Purchases and Sales Made in Q1 2022 in Special Opportunities Fund, Inc. (SPE)
This table provides information about the institutional ownership of Special Opportunities Fund, Inc. (SPE) during Q1 2022. The information is specifically focused on institutions that hold shares of SPECIAL OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
56.3KNew |
$790K - $878K
|
56.3K
$846K
|
|
|
May 13, 2022
Q1 2022
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
42.1K+ 49.63% |
$591K - $656K
|
127K
$1.9M
|
|
|
May 16, 2022
Q1 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
30.2K+ 10.41% |
$424K - $471K
|
320K
$4.81M
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
24.7K+ 287.6% |
$346K - $385K
|
33.2K
$499K
|
|
|
May 12, 2022
Q1 2022
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
13.4KNew |
$188K - $209K
|
13.4K
$201K
|
|
|
May 16, 2022
Q1 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
9.86K+ 19.72% |
$138K - $154K
|
59.9K
$899K
|
|
|
May 09, 2022
Q1 2022
|
Scotia Capital Inc.
|
BUY
|
- |
3.77K+ 5.05% |
$52.9K - $58.8K
|
78.4K
$1.18M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.07K+ 6.45% |
$29K - $32.2K
|
34.1K
$512K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
306+ 0.92% |
$4.3K - $4.77K
|
33.6K
$504K
|
|
|
Apr 20, 2022
Q1 2022
|
Gemmer Asset Management LLC
|
BUY
|
- |
225+ 18.0% |
$3.16K - $3.51K
|
1.48K
$22.2K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
99+ 0.3% |
$1.39K - $1.54K
|
33.3K
$501K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-145- 0.82% |
$2.04K - $2.26K
|
17.6K
$264K
|
|
|
May 04, 2022
Q1 2022
|
Tfc Financial Management
|
SELL
|
- |
-164Closed |
$2.3K - $2.56K
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Meixler Investment Management, Ltd.
Show Low, AZ |
SELL
|
- |
-220- 1.02% |
$3.09K - $3.43K
|
21.4K
$322K
|
|
|
Apr 11, 2022
Q1 2022
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-300- 2.68% |
$4.21K - $4.68K
|
10.9K
$163K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-416- 46.22% |
$5.84K - $6.49K
|
484
$7.27K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-587- 21.45% |
$8.24K - $9.16K
|
2.15K
$32.3K
|
|
|
Apr 29, 2022
Q1 2022
|
Jnba Financial Advisors
|
SELL
|
- |
-1.11KClosed |
$15.5K - $17.3K
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
Calton & Associates, Inc.
|
SELL
|
- |
-2.15K- 10.02% |
$30.1K - $33.5K
|
19.3K
$289K
|
|
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-2.31KClosed |
$32.4K - $36.1K
|
0
$0
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.63K- 9.62% |
$50.9K - $56.6K
|
34.1K
$512K
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-10.5KClosed |
$147K - $163K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Wealth Dimensions Group, Ltd.
|
SELL
|
- |
-10.7KClosed |
$151K - $167K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-11.9KClosed |
$168K - $186K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
SELL
|
- |
-15.6K- 75.19% |
$219K - $244K
|
5.15K
$77.4K
|
|
|
May 13, 2022
Q1 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-17.4KClosed |
$244K - $271K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-20.4K- 52.86% |
$287K - $318K
|
18.2K
$273K
|
|
|
Apr 27, 2022
Q1 2022
|
Winning Points Advisors, LLC
Boca Raton, FL |
SELL
|
- |
-27.3KClosed |
$384K - $426K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Robinson Capital Management, LLC
|
SELL
|
- |
-72.6KClosed |
$1.02M - $1.13M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-102K- 80.13% |
$1.43M - $1.59M
|
25.2K
$379K
|
|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-119K- 13.34% |
$1.67M - $1.86M
|
773K
$11.6M
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-166K- 76.26% |
$2.34M - $2.6M
|
51.8K
$778K
|
|
|
Apr 21, 2022
Q1 2022
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-263K- 99.95% |
$3.69M - $4.1M
|
139
$2.09K
|
|
|
Apr 27, 2022
Q1 2022
|
Epiq Partners, LLC
|
SELL
|
- |
-389K- 94.58% |
$5.46M - $6.07M
|
22.3K
$335K
|
|
|
May 13, 2022
Q1 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-525K- 16.01% |
$7.37M - $8.18M
|
2.75M
$41.3M
|