Purchases and Sales Made in Q1 2024 in Swiss Helvetia Fund, Inc. (SWZ)
This table provides information about the institutional ownership of Swiss Helvetia Fund, Inc. (SWZ) during Q1 2024. The information is specifically focused on institutions that hold shares of SWISS HELVETIA FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2024
Q1 2024
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
40.8K+ 22.33% |
$318K - $337K
|
224K
$1.83M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
17.9KNew |
$140K - $148K
|
17.9K
$147K
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
13.7K+ 25.67% |
$106K - $113K
|
66.9K
$548K
|
|
|
May 15, 2024
Q1 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
6.72K+ 2.25% |
$52.4K - $55.4K
|
305K
$2.5M
|
|
|
May 15, 2024
Q1 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
6.29K+ 19.08% |
$49K - $51.9K
|
39.3K
$322K
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
5.81K+ 6.23% |
$45.3K - $47.9K
|
99.1K
$812K
|
|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
5.81K+ 6.23% |
$45.3K - $47.9K
|
99.1K
$812K
|
|
|
May 14, 2024
Q1 2024
|
Tom Russo
Gardner Russo & Quinn LLC
|
BUY
|
- |
4.44K+ 1.64% |
$34.6K - $36.7K
|
275K
$2.25M
|
|
|
May 13, 2024
Q1 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
3.72K+ 1.29% |
$29K - $30.7K
|
292K
$2.39M
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.95K+ 3.07% |
$23K - $24.4K
|
99.1K
$812K
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.59K+ 24.12% |
$20.2K - $21.4K
|
13.4K
$109K
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.55KNew |
$19.9K - $21K
|
2.55K
$20.9K
|
|
|
May 13, 2024
Q1 2024
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
2.11K+ 0.6% |
$16.4K - $17.4K
|
352K
$2.88M
|
|
|
May 15, 2024
Q1 2024
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
1.83KNew |
$14.2K - $15.1K
|
1.83K
$15K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
1.55K+ 11.21% |
$12K - $12.8K
|
15.3K
$126K
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
BUY
|
- |
1.46KNew |
$11.4K - $12.1K
|
1.46K
$12K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
835New |
$6.5K - $6.89K
|
835
$6.84K
|
|
|
Apr 12, 2024
Q1 2024
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
298+ 1.31% |
$2.32K - $2.46K
|
23.1K
$189K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 0.01% |
$7.79 - $8.25
|
9.12K
$74.7K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-201- 0.15% |
$1.57K - $1.66K
|
130K
$1.06M
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-300- 9.33% |
$2.34K - $2.48K
|
2.92K
$23.9K
|
|
|
May 10, 2024
Q1 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-480- 0.2% |
$3.74K - $3.96K
|
237K
$1.94M
|
|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-605- 0.66% |
$4.71K - $4.99K
|
91.3K
$748K
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
SELL
|
- |
-6.28K- 6.96% |
$48.9K - $51.8K
|
83.9K
$687K
|
|
|
May 13, 2024
Q1 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-6.57K- 21.99% |
$51.2K - $54.2K
|
23.3K
$191K
|
|
|
May 14, 2024
Q1 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-19K- 2.41% |
$148K - $157K
|
771K
$6.31M
|
|
|
Apr 18, 2024
Q1 2024
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-64.9K- 3.1% |
$505K - $535K
|
2.03M
$16.6M
|