Latest Institutional Transactions on Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information on the latest institutional transactions involving Sumitomo Mitsui Financial Group, Inc. (SMFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2019
Q4 2018
|
Krilogy Financial LLC
|
SELL
|
- |
-89Closed |
$566 - $738
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-18.1KClosed |
$115K - $150K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Bahl & Gaynor Inc
|
SELL
|
- |
-26KClosed |
$165K - $215K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Jacobi Capital Management LLC
|
SELL
|
- |
-20.5KClosed |
$130K - $170K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-2.76KClosed |
$17.6K - $22.9K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-321Closed |
$2.04K - $2.66K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Henry James International Management Inc.
|
SELL
|
- |
-10.7KClosed |
$67.9K - $88.6K
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Ls Investment Advisors, LLC
|
SELL
|
- |
-3.27KClosed |
$20.8K - $27.1K
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
True Private Wealth Advisors
|
SELL
|
- |
-4.52KClosed |
$28.7K - $37.4K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Jan 16, 2019
Q3 2018
|
Pathway Financial Advisors LLC
|
SELL
|
- |
-3.92KClosed |
$29.8K - $33K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
220KNew |
$1.67M - $1.85M
|
220K
$3.24M
|
|
|
Nov 14, 2018
Q3 2018
|
Adviser Investments LLC
|
SELL
|
- |
-1.23KClosed |
$9.34K - $10.3K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3.17KClosed |
$24.1K - $26.7K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Highbridge Capital Management LLC
New York, NY |
SELL
|
- |
-150KClosed |
$1.14M - $1.26M
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-767Closed |
$5.83K - $6.46K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-2.27KClosed |
$17.2K - $19.1K
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Gryphon Financial Partners LLC
|
SELL
|
- |
-276Closed |
$2.1K - $2.32K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-345Closed |
$2.62K - $2.9K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-753Closed |
$5.72K - $6.34K
|
0
$0
|
|
|
Oct 19, 2018
Q3 2018
|
Palisade Asset Management, LLC
|
SELL
|
- |
-11.6KClosed |
$88.2K - $97.7K
|
0
$0
|
|
|
Oct 15, 2018
Q3 2018
|
Zweig Di Menna Associates LLC
|
SELL
|
- |
-17.9KClosed |
$136K - $151K
|
0
$0
|
|
|
Oct 10, 2018
Q3 2018
|
Cordasco Financial Network
|
SELL
|
- |
-410Closed |
$3.12K - $3.45K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Hanseatic Management Services Inc
|
SELL
|
- |
-478Closed |
$3.69K - $4.12K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-3.93KClosed |
$30.4K - $33.9K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-33KClosed |
$255K - $284K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-1.25KClosed |
$9.62K - $10.7K
|
0
$0
|
|
|
Jul 30, 2018
Q2 2018
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
SELL
|
- |
-2.19KClosed |
$17K - $18.9K
|
0
$0
|
|
|
Jul 19, 2018
Q2 2018
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-1.28KClosed |
$9.86K - $11K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Aug 30, 2024
Q1 2018
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-1.78KClosed |
$14.8K - $17K
|
0
$0
|
|
|
May 23, 2018
Q1 2018
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-158Closed |
$1.32K - $1.52K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Altshuler Shaham LTD
|
SELL
|
- |
-150KClosed |
$1.25M - $1.44M
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-11.6KClosed |
$97.2K - $112K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-65.9KClosed |
$550K - $632K
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
Conning Inc.
|
SELL
|
- |
-11.1KClosed |
$92.9K - $107K
|
0
$0
|
|
|
May 03, 2018
Q1 2018
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-10.8KClosed |
$90.2K - $104K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-16.5KClosed |
$137K - $158K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-1.95KClosed |
$16.3K - $18.7K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Santori & Peters, Inc.
|
SELL
|
- |
-572Closed |
$4.78K - $5.49K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 21, 2018
Q4 2017
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-6.74K- 99.41% |
$51.8K - $59.5K
|
40
$591
|
|
|
Feb 13, 2018
Q4 2017
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-29.7KClosed |
$228K - $262K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Bank Of Nova Scotia Trust CO
|
SELL
|
- |
-356Closed |
$2.73K - $3.14K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Spectrum Management Group, LLC
|
SELL
|
- |
-68Closed |
$522 - $600
|
0
$0
|
|
|
Feb 05, 2018
Q4 2017
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-2.18KClosed |
$16.8K - $19.3K
|
0
$0
|
|
|
Jan 17, 2018
Q4 2017
|
City Holding CO
|
SELL
|
- |
-268Closed |
$2.06K - $2.36K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 13, 2017
Q3 2017
|
Citizens Financial Group Inc
|
SELL
|
- |
-368Closed |
$2.7K - $2.93K
|
0
$0
|
|
|
Nov 08, 2017
Q3 2017
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.72KClosed |
$12.6K - $13.7K
|
0
$0
|
|