Purchases and Sales Made in Q3 2021 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
6.94MNew |
$331M - $334M
|
6.94M
$321M
|
|
|
Nov 12, 2021
Q3 2021
|
State Of Tennessee, Treasury Department
Nashville, TN |
BUY
|
- |
535K+ 59.38% |
$25.5M - $25.7M
|
1.44M
$66.4M
|
|
|
Oct 20, 2021
Q3 2021
|
Johnson Bixby & Associates, LLC
|
BUY
|
- |
344KNew |
$16.4M - $16.6M
|
344K
$15.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
326K+ 28.93% |
$15.6M - $15.7M
|
1.45M
$67.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
309K+ 25.01% |
$14.8M - $14.9M
|
1.55M
$71.5M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
295K+ 19.14% |
$14.1M - $14.2M
|
1.84M
$85.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
275K+ 14.87% |
$13.1M - $13.2M
|
2.13M
$98.4M
|
|
|
Oct 08, 2021
Q3 2021
|
Engrave Wealth Partners LLC
|
BUY
|
- |
273K+ 158.74% |
$13M - $13.1M
|
445K
$20.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
195K+ 11.39% |
$9.31M - $9.38M
|
1.91M
$88.2M
|
|
|
Oct 27, 2021
Q3 2021
|
Telemus Capital, LLC
|
BUY
|
- |
177K+ 72.78% |
$8.46M - $8.53M
|
421K
$19.5M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
164K+ 39.88% |
$7.81M - $7.87M
|
574K
$26.6M
|
|
|
Nov 02, 2021
Q3 2021
|
Stockman Wealth Management, Inc.
|
BUY
|
- |
116KNew |
$5.52M - $5.56M
|
116K
$5.35M
|
|
|
Nov 12, 2021
Q3 2021
|
Octavia Wealth Advisors, LLC
|
BUY
|
- |
91.2K+ 89.67% |
$4.35M - $4.39M
|
193K
$8.92M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
80.2K+ 21.51% |
$3.83M - $3.86M
|
453K
$21M
|
|
|
Oct 08, 2021
Q3 2021
|
F Dx Advisors, Inc.
|
BUY
|
- |
77.5KNew |
$3.7M - $3.73M
|
77.5K
$3.58M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
75.5K+ 15.99% |
$3.6M - $3.63M
|
548K
$25.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
72.2K+ 4.68% |
$3.45M - $3.47M
|
1.61M
$74.7M
|
|
|
Nov 10, 2021
Q3 2021
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
71.2KNew |
$3.4M - $3.42M
|
71.2K
$3.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
67K+ 19.38% |
$3.2M - $3.22M
|
412K
$19.1M
|
|
|
Nov 10, 2021
Q3 2021
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
66.2K+ 549.74% |
$3.16M - $3.19M
|
78.3K
$3.62M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
63.9K+ 9.21% |
$3.05M - $3.07M
|
758K
$35.1M
|
|
|
Oct 13, 2021
Q3 2021
|
Welch & Forbes LLC
|
BUY
|
- |
62.8K+ 13.53% |
$3M - $3.02M
|
527K
$24.4M
|
|
|
Nov 02, 2021
Q3 2021
|
Flaharty Asset Management, LLC
|
BUY
|
- |
62.8K+ 13.42% |
$3M - $3.02M
|
530K
$24.5M
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
57.9K+ 121.21% |
$2.77M - $2.79M
|
106K
$4.89M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
57.7K+ 183.01% |
$2.75M - $2.77M
|
89.2K
$4.13M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
47.4K+ 20.88% |
$2.26M - $2.28M
|
274K
$12.7M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
44.7K+ 142.58% |
$2.14M - $2.15M
|
76.1K
$3.52M
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
44.4K+ 346.39% |
$2.12M - $2.14M
|
57.2K
$2.65M
|
|
|
Oct 27, 2021
Q3 2021
|
Wealth Trust Asset Management, LLC
Destin, FL |
BUY
|
- |
43.1K+ 255.57% |
$2.06M - $2.07M
|
59.9K
$2.77M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
41.8K+ 4.55% |
$2M - $2.01M
|
961K
$44.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
38.8K+ 335.29% |
$1.85M - $1.87M
|
50.4K
$2.33M
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
37.3K+ 189.4% |
$1.78M - $1.79M
|
57K
$2.64M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
36.5K+ 12.49% |
$1.74M - $1.76M
|
329K
$15.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
36.3KNew |
$1.73M - $1.75M
|
36.3K
$1.68M
|
|
|
Nov 12, 2021
Q3 2021
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
35.6K+ 9.33% |
$1.7M - $1.71M
|
418K
$19.3M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
35.4K+ 51.84% |
$1.69M - $1.7M
|
104K
$4.8M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
35.1K+ 447.85% |
$1.68M - $1.69M
|
43K
$1.99M
|
|
|
Nov 02, 2021
Q3 2021
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
33KNew |
$1.57M - $1.59M
|
33K
$1.53M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
30.7K+ 10.34% |
$1.47M - $1.48M
|
328K
$15.2M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
30.7K+ 20.34% |
$1.47M - $1.48M
|
182K
$8.41M
|
|
|
Oct 13, 2021
Q3 2021
|
Beacon Financial Group
|
BUY
|
- |
30.7K+ 2.44% |
$1.46M - $1.47M
|
1.29M
$59.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Bailard, Inc.
|
BUY
|
- |
27.8K+ 8.27% |
$1.33M - $1.34M
|
364K
$16.8M
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
27.6K+ 473.64% |
$1.32M - $1.33M
|
33.4K
$1.55M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
27.4KNew |
$1.31M - $1.32M
|
27.4K
$1.27M
|
|
|
Oct 28, 2021
Q3 2021
|
Shore Haven Wealth Partners, LLC
|
BUY
|
- |
27.1K+ 19.64% |
$1.29M - $1.3M
|
165K
$7.63M
|
|
|
Nov 01, 2021
Q3 2021
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
25.1K+ 28.11% |
$1.2M - $1.21M
|
115K
$5.3M
|
|
|
Oct 25, 2021
Q3 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
24.9K+ 11.07% |
$1.19M - $1.2M
|
250K
$11.6M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
24.5KNew |
$1.17M - $1.18M
|
24.5K
$1.14M
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
23.6KNew |
$1.13M - $1.14M
|
23.6K
$1.09M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
22.8K+ 8.42% |
$1.09M - $1.09M
|
293K
$13.6M
|