Purchases and Sales Made in Q3 2023 in Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information about the institutional ownership of Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) during Q3 2023. The information is specifically focused on institutions that hold shares of XAI Octagon Floating Rate & Alternative Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
60.1K+ 88.73% |
$396K - $433K
|
128K
$845K
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
46.5K+ 170.07% |
$307K - $335K
|
73.9K
$488K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
38K+ 122.61% |
$250K - $274K
|
69K
$456K
|
|
|
Oct 23, 2023
Q3 2023
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
31.8K+ 65.99% |
$210K - $229K
|
80.1K
$529K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
23.4K+ 22.46% |
$154K - $168K
|
128K
$843K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
22.3K+ 79.21% |
$147K - $160K
|
50.4K
$333K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
15.8KNew |
$104K - $114K
|
15.8K
$104K
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
15.6KNew |
$103K - $113K
|
15.6K
$103K
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
15KNew |
$98.9K - $108K
|
15K
$99.2K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
15KNew |
$98.9K - $108K
|
15K
$99.2K
|
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
13.7KNew |
$90.5K - $98.8K
|
13.7K
$90.7K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
8.08K+ 9.85% |
$53.2K - $58.2K
|
90.1K
$596K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
8K+ 58.43% |
$52.7K - $57.6K
|
21.7K
$143K
|
|
|
Nov 13, 2023
Q3 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
6.91K+ 21.03% |
$45.5K - $49.7K
|
39.7K
$263K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
6.26K+ 11.42% |
$41.3K - $45.1K
|
61.1K
$404K
|
|
|
Oct 27, 2023
Q3 2023
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
3.99K+ 39.13% |
$26.3K - $28.7K
|
14.2K
$93.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.48K+ 12.1% |
$22.9K - $25.1K
|
32.2K
$213K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
2.33K+ 3.5% |
$15.4K - $16.8K
|
68.9K
$455K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.29K+ 6.35% |
$15.1K - $16.5K
|
38.3K
$253K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2KNew |
$13.2K - $14.4K
|
2K
$13.2K
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
1.5K+ 8.65% |
$9.89K - $10.8K
|
18.9K
$125K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.43K+ 0.43% |
$9.4K - $10.3K
|
330K
$2.18M
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
1.34K+ 507.58% |
$8.83K - $9.65K
|
1.6K
$10.6K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.2K+ 2.33% |
$7.89K - $8.63K
|
52.5K
$347K
|
|
|
Nov 01, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
700+ 3.89% |
$4.61K - $5.04K
|
18.7K
$124K
|
|
|
Oct 25, 2023
Q3 2023
|
Beacon Financial Advisory LLC
|
BUY
|
- |
255+ 2.31% |
$1.68K - $1.84K
|
11.3K
$74.7K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
105+ 0.3% |
$692 - $756
|
34.6K
$229K
|
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
46+ 1.16% |
$303 - $331
|
4.01K
$26.5K
|
|
|
Nov 01, 2023
Q3 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
38+ 2.67% |
$250 - $274
|
1.46K
$9.66K
|
|
|
Nov 13, 2023
Q3 2023
|
Hollencrest Capital Management
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-842- 2.3% |
$5.55K - $6.06K
|
35.7K
$236K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2K- 42.55% |
$13.2K - $14.4K
|
2.7K
$17.8K
|
|
|
Oct 26, 2023
Q3 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-2.08K- 1.55% |
$13.7K - $14.9K
|
132K
$872K
|
|
|
Nov 13, 2023
Q3 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-2.3K- 1.31% |
$15.2K - $16.6K
|
174K
$1.15M
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.5K- 13.16% |
$16.5K - $18K
|
16.5K
$109K
|
|
|
Nov 06, 2023
Q3 2023
|
Savant Capital, LLC
|
SELL
|
- |
-3.05K- 13.96% |
$20.1K - $22K
|
18.8K
$124K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-30.5K- 13.73% |
$201K - $220K
|
192K
$1.27M
|