Purchases and Sales Made in Q4 2023 in Swiss Helvetia Fund, Inc. (SWZ)
This table provides information about the institutional ownership of Swiss Helvetia Fund, Inc. (SWZ) during Q4 2023. The information is specifically focused on institutions that hold shares of SWISS HELVETIA FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
155K+ 554.84% |
$1.1M - $1.27M
|
183K
$1.5M
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
29.9KNew |
$213K - $245K
|
29.9K
$245K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
16.6K+ 22.53% |
$118K - $136K
|
90.2K
$739K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
15.7K+ 41.76% |
$112K - $129K
|
53.2K
$436K
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
13.8KNew |
$98.2K - $113K
|
13.8K
$113K
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
13.5K+ 4.0% |
$95.8K - $110K
|
350K
$2.87M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.8KNew |
$76.6K - $88.2K
|
10.8K
$88.1K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.5K+ 97.36% |
$32K - $36.9K
|
9.12K
$74.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
4.45K+ 15.6% |
$31.7K - $36.5K
|
33K
$270K
|
|
|
Feb 13, 2024
Q4 2023
|
Tom Russo
Gardner Russo & Quinn LLC
|
BUY
|
- |
4.25K+ 1.6% |
$30.3K - $34.9K
|
271K
$2.22M
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
3.98K+ 1.4% |
$28.4K - $32.7K
|
289K
$2.36M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.05K+ 0.81% |
$7.45K - $8.58K
|
130K
$1.06M
|
|
|
Feb 14, 2024
Q4 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
480+ 0.2% |
$3.42K - $3.94K
|
238K
$1.95M
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 10, 2024
Q4 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-497- 34.32% |
$3.54K - $4.08K
|
951
$7.79K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-553- 17.94% |
$3.94K - $4.53K
|
2.53K
$20.7K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-1.09K- 1.17% |
$7.78K - $8.95K
|
91.9K
$753K
|
|
|
Feb 14, 2024
Q4 2023
|
Css LLC
Chicago, IL |
SELL
|
- |
-2.5K- 0.83% |
$17.8K - $20.5K
|
298K
$2.44M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.86K- 2.97% |
$20.3K - $23.4K
|
93.3K
$764K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.69K- 53.43% |
$26.3K - $30.3K
|
3.22K
$26.3K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.72K- 59.02% |
$26.5K - $30.5K
|
2.58K
$21.1K
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-4.86K- 17.57% |
$34.6K - $39.8K
|
22.8K
$187K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.59K- 6.6% |
$46.9K - $54.1K
|
93.3K
$764K
|
|
|
Jan 25, 2024
Q4 2023
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-11.5K- 0.55% |
$82K - $94.5K
|
2.09M
$17.1M
|
|
|
Feb 09, 2024
Q4 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-12.3K- 14.05% |
$87.3K - $101K
|
75.1K
$615K
|
|
|
Feb 14, 2024
Q4 2023
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-12.9K- 1.61% |
$91.7K - $106K
|
790K
$6.47M
|