Latest Institutional Transactions on Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information on the latest institutional transactions involving Sumitomo Mitsui Financial Group, Inc. (SMFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2021
Q4 2020
|
Athos Capital LTD
Hong Kong, K3 |
SELL
|
- |
-200KClosed |
$1.08M - $1.25M
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-355Closed |
$1.92K - $2.21K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-201Closed |
$1.09K - $1.25K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-123Closed |
$664 - $766
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-291Closed |
$1.57K - $1.81K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Crewe Advisors LLC
|
SELL
|
- |
-304Closed |
$1.64K - $1.89K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-14KClosed |
$75.6K - $87.2K
|
0
$0
|
|
|
Jan 21, 2021
Q4 2020
|
Cutler Group LP
|
BUY
|
PUT |
300New |
$1.62K - $1.87K
|
300
$4.43K
|
|
|
Jan 21, 2021
Q4 2020
|
Cutler Group LP
|
BUY
|
- |
300New |
$1.62K - $1.87K
|
300
$4.43K
|
|
| Q3 2020 | |||||||
|
Nov 16, 2021
Q3 2020
|
Retirement Group, LLC
|
SELL
|
- |
-99.7K- 99.79% |
$533K - $593K
|
210
$3.1K
|
|
|
Dec 02, 2020
Q3 2020
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
SELL
|
- |
-903KClosed |
$4.83M - $5.37M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-11.1KClosed |
$59.3K - $65.9K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Principle Wealth Partners LLC
|
SELL
|
- |
-7.93KClosed |
$42.4K - $47.2K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Financial Counselors Inc
|
SELL
|
- |
-19KClosed |
$102K - $113K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-278Closed |
$1.49K - $1.65K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-57.5KClosed |
$308K - $342K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Todd Asset Management LLC
|
SELL
|
- |
-1.46MClosed |
$7.8M - $8.68M
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-256KClosed |
$1.37M - $1.52M
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Arga Investment Management, LP
|
SELL
|
- |
-120KClosed |
$641K - $712K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Old National Bancorp
|
SELL
|
- |
-19.8KClosed |
$106K - $118K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Weaver Consulting Group
|
SELL
|
- |
-589Closed |
$3.15K - $3.5K
|
0
$0
|
|
|
Oct 22, 2020
Q3 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-2.28KClosed |
$12.2K - $13.6K
|
0
$0
|
|
|
Oct 16, 2020
Q3 2020
|
Brandywine Oak Private Wealth LLC
|
SELL
|
- |
-43.4KClosed |
$232K - $258K
|
0
$0
|
|
|
Oct 08, 2020
Q3 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-888Closed |
$4.75K - $5.28K
|
0
$0
|
|
|
Oct 06, 2020
Q3 2020
|
Fulton Bank, N.A.
|
SELL
|
- |
-12.2KClosed |
$65.3K - $72.6K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
220+ 7.92% |
$1.02K - $1.4K
|
3K
$44.3K
|
|
|
Aug 14, 2020
Q2 2020
|
Drw Securities, LLC
Chicago, IL |
SELL
|
- |
-75KClosed |
$347K - $478K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Fora Capital, LLC
Miami, FL |
SELL
|
- |
-25.6KClosed |
$119K - $163K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-10.1KClosed |
$46.8K - $64.3K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
CALL |
-22.1KClosed |
$102K - $141K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-487Closed |
$2.25K - $3.1K
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Hartford Investment Management CO
|
SELL
|
- |
-26.4KClosed |
$122K - $168K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Tranquility Partners, LLC
|
SELL
|
- |
-10.5KClosed |
$48.7K - $67K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-13.6KClosed |
$63K - $86.7K
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Barnett & Company, Inc.
|
SELL
|
- |
-391Closed |
$1.81K - $2.49K
|
0
$0
|
|
|
Jul 20, 2020
Q2 2020
|
Lion Street Advisors, LLC
|
SELL
|
- |
-1.13KClosed |
$5.23K - $7.19K
|
0
$0
|
|
|
Jul 17, 2020
Q2 2020
|
Trust CO Of Vermont
|
SELL
|
- |
-578Closed |
$2.68K - $3.68K
|
0
$0
|
|
|
Jul 09, 2020
Q2 2020
|
Arden Trust CO
|
SELL
|
- |
-1.75KClosed |
$8.12K - $11.2K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jul 17, 2024
Q1 2020
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-404Closed |
$1.86K - $3.02K
|
0
$0
|
|
|
Nov 18, 2020
Q1 2020
|
Cordant, Inc.
Portland, OR |
SELL
|
- |
-668Closed |
$3.08K - $4.99K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-1.68KClosed |
$7.74K - $12.5K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-4.51KClosed |
$20.8K - $33.7K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-35.8KClosed |
$165K - $267K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-1.91KClosed |
$8.82K - $14.3K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-47.3KClosed |
$218K - $353K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Valley National Advisers Inc
|
SELL
|
- |
-741Closed |
$3.42K - $5.54K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Heritage Wealth Advisors
|
SELL
|
- |
-326Closed |
$1.5K - $2.44K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Asset Dedication, LLC
|
SELL
|
- |
-756Closed |
$3.49K - $5.65K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-673Closed |
$3.1K - $5.03K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-70Closed |
$323 - $523
|
0
$0
|
|