Purchases and Sales Made in Q3 2023 in Special Opportunities Fund, Inc. (SPE)
This table provides information about the institutional ownership of Special Opportunities Fund, Inc. (SPE) during Q3 2023. The information is specifically focused on institutions that hold shares of SPECIAL OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
26.8KNew |
$291K - $310K
|
26.8K
$391K
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
21.1KNew |
$229K - $244K
|
21.1K
$308K
|
|
|
Nov 14, 2023
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
20.4KNew |
$222K - $236K
|
20.4K
$298K
|
|
|
Nov 06, 2023
Q3 2023
|
Rpo LLC
Stamford, CT |
BUY
|
- |
17.2KNew |
$187K - $199K
|
17.2K
$251K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
16.8KNew |
$182K - $194K
|
16.8K
$245K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
14.7KNew |
$160K - $170K
|
14.7K
$215K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.1K+ 17.89% |
$153K - $163K
|
92.9K
$1.36M
|
|
|
Oct 30, 2023
Q3 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
7.77K+ 3.02% |
$84.5K - $90K
|
265K
$3.88M
|
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
5.82K+ 1.54% |
$63.3K - $67.4K
|
384K
$5.61M
|
|
|
Nov 14, 2023
Q3 2023
|
Scotia Capital Inc.
|
BUY
|
- |
5.7K+ 6.92% |
$61.9K - $66K
|
88K
$1.29M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.91K+ 2.08% |
$31.6K - $33.7K
|
143K
$2.09M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
2.4K+ 38.52% |
$26.1K - $27.8K
|
8.63K
$126K
|
|
|
Nov 14, 2023
Q3 2023
|
First Manhattan CO
New York, NY |
BUY
|
- |
1.07K+ 3.16% |
$11.6K - $12.4K
|
34.9K
$510K
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
642+ 5.02% |
$6.98K - $7.43K
|
13.4K
$196K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
568+ 2.69% |
$6.17K - $6.58K
|
21.7K
$317K
|
|
|
Oct 13, 2023
Q3 2023
|
Triad Investment Management
|
BUY
|
- |
500+ 2.06% |
$5.44K - $5.79K
|
24.8K
$363K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
341+ 2.3% |
$3.71K - $3.95K
|
15.2K
$222K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
292New |
$3.17K - $3.38K
|
292
$4.27K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-341- 12.58% |
$3.71K - $3.95K
|
2.37K
$34.6K
|
|
|
Aug 06, 2024
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-1.02K- 4.76% |
$11.1K - $11.8K
|
20.4K
$298K
|
|
|
Nov 14, 2023
Q3 2023
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-2.69K- 7.64% |
$29.2K - $31.1K
|
32.5K
$475K
|
|
|
Nov 21, 2023
Q3 2023
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-4.2K- 15.41% |
$45.7K - $48.6K
|
23.1K
$337K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.7K- 36.31% |
$62K - $66K
|
10K
$146K
|
|
|
Oct 18, 2023
Q3 2023
|
Epiq Partners, LLC
|
SELL
|
- |
-11.4K- 6.67% |
$124K - $132K
|
159K
$2.32M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-12.6K- 5.58% |
$137K - $146K
|
214K
$3.12M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-15.8K- 34.48% |
$171K - $183K
|
29.9K
$437K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-17.8K- 90.2% |
$194K - $206K
|
1.94K
$28.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-78.7K- 4.65% |
$856K - $911K
|
1.61M
$23.6M
|