Purchases and Sales Made in Q1 2023 in Special Opportunities Fund, Inc. (SPE)
This table provides information about the institutional ownership of Special Opportunities Fund, Inc. (SPE) during Q1 2023. The information is specifically focused on institutions that hold shares of SPECIAL OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
68.4K+ 98.43% |
$721K - $816K
|
138K
$2.13M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
62.8K+ 43.81% |
$662K - $750K
|
206K
$3.19M
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
54.6KNew |
$575K - $651K
|
54.6K
$845K
|
|
|
May 08, 2023
Q1 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
26.3K+ 11.63% |
$277K - $313K
|
252K
$3.9M
|
|
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
22.4KNew |
$236K - $267K
|
22.4K
$346K
|
|
|
May 18, 2023
Q1 2023
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
BUY
|
- |
17.5KNew |
$184K - $209K
|
17.5K
$271K
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
17.4KNew |
$183K - $207K
|
17.4K
$269K
|
|
|
May 08, 2023
Q1 2023
|
Live Oak Private Wealth LLC
|
BUY
|
- |
14.9KNew |
$157K - $177K
|
14.9K
$230K
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
11.5KNew |
$121K - $137K
|
11.5K
$177K
|
|
|
Jul 10, 2023
Q1 2023
|
Triad Investment Management
|
BUY
|
- |
4.12K+ 19.97% |
$43.4K - $49.1K
|
24.7K
$383K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2K+ 13.7% |
$21.1K - $23.9K
|
16.6K
$257K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.55K+ 6.62% |
$16.4K - $18.5K
|
25K
$387K
|
|
|
May 11, 2023
Q1 2023
|
Scotia Capital Inc.
|
BUY
|
- |
1.26K+ 1.52% |
$13.3K - $15K
|
84.3K
$1.3M
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
349+ 2.46% |
$3.68K - $4.16K
|
14.5K
$225K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 26, 2023
Q1 2023
|
Lindbrook Capital, LLC
|
SELL
|
- |
-229- 18.62% |
$2.41K - $2.73K
|
1K
$15.5K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-279- 0.37% |
$2.94K - $3.33K
|
74.5K
$1.15M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-344- 12.68% |
$3.63K - $4.1K
|
2.37K
$36.7K
|
|
|
May 01, 2023
Q1 2023
|
Csenge Advisory Group
|
SELL
|
- |
-736- 4.8% |
$7.76K - $8.78K
|
14.6K
$226K
|
|
|
May 10, 2023
Q1 2023
|
Meixler Investment Management, Ltd.
Show Low, AZ |
SELL
|
- |
-2K- 14.71% |
$21.1K - $23.9K
|
11.6K
$180K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-2.98K- 32.33% |
$31.4K - $35.5K
|
6.23K
$96.5K
|
|
|
May 15, 2023
Q1 2023
|
First Manhattan CO
New York, NY |
SELL
|
- |
-7.7K- 10.93% |
$81.2K - $91.9K
|
62.7K
$971K
|
|
|
May 15, 2023
Q1 2023
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-11K- 21.73% |
$116K - $132K
|
39.7K
$615K
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-54.4K- 3.08% |
$574K - $649K
|
1.71M
$26.5M
|
|
|
Apr 12, 2023
Q1 2023
|
Epiq Partners, LLC
|
SELL
|
- |
-114K- 35.12% |
$1.2M - $1.36M
|
210K
$3.26M
|
|
|
May 15, 2023
Q1 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-142K- 28.84% |
$1.49M - $1.69M
|
350K
$5.41M
|