Latest Institutional Transactions on Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information on the latest institutional transactions involving Sumitomo Mitsui Financial Group, Inc. (SMFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2020
Q2 2020
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-14.8KClosed |
$68.4K - $94.1K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-487Closed |
$2.25K - $3.1K
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Hartford Investment Management CO
|
SELL
|
- |
-26.4KClosed |
$122K - $168K
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Tranquility Partners, LLC
|
SELL
|
- |
-10.5KClosed |
$48.7K - $67K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-13.6KClosed |
$63K - $86.7K
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Barnett & Company, Inc.
|
SELL
|
- |
-391Closed |
$1.81K - $2.49K
|
0
$0
|
|
|
Jul 20, 2020
Q2 2020
|
Lion Street Advisors, LLC
|
SELL
|
- |
-1.13KClosed |
$5.23K - $7.19K
|
0
$0
|
|
|
Jul 17, 2020
Q2 2020
|
Trust CO Of Vermont
|
SELL
|
- |
-578Closed |
$2.68K - $3.68K
|
0
$0
|
|
|
Jul 09, 2020
Q2 2020
|
Arden Trust CO
|
SELL
|
- |
-1.75KClosed |
$8.12K - $11.2K
|
0
$0
|
|
|
Jul 07, 2020
Q2 2020
|
Private Trust CO Na
|
SELL
|
- |
-10.7KClosed |
$49.5K - $68.2K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jul 17, 2024
Q1 2020
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-404Closed |
$1.86K - $3.02K
|
0
$0
|
|
|
Nov 18, 2020
Q1 2020
|
Cordant, Inc.
Portland, OR |
SELL
|
- |
-668Closed |
$3.08K - $4.99K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-4.51KClosed |
$20.8K - $33.7K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-1.68KClosed |
$7.74K - $12.5K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-1.91KClosed |
$8.82K - $14.3K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-35.8KClosed |
$165K - $267K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-47.3KClosed |
$218K - $353K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Valley National Advisers Inc
|
SELL
|
- |
-741Closed |
$3.42K - $5.54K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Asset Dedication, LLC
|
SELL
|
- |
-756Closed |
$3.49K - $5.65K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Heritage Wealth Advisors
|
SELL
|
- |
-326Closed |
$1.5K - $2.44K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-673Closed |
$3.1K - $5.03K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-3KClosed |
$13.8K - $22.4K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-70Closed |
$323 - $523
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Uma Financial Services, Inc.
|
SELL
|
- |
-10.7KClosed |
$49.4K - $80.1K
|
0
$0
|
|
|
Apr 14, 2020
Q1 2020
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-4.29KClosed |
$19.8K - $32.1K
|
0
$0
|
|
|
Apr 08, 2020
Q1 2020
|
Confluence Investment Management LLC
|
SELL
|
- |
-142KClosed |
$655K - $1.06M
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 18, 2020
Q4 2019
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-14KClosed |
$93.8K - $105K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-191KClosed |
$1.28M - $1.43M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-194KClosed |
$1.3M - $1.46M
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-18.3KClosed |
$123K - $137K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-1.98KClosed |
$13.3K - $14.9K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-695Closed |
$4.67K - $5.23K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-1.27KClosed |
$8.1K - $9.11K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Canandaigua National Bank & Trust CO
Canandaigua, NY |
SELL
|
- |
-16.3KClosed |
$104K - $117K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-75.6KClosed |
$481K - $541K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Telemus Capital, LLC
|
SELL
|
- |
-35.1KClosed |
$223K - $251K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Rmb Capital Management, LLC
|
SELL
|
- |
-31KClosed |
$197K - $222K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Next Capital Management LLC
|
SELL
|
- |
-3.31KClosed |
$21K - $23.6K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-100Closed |
$636 - $715
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-76.8KClosed |
$489K - $549K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-260Closed |
$1.65K - $1.86K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
River Road Asset Management, LLC
|
SELL
|
- |
-16.7KClosed |
$106K - $119K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Gilbert & Cook, Inc.
|
SELL
|
- |
-10.1KClosed |
$64.5K - $72.5K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-5.54KClosed |
$35.2K - $39.6K
|
0
$0
|
|
|
Oct 25, 2019
Q3 2019
|
Sepio Capital, LP
|
SELL
|
- |
-18.2KClosed |
$116K - $130K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
Integrated Investment Consultants, LLC
|
SELL
|
- |
-14.1KClosed |
$89.7K - $101K
|
0
$0
|
|
|
Oct 17, 2019
Q3 2019
|
Cambiar Investors LLC
|
SELL
|
- |
-15.6MClosed |
$99.3M - $112M
|
0
$0
|
|
|
Oct 17, 2019
Q3 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-5.81KClosed |
$37K - $41.5K
|
0
$0
|
|
|
Oct 16, 2019
Q3 2019
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-856Closed |
$5.44K - $6.12K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
First Personal Financial Services
|
SELL
|
- |
-1.69KClosed |
$10.7K - $12.1K
|
0
$0
|
|