Purchases and Sales Made in Q3 2020 in First Trust Nyse Arca Biotechn (FBT)
This table provides information about the institutional ownership of First Trust Nyse Arca Biotechn (FBT) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NYSE ARCA BIOTECHN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2020
Q3 2020
|
Hrt Financial LP
New York, NY |
BUY
|
- |
49.3KNew |
$7.41M - $8.87M
|
49.3K
$8.53M
|
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
46.9K+ 37.9% |
$7.05M - $8.44M
|
170K
$29.5M
|
|
|
Nov 12, 2020
Q3 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
43.2KNew |
$6.49M - $7.77M
|
43.2K
$7.46M
|
|
|
Oct 19, 2020
Q3 2020
|
Mc Guire Investment Group, LLC
|
BUY
|
- |
27.3KNew |
$4.11M - $4.92M
|
27.3K
$4.73M
|
|
|
Nov 17, 2020
Q3 2020
|
Imc Chicago, LLC
|
BUY
|
- |
20.8KNew |
$3.13M - $3.75M
|
20.8K
$3.6M
|
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20.1K+ 5.83% |
$3.03M - $3.63M
|
365K
$63.2M
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
19.7K+ 11.51% |
$2.96M - $3.54M
|
191K
$33M
|
|
|
Nov 09, 2020
Q3 2020
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
19KNew |
$2.85M - $3.42M
|
19K
$3.28M
|
|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
14.8K+ 74.31% |
$2.23M - $2.67M
|
34.8K
$6.01M
|
|
|
Oct 23, 2020
Q3 2020
|
Spectrum Wealth Advisory Group, LLC
|
BUY
|
- |
14.7K+ 105.05% |
$2.2M - $2.64M
|
28.6K
$4.95M
|
|
|
Nov 16, 2020
Q3 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.3K+ 88.54% |
$2.15M - $2.58M
|
30.5K
$5.28M
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
12.7K+ 4.73% |
$1.92M - $2.29M
|
282K
$48.8M
|
|
|
Nov 02, 2020
Q3 2020
|
D.A. Davidson & Co.
|
BUY
|
- |
11K+ 31.94% |
$1.66M - $1.99M
|
45.6K
$7.89M
|
|
|
Oct 28, 2020
Q3 2020
|
Atwood & Palmer Inc
|
BUY
|
- |
10.5K+ 6008.57% |
$1.58M - $1.89M
|
10.7K
$1.85M
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.88KNew |
$1.49M - $1.78M
|
9.88K
$1.71M
|
|
|
Nov 12, 2020
Q3 2020
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
9.48K+ 430.46% |
$1.43M - $1.71M
|
11.7K
$2.02M
|
|
|
Oct 21, 2020
Q3 2020
|
Crumly & Associates Inc.
|
BUY
|
- |
7.76K+ 29.34% |
$1.17M - $1.4M
|
34.2K
$5.92M
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
BUY
|
- |
6.92K+ 28.77% |
$1.04M - $1.25M
|
31K
$5.36M
|
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.26K+ 5.54% |
$941K - $1.13M
|
119K
$20.6M
|
|
|
Nov 02, 2020
Q3 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
6.02K+ 17.71% |
$905K - $1.08M
|
40K
$6.92M
|
|
|
Nov 16, 2020
Q3 2020
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
5.82KNew |
$875K - $1.05M
|
5.82K
$1.01M
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.02K+ 2.27% |
$755K - $903K
|
226K
$39M
|
|
|
Nov 12, 2020
Q3 2020
|
Karp Capital Management Corp
|
BUY
|
- |
4.46K+ 9.87% |
$670K - $802K
|
49.6K
$8.58M
|
|
|
Nov 12, 2020
Q3 2020
|
Maryland Capital Management
Towson, MD |
BUY
|
- |
4.36KNew |
$656K - $785K
|
4.36K
$754K
|
|
|
Oct 14, 2020
Q3 2020
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3.5K+ 22.24% |
$527K - $631K
|
19.2K
$3.33M
|
|
|
Oct 13, 2020
Q3 2020
|
Pfg Advisors
|
BUY
|
- |
3.15K+ 20.24% |
$474K - $567K
|
18.7K
$3.24M
|
|
|
Nov 12, 2020
Q3 2020
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
2.79KNew |
$419K - $502K
|
2.79K
$482K
|
|
|
Oct 22, 2020
Q3 2020
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
2.59K+ 58.0% |
$389K - $466K
|
7.05K
$1.22M
|
|
|
Oct 09, 2020
Q3 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
2.39K+ 72.16% |
$359K - $430K
|
5.7K
$985K
|
|
|
Oct 23, 2020
Q3 2020
|
Pinnacle Associates LTD
|
BUY
|
- |
2.38K+ 30.09% |
$357K - $428K
|
10.3K
$1.78M
|
|
|
Nov 13, 2020
Q3 2020
|
Assetmark, Inc
|
BUY
|
- |
2.22K+ 111.24% |
$333K - $399K
|
4.21K
$728K
|
|
|
Oct 21, 2020
Q3 2020
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.22KNew |
$333K - $399K
|
2.22K
$384K
|
|
|
Oct 30, 2020
Q3 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.11K+ 30.34% |
$317K - $379K
|
9.04K
$1.56M
|
|
|
Oct 15, 2020
Q3 2020
|
Cambridge Advisors Inc.
|
BUY
|
- |
2.07K+ 128.5% |
$311K - $372K
|
3.67K
$635K
|
|
|
Nov 17, 2020
Q3 2020
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
1.98KNew |
$298K - $357K
|
1.98K
$343K
|
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
BUY
|
- |
1.86K+ 25.55% |
$280K - $336K
|
9.16K
$1.58M
|
|
|
Feb 05, 2021
Q3 2020
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
1.79KNew |
$268K - $321K
|
1.79K
$309K
|
|
|
Oct 21, 2020
Q3 2020
|
First Heartland Consultants, Inc.
|
BUY
|
- |
1.74K+ 10.33% |
$262K - $314K
|
18.6K
$3.22M
|
|
|
Nov 02, 2020
Q3 2020
|
Ifg Advisory, LLC
|
BUY
|
- |
1.6K+ 28.75% |
$241K - $288K
|
7.17K
$1.24M
|
|
|
Nov 12, 2020
Q3 2020
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.5KNew |
$226K - $271K
|
1.5K
$260K
|
|
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.47K+ 27.28% |
$222K - $265K
|
6.87K
$1.19M
|
|
|
Nov 13, 2020
Q3 2020
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.41K+ 5.37% |
$212K - $254K
|
27.6K
$4.78M
|
|
|
Nov 13, 2020
Q3 2020
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
1.4KNew |
$210K - $252K
|
1.4K
$242K
|
|
|
Nov 12, 2020
Q3 2020
|
Pacific Sun Financial Corp
|
BUY
|
- |
935+ 6.97% |
$141K - $168K
|
14.4K
$2.48M
|
|
|
Oct 15, 2020
Q3 2020
|
Country Trust Bank
|
BUY
|
- |
863New |
$130K - $155K
|
863
$149K
|
|
|
Oct 26, 2020
Q3 2020
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
715+ 27.93% |
$108K - $129K
|
3.28K
$567K
|
|
|
Nov 13, 2020
Q3 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
649New |
$97.6K - $117K
|
649
$112K
|
|
|
Oct 13, 2020
Q3 2020
|
Rda Financial Network
|
BUY
|
- |
426+ 13.11% |
$64.1K - $76.7K
|
3.68K
$636K
|
|
|
Nov 16, 2020
Q3 2020
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
425+ 20.66% |
$63.9K - $76.5K
|
2.48K
$429K
|
|
|
Oct 06, 2020
Q3 2020
|
Creative Financial Designs Inc
|
BUY
|
- |
389+ 9.36% |
$58.5K - $70K
|
4.55K
$786K
|