Purchases and Sales Made in Q3 2022 in Special Opportunities Fund, Inc. (SPE)
This table provides information about the institutional ownership of Special Opportunities Fund, Inc. (SPE) during Q3 2022. The information is specifically focused on institutions that hold shares of SPECIAL OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
78.6KNew |
$865K - $1.89M
|
78.6K
$1.22M
|
|
|
Oct 18, 2022
Q3 2022
|
Triad Investment Management
|
BUY
|
- |
19.4KNew |
$214K - $466K
|
19.4K
$301K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
18.1K+ 48.11% |
$200K - $435K
|
55.8K
$864K
|
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
BUY
|
- |
10.6KNew |
$116K - $253K
|
10.6K
$163K
|
|
|
Nov 08, 2022
Q3 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
8.92K+ 4.28% |
$98.1K - $214K
|
217K
$3.36M
|
|
|
Nov 10, 2022
Q3 2022
|
Scotia Capital Inc.
|
BUY
|
- |
4.06K+ 4.74% |
$44.6K - $97.4K
|
89.8K
$1.39M
|
|
|
Nov 14, 2022
Q3 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
3.3K+ 6.04% |
$36.3K - $79.2K
|
57.9K
$897K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.59K+ 8.3% |
$28.4K - $62.1K
|
33.7K
$522K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.85K+ 15.72% |
$20.3K - $44.3K
|
13.6K
$211K
|
|
|
Oct 31, 2022
Q3 2022
|
Calton & Associates, Inc.
|
BUY
|
- |
286+ 1.39% |
$3.15K - $6.86K
|
20.8K
$322K
|
|
|
Oct 14, 2022
Q3 2022
|
Epiq Partners, LLC
|
BUY
|
- |
192+ 0.06% |
$2.11K - $4.61K
|
334K
$5.17M
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-56- 0.32% |
$616 - $1.34K
|
17.5K
$270K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-106- 3.98% |
$1.17K - $2.54K
|
2.55K
$39.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-479- 1.57% |
$5.27K - $11.5K
|
30K
$465K
|
|
|
Oct 24, 2022
Q3 2022
|
Meixler Investment Management, Ltd.
Show Low, AZ |
SELL
|
- |
-1.1K- 5.9% |
$12.1K - $26.4K
|
17.5K
$272K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.32K- 3.31% |
$25.5K - $55.7K
|
67.7K
$1.05M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.67K- 96.91% |
$40.4K - $88.1K
|
117
$1.81K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-4.07K- 37.83% |
$44.8K - $97.7K
|
6.69K
$104K
|
|
|
Nov 10, 2022
Q3 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-5.3K- 81.16% |
$58.3K - $127K
|
1.23K
$19K
|
|
|
Nov 14, 2022
Q3 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-6K- 8.82% |
$66K - $144K
|
62K
$960K
|
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-67K- 11.23% |
$737K - $1.61M
|
530K
$8.2M
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-103K- 5.43% |
$1.13M - $2.47M
|
1.79M
$27.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-106K- 55.87% |
$1.17M - $2.55M
|
83.9K
$1.3M
|