Purchases and Sales Made in Q4 2021 in Special Opportunities Fund, Inc. (SPE)
This table provides information about the institutional ownership of Special Opportunities Fund, Inc. (SPE) during Q4 2021. The information is specifically focused on institutions that hold shares of SPECIAL OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q4 2021
|
Sarissa Consulting LLC
Santa Monica, CA |
BUY
|
- |
71.3KNew |
$1.04M - $1.16M
|
71.3K
$1.1M
|
|
|
Feb 16, 2022
Q4 2021
|
Winning Points Advisors, LLC
Boca Raton, FL |
BUY
|
- |
27.3KNew |
$398K - $444K
|
27.3K
$423K
|
|
|
Mar 10, 2022
Q4 2021
|
Meixler Investment Management, Ltd.
Show Low, AZ |
BUY
|
- |
21.7KNew |
$315K - $352K
|
21.7K
$335K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
10.5KNew |
$152K - $170K
|
10.5K
$162K
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
6.97K+ 3.3% |
$101K - $113K
|
218K
$3.38M
|
|
|
Feb 11, 2022
Q4 2021
|
Scotia Capital Inc.
|
BUY
|
- |
4.74K+ 6.78% |
$69K - $76.9K
|
74.6K
$1.16M
|
|
|
Feb 14, 2022
Q4 2021
|
Css LLC
Chicago, IL |
BUY
|
- |
3.53K+ 1.23% |
$51.4K - $57.4K
|
290K
$4.49M
|
|
|
Feb 14, 2022
Q4 2021
|
First Manhattan CO
New York, NY |
BUY
|
- |
3K+ 6.38% |
$43.7K - $48.7K
|
50K
$774K
|
|
|
Jan 21, 2022
Q4 2021
|
Gemmer Asset Management LLC
|
BUY
|
- |
1.25KNew |
$18.2K - $20.3K
|
1.25K
$19.4K
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
500New |
$7.28K - $8.12K
|
500
$7.74K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
265+ 10.72% |
$3.86K - $4.3K
|
2.74K
$42.4K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
249+ 2.06% |
$3.63K - $4.04K
|
12.4K
$191K
|
|
|
Feb 03, 2022
Q4 2021
|
Jnba Financial Advisors
|
BUY
|
- |
62+ 5.94% |
$903 - $1.01K
|
1.11K
$17.1K
|
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
30+ 1.2% |
$437 - $487
|
2.53K
$39.2K
|
|
|
Jan 25, 2022
Q4 2021
|
Cva Family Office, LLC
|
BUY
|
- |
30New |
$437 - $487
|
30
$464
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
23+ 0.19% |
$335 - $374
|
11.9K
$185K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-129- 5.29% |
$1.88K - $2.09K
|
2.31K
$35.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-212- 0.63% |
$3.09K - $3.44K
|
33.3K
$515K
|
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-220- 1.93% |
$3.2K - $3.57K
|
11.2K
$173K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-300- 80.0% |
$4.37K - $4.87K
|
75
$1.16K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-350- 1.94% |
$5.1K - $5.68K
|
17.7K
$275K
|
|
|
Jan 13, 2022
Q4 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-618- 2.81% |
$9K - $10K
|
21.4K
$331K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-922- 12.11% |
$13.4K - $15K
|
6.69K
$104K
|
|
|
Feb 14, 2022
Q4 2021
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1K- 1.17% |
$14.6K - $16.2K
|
84.8K
$1.31M
|
|
|
Feb 08, 2022
Q4 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-4.75K- 6.14% |
$69.2K - $77.1K
|
72.6K
$1.12M
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$72.8K - $81.2K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-14.2K- 5.12% |
$207K - $230K
|
263K
$4.07M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-14.2K- 30.72% |
$207K - $230K
|
32K
$496K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-17K- 33.84% |
$247K - $276K
|
33.2K
$514K
|
|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-23.1KClosed |
$336K - $375K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-25.1K- 50.0% |
$366K - $408K
|
25.1K
$389K
|
|
|
Feb 18, 2022
Q4 2021
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
SELL
|
- |
-29K- 58.29% |
$423K - $471K
|
20.8K
$322K
|
|
|
Jan 25, 2022
Q4 2021
|
Epiq Partners, LLC
|
SELL
|
- |
-30K- 6.81% |
$437K - $488K
|
411K
$6.37M
|
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-59.8K- 6.28% |
$871K - $971K
|
892K
$13.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-133K- 3.9% |
$1.93M - $2.16M
|
3.28M
$50.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-205KClosed |
$2.99M - $3.34M
|
0
$0
|