11K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Canandaigua National Bank & Trust CO
Canandaigua, NY |
SELL
|
- |
-16.3KClosed |
$104K - $117K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-75.6KClosed |
$481K - $541K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Telemus Capital, LLC
|
SELL
|
- |
-35.1KClosed |
$223K - $251K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Next Capital Management LLC
|
SELL
|
- |
-3.31KClosed |
$21K - $23.6K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Rmb Capital Management, LLC
|
SELL
|
- |
-31KClosed |
$197K - $222K
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-100Closed |
$636 - $715
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-76.8KClosed |
$489K - $549K
|
0
$0
|
|
Nov 05, 2019
Q3 2019
|
River Road Asset Management, LLC
|
SELL
|
- |
-16.7KClosed |
$106K - $119K
|
0
$0
|
|
Nov 05, 2019
Q3 2019
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-260Closed |
$1.65K - $1.86K
|
0
$0
|
|
Nov 05, 2019
Q3 2019
|
Gilbert & Cook, Inc.
|
SELL
|
- |
-10.1KClosed |
$64.5K - $72.5K
|
0
$0
|
|
Nov 01, 2019
Q3 2019
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-5.54KClosed |
$35.2K - $39.6K
|
0
$0
|
|
Oct 25, 2019
Q3 2019
|
Sepio Capital, LP
|
SELL
|
- |
-18.2KClosed |
$116K - $130K
|
0
$0
|
|
Oct 21, 2019
Q3 2019
|
Integrated Investment Consultants, LLC
|
SELL
|
- |
-14.1KClosed |
$89.7K - $101K
|
0
$0
|
|
Oct 17, 2019
Q3 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-5.81KClosed |
$37K - $41.5K
|
0
$0
|
|
Oct 17, 2019
Q3 2019
|
Cambiar Investors LLC
|
SELL
|
- |
-15.6MClosed |
$99.3M - $112M
|
0
$0
|
|
Oct 15, 2019
Q3 2019
|
Wambolt & Associates, LLC
|
SELL
|
- |
-19.5KClosed |
$124K - $139K
|
0
$0
|
|
Oct 15, 2019
Q3 2019
|
First Personal Financial Services
|
SELL
|
- |
-1.69KClosed |
$10.7K - $12.1K
|
0
$0
|
|
Oct 09, 2019
Q3 2019
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-525Closed |
$3.34K - $3.75K
|
0
$0
|
|
Oct 03, 2019
Q3 2019
|
First Hawaiian Bank
|
SELL
|
- |
-10.8KClosed |
$68.8K - $77.4K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Israel Discount Bank Of New York
New York, NY |
SELL
|
- |
-6.93KClosed |
$47.3K - $50.7K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
One Wealth Advisors, LLC
San Francisco, CA |
SELL
|
- |
-250Closed |
$1.71K - $1.83K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Hbk Investments L P
Dallas, TX |
SELL
|
- |
-64.2K- 74.49% |
$439K - $470K
|
22K
$333K
|
|
Aug 13, 2019
Q2 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-916Closed |
$6.26K - $6.71K
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-4.44KClosed |
$30.3K - $32.5K
|
0
$0
|
|
Aug 06, 2019
Q2 2019
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-530Closed |
$3.62K - $3.88K
|
0
$0
|
|
Aug 01, 2019
Q2 2019
|
Td Asset Management Inc
|
SELL
|
- |
-17.7KClosed |
$121K - $130K
|
0
$0
|
|
Jul 31, 2019
Q2 2019
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-2.5KClosed |
$17K - $18.3K
|
0
$0
|
|
Jul 29, 2019
Q2 2019
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-1.62KClosed |
$11.1K - $11.8K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-2.95KClosed |
$20.1K - $21.6K
|
0
$0
|
|
Jul 22, 2019
Q2 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-3.45KClosed |
$23.6K - $25.3K
|
0
$0
|