Purchases and Sales Made in Q4 2022 in Special Opportunities Fund, Inc. (SPE)
This table provides information about the institutional ownership of Special Opportunities Fund, Inc. (SPE) during Q4 2022. The information is specifically focused on institutions that hold shares of SPECIAL OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
64.8K+ 82.4% |
$710K - $796K
|
143K
$2.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Robinson Capital Management, LLC
|
BUY
|
- |
42.3KNew |
$464K - $520K
|
42.3K
$619K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.7KNew |
$151K - $169K
|
13.7K
$201K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
13.6K+ 24.39% |
$149K - $167K
|
69.5K
$1.01M
|
|
|
Feb 14, 2023
Q4 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
12.5K+ 21.58% |
$137K - $154K
|
70.4K
$1.03M
|
|
|
Feb 03, 2023
Q4 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
8.63K+ 3.98% |
$94.6K - $106K
|
226K
$3.3M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
8.24K+ 24.43% |
$90.3K - $101K
|
42K
$613K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.1K+ 10.48% |
$77.8K - $87.2K
|
74.8K
$1.09M
|
|
|
Feb 10, 2023
Q4 2022
|
Csenge Advisory Group
|
BUY
|
- |
4.77K+ 45.2% |
$52.3K - $58.6K
|
15.3K
$224K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
4.28KNew |
$46.9K - $52.6K
|
4.28K
$62.5K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
4.25KNew |
$46.6K - $52.2K
|
4.25K
$62.1K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
2.52K+ 37.7% |
$27.6K - $31K
|
9.21K
$135K
|
|
|
Jan 27, 2023
Q4 2022
|
Triad Investment Management
|
BUY
|
- |
1.2K+ 6.18% |
$13.2K - $14.7K
|
20.6K
$301K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1K+ 7.35% |
$11K - $12.3K
|
14.6K
$213K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
736+ 5.48% |
$8.07K - $9.04K
|
14.2K
$207K
|
|
|
Jan 18, 2023
Q4 2022
|
Calton & Associates, Inc.
|
BUY
|
- |
355+ 1.7% |
$3.89K - $4.36K
|
21.2K
$309K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
160+ 6.26% |
$1.75K - $1.96K
|
2.71K
$39.7K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-180- 1.03% |
$1.97K - $2.21K
|
17.3K
$252K
|
|
|
Feb 14, 2023
Q4 2022
|
Css LLC
Chicago, IL |
SELL
|
- |
-3K- 1.1% |
$32.9K - $36.8K
|
270K
$3.94M
|
|
|
Feb 09, 2023
Q4 2022
|
Meixler Investment Management, Ltd.
Show Low, AZ |
SELL
|
- |
-3.95K- 22.5% |
$43.3K - $48.5K
|
13.6K
$199K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-5.55K- 34.14% |
$60.8K - $68.2K
|
10.7K
$156K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-6.6K- 21.95% |
$72.3K - $81K
|
23.5K
$343K
|
|
|
Feb 09, 2023
Q4 2022
|
Scotia Capital Inc.
|
SELL
|
- |
-6.73K- 7.5% |
$73.8K - $82.7K
|
83K
$1.21M
|
|
|
Jan 06, 2023
Q4 2022
|
Epiq Partners, LLC
|
SELL
|
- |
-9.73K- 2.91% |
$107K - $119K
|
324K
$4.74M
|
|
|
Feb 14, 2023
Q4 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-11.2K- 18.14% |
$123K - $138K
|
50.8K
$742K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-11.3K- 43.93% |
$124K - $139K
|
14.5K
$211K
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-30.1K- 1.68% |
$330K - $369K
|
1.76M
$25.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-38.5K- 7.27% |
$422K - $473K
|
491K
$7.18M
|