Latest Institutional Transactions on Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information on the latest institutional transactions involving Sumitomo Mitsui Financial Group, Inc. (SMFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-3KClosed |
$13.8K - $22.4K
|
0
$0
|
|
|
Apr 14, 2020
Q1 2020
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-4.29KClosed |
$19.8K - $32.1K
|
0
$0
|
|
|
Apr 08, 2020
Q1 2020
|
Confluence Investment Management LLC
|
SELL
|
- |
-142KClosed |
$655K - $1.06M
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 18, 2020
Q4 2019
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-14KClosed |
$93.8K - $105K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-194KClosed |
$1.3M - $1.46M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-1.98KClosed |
$13.3K - $14.9K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-191KClosed |
$1.28M - $1.43M
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-695Closed |
$4.67K - $5.23K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-1.27KClosed |
$8.1K - $9.11K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-75.6KClosed |
$481K - $541K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Canandaigua National Bank & Trust CO
Canandaigua, NY |
SELL
|
- |
-16.3KClosed |
$104K - $117K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Next Capital Management LLC
|
SELL
|
- |
-3.31KClosed |
$21K - $23.6K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Telemus Capital, LLC
|
SELL
|
- |
-35.1KClosed |
$223K - $251K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Rmb Capital Management, LLC
|
SELL
|
- |
-31KClosed |
$197K - $222K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-100Closed |
$636 - $715
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-76.8KClosed |
$489K - $549K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Gilbert & Cook, Inc.
|
SELL
|
- |
-10.1KClosed |
$64.5K - $72.5K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
River Road Asset Management, LLC
|
SELL
|
- |
-16.7KClosed |
$106K - $119K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-260Closed |
$1.65K - $1.86K
|
0
$0
|
|
|
Oct 25, 2019
Q3 2019
|
Sepio Capital, LP
|
SELL
|
- |
-18.2KClosed |
$116K - $130K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
Integrated Investment Consultants, LLC
|
SELL
|
- |
-14.1KClosed |
$89.7K - $101K
|
0
$0
|
|
|
Oct 17, 2019
Q3 2019
|
Cambiar Investors LLC
|
SELL
|
- |
-15.6MClosed |
$99.3M - $112M
|
0
$0
|
|
|
Oct 17, 2019
Q3 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-5.81KClosed |
$37K - $41.5K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
First Personal Financial Services
|
SELL
|
- |
-1.69KClosed |
$10.7K - $12.1K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Wambolt & Associates, LLC
|
SELL
|
- |
-19.5KClosed |
$124K - $139K
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-525Closed |
$3.34K - $3.75K
|
0
$0
|
|
|
Oct 03, 2019
Q3 2019
|
First Hawaiian Bank
|
SELL
|
- |
-10.8KClosed |
$68.8K - $77.4K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
One Wealth Advisors, LLC
San Francisco, CA |
SELL
|
- |
-250Closed |
$1.71K - $1.83K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Israel Discount Bank Of New York
New York, NY |
SELL
|
- |
-6.93KClosed |
$47.3K - $50.7K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Hbk Investments L P
Dallas, TX |
SELL
|
- |
-64.2K- 74.49% |
$439K - $470K
|
22K
$325K
|
|
|
Aug 13, 2019
Q2 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-916Closed |
$6.26K - $6.71K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-4.44KClosed |
$30.3K - $32.5K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-530Closed |
$3.62K - $3.88K
|
0
$0
|
|
|
Aug 01, 2019
Q2 2019
|
Td Asset Management Inc
|
SELL
|
- |
-17.7KClosed |
$121K - $130K
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-2.5KClosed |
$17K - $18.3K
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-1.62KClosed |
$11.1K - $11.8K
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-2.95KClosed |
$20.1K - $21.6K
|
0
$0
|
|
|
Jul 22, 2019
Q2 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-3.45KClosed |
$23.6K - $25.3K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-272Closed |
$1.86K - $1.99K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-760Closed |
$5.19K - $5.56K
|
0
$0
|
|
|
Jul 12, 2019
Q2 2019
|
Enterprise Bank & Trust CO
|
SELL
|
- |
-25.7KClosed |
$175K - $188K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Aug 16, 2019
Q1 2019
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-2.18KClosed |
$14.4K - $16.2K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-17.5KClosed |
$116K - $130K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Wolverine Asset Management LLC
|
SELL
|
- |
-20KClosed |
$132K - $149K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-331Closed |
$2.19K - $2.46K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Gyl Financial Synergies, LLC
|
BUY
|
- |
34.9KNew |
$231K - $259K
|
34.9K
$515K
|
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-331Closed |
$2.19K - $2.46K
|
0
$0
|
|
|
Apr 22, 2019
Q1 2019
|
G&S Capital LLC
|
SELL
|
- |
-885Closed |
$5.86K - $6.58K
|
0
$0
|
|
|
Apr 15, 2019
Q1 2019
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-44.4KClosed |
$294K - $330K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 21, 2019
Q4 2018
|
Lake Point Wealth Management
|
BUY
|
- |
678New |
$4.31K - $5.62K
|
678
$10K
|
|