Purchases and Sales Made in Q3 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
10.5K+ 14.83% |
$473K - $482K
|
81K
$3.75M
|
|
|
Oct 13, 2023
Q3 2023
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
10.4K+ 6.63% |
$469K - $478K
|
167K
$7.74M
|
|
|
Nov 13, 2023
Q3 2023
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
9.86K+ 8.53% |
$446K - $455K
|
126K
$5.82M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
9.08KNew |
$411K - $419K
|
9.08K
$421K
|
|
|
Nov 03, 2023
Q3 2023
|
Cottonwood Capital Advisors, LLC
|
BUY
|
- |
8.58K+ 12.03% |
$388K - $395K
|
79.9K
$3.7M
|
|
|
Oct 31, 2023
Q3 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
8.33K+ 37.45% |
$377K - $384K
|
30.6K
$1.42M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
8.04KNew |
$364K - $371K
|
8.04K
$373K
|
|
|
Nov 09, 2023
Q3 2023
|
Adams Wealth Management
|
BUY
|
- |
7.79K+ 13.55% |
$352K - $359K
|
65.2K
$3.02M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
7.51K+ 6.08% |
$340K - $346K
|
131K
$6.08M
|
|
|
Oct 18, 2023
Q3 2023
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
7.44K+ 16.27% |
$337K - $343K
|
53.2K
$2.47M
|
|
|
Nov 09, 2023
Q3 2023
|
Concorde Asset Management, LLC
|
BUY
|
- |
6.41KNew |
$290K - $295K
|
6.41K
$297K
|
|
|
Oct 10, 2023
Q3 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
6.23K+ 1.89% |
$282K - $287K
|
335K
$15.6M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
6.07K+ 14.2% |
$275K - $280K
|
48.8K
$2.26M
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
5.75KNew |
$260K - $265K
|
5.75K
$266K
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
5.59K+ 9.42% |
$253K - $258K
|
65K
$3.01M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.56KNew |
$251K - $256K
|
5.56K
$258K
|
|
|
Oct 30, 2023
Q3 2023
|
Endowment Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
5.4K+ 21.81% |
$244K - $249K
|
30.2K
$1.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
5.26K+ 7.73% |
$238K - $242K
|
73.3K
$3.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Lokken Investment Group LLC
|
BUY
|
- |
5.11K+ 4.22% |
$231K - $236K
|
126K
$5.86M
|
|
|
Oct 13, 2023
Q3 2023
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
5.04KNew |
$228K - $232K
|
5.04K
$233K
|
|
|
Nov 17, 2023
Q3 2023
|
Asset Allocation Strategies LLC
Farmington, MI |
BUY
|
- |
4.84K+ 4.4% |
$219K - $223K
|
115K
$5.33M
|
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
BUY
|
- |
4.62K+ 14.17% |
$209K - $213K
|
37.2K
$1.73M
|
|
|
Oct 11, 2023
Q3 2023
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
4.39K+ 20.81% |
$199K - $202K
|
25.5K
$1.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
4.38K+ 14.43% |
$198K - $202K
|
34.7K
$1.61M
|
|
|
Nov 14, 2023
Q3 2023
|
Harvest Investment Services, LLC
|
BUY
|
- |
4.21K+ 18.4% |
$190K - $194K
|
27.1K
$1.26M
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
4.06K+ 14.27% |
$184K - $187K
|
32.5K
$1.51M
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
3.82K+ 4.81% |
$173K - $176K
|
83.2K
$3.86M
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
BUY
|
- |
3.79K+ 118.74% |
$171K - $175K
|
6.98K
$324K
|
|
|
Nov 08, 2023
Q3 2023
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
BUY
|
- |
3.74K+ 32.31% |
$169K - $172K
|
15.3K
$710K
|
|
|
Nov 08, 2023
Q3 2023
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
3.7K+ 76.23% |
$167K - $171K
|
8.56K
$397K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.56K+ 2.16% |
$161K - $164K
|
168K
$7.8M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
3.54KNew |
$160K - $163K
|
3.54K
$164K
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
3.3K+ 7.04% |
$149K - $152K
|
50.2K
$2.33M
|
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
3K+ 5.38% |
$136K - $138K
|
58.7K
$2.72M
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
2.93K+ 18.24% |
$133K - $135K
|
19K
$880K
|
|
|
Nov 13, 2023
Q3 2023
|
Provence Wealth Management Group
|
BUY
|
- |
2.7KNew |
$122K - $124K
|
2.7K
$125K
|
|
|
Nov 07, 2023
Q3 2023
|
Valmark Advisers, Inc.
|
BUY
|
- |
2.56K+ 18.08% |
$116K - $118K
|
16.7K
$774K
|
|
|
Oct 18, 2023
Q3 2023
|
Signature Securities Group Corporation
|
BUY
|
- |
2.54K+ 23.36% |
$115K - $117K
|
13.4K
$623K
|
|
|
Nov 13, 2023
Q3 2023
|
Vista Investment Management
Pittsburgh, PA |
BUY
|
- |
2.45K+ 32.01% |
$111K - $113K
|
10.1K
$469K
|
|
|
Oct 19, 2023
Q3 2023
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
2.32K+ 13.36% |
$105K - $107K
|
19.7K
$912K
|
|
|
Jan 02, 2024
Q3 2023
|
Southland Equity Partners LLC
Wildwood, MO |
BUY
|
- |
2.25K+ 29.69% |
$102K - $104K
|
9.81K
$455K
|
|
|
Nov 16, 2023
Q3 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
2.24K+ 2.4% |
$101K - $103K
|
95.5K
$4.43M
|
|
|
Oct 11, 2023
Q3 2023
|
Hbw Advisory Services LLC
|
BUY
|
- |
2.19K+ 22.76% |
$99.1K - $101K
|
11.8K
$548K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
BUY
|
- |
2.18K+ 2018.52% |
$98.6K - $100K
|
2.29K
$106K
|
|
|
Nov 14, 2023
Q3 2023
|
Consultiva Wealth Management, Corp.
San Juan, PR |
BUY
|
- |
2.17KNew |
$98.3K - $100K
|
2.17K
$101K
|
|
|
Oct 25, 2023
Q3 2023
|
Wespac Advisors, LLC
|
BUY
|
- |
2.02K+ 7.01% |
$91.4K - $93.1K
|
30.8K
$1.43M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.99K+ 2.04% |
$90.1K - $91.8K
|
99.8K
$4.63M
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
1.81K+ 3.78% |
$81.7K - $83.3K
|
49.6K
$2.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.78K+ 3.11% |
$80.5K - $82K
|
58.9K
$2.73M
|
|
|
Oct 10, 2023
Q3 2023
|
Tsfg, LLC
|
BUY
|
- |
1.69K+ 6046.43% |
$76.6K - $78K
|
1.72K
$79.8K
|