Latest Institutional Transactions on Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information on the latest institutional transactions involving Sumitomo Mitsui Financial Group, Inc. (SMFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-2.32KClosed |
$15K - $16.3K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-30KClosed |
$194K - $211K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-24.6KClosed |
$159K - $173K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-58.9KClosed |
$381K - $415K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Arch Point Investors
Coral Gables, FL |
SELL
|
- |
-21.5KClosed |
$139K - $152K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
PUT |
-60KClosed |
$388K - $422K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-400Closed |
$2.59K - $2.82K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Candriam S.C.A.
|
SELL
|
- |
-138Closed |
$893 - $972
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
West Bancorporation Inc
|
SELL
|
- |
-422Closed |
$2.73K - $2.97K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-3.73KClosed |
$24.1K - $26.2K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
New York State Common Retirement Fund
|
BUY
|
- |
13.9K+ 42.77% |
$90K - $98K
|
46.5K
$686K
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-28.9KClosed |
$187K - $203K
|
0
$0
|
|
|
Jan 06, 2022
Q4 2021
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-1.23KClosed |
$7.94K - $8.64K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-174Closed |
$1.15K - $1.3K
|
0
$0
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
8.24K+ 77.37% |
$54.4K - $61.6K
|
18.9K
$279K
|
|
|
Dec 01, 2022
Q3 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
2.44KNew |
$16.1K - $18.2K
|
2.44K
$36K
|
|
|
Nov 12, 2021
Q3 2021
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
PUT |
819New |
$5.41K - $6.13K
|
819
$12.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-1.53KClosed |
$10.1K - $11.5K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
80New |
$528 - $598
|
80
$1.18K
|
|
|
Nov 10, 2021
Q3 2021
|
Cadence Bank
Tupelo, MS |
SELL
|
- |
-20.2KClosed |
$134K - $151K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
13.5KNew |
$89.1K - $101K
|
13.5K
$199K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-8.47KClosed |
$55.9K - $63.4K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
41KNew |
$270K - $306K
|
41K
$605K
|
|
|
Oct 15, 2021
Q3 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-174Closed |
$1.15K - $1.3K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-195KClosed |
$1.28M - $1.46M
|
0
$0
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-1.55KClosed |
$10.2K - $11.6K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Nov 22, 2024
Q2 2021
|
Erste Asset Management Gmb H
Vienna, C4 |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-10.4KClosed |
$71.6K - $77.4K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
CALL |
-33.8KClosed |
$233K - $251K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.05KClosed |
$7.19K - $7.77K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-668Closed |
$4.6K - $4.97K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-14.7KClosed |
$101K - $109K
|
0
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Accel Wealth Management
|
SELL
|
- |
-1.24KClosed |
$8.52K - $9.21K
|
0
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Xr Securities LLC
|
SELL
|
CALL |
-59.3KClosed |
$408K - $441K
|
0
$0
|
|
|
Jul 09, 2021
Q2 2021
|
Mcia Inc
|
SELL
|
- |
-75.1KClosed |
$517K - $559K
|
0
$0
|
|
| Q1 2021 | |||||||
|
Aug 11, 2022
Q1 2021
|
Infini Capital Management LTD
Central, K3 |
SELL
|
- |
-818KClosed |
$4.99M - $6.44M
|
0
$0
|
|
|
Jun 02, 2021
Q1 2021
|
Intrust Bank Na
Wichita, KS |
SELL
|
- |
-10.9KClosed |
$66.6K - $86K
|
0
$0
|
|
|
May 21, 2021
Q1 2021
|
Childress Capital Advisors, LLC
Houston, TX |
SELL
|
- |
-190Closed |
$1.16K - $1.5K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
SELL
|
- |
-2.1K- 12.71% |
$12.8K - $16.5K
|
14.4K
$213K
|
|
|
May 14, 2021
Q1 2021
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-11.7KClosed |
$71.3K - $92.1K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-516Closed |
$3.15K - $4.07K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-23.4KClosed |
$143K - $184K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
SELL
|
- |
-62KClosed |
$378K - $489K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-23.8KClosed |
$145K - $188K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-31Closed |
$189 - $244
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-507Closed |
$3.09K - $4K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-40.2KClosed |
$245K - $317K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-12.6KClosed |
$68K - $78.5K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-160KClosed |
$866K - $999K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Nine Masts Capital LTD
|
SELL
|
- |
-4.44MClosed |
$24M - $27.6M
|
0
$0
|
|