Purchases and Sales Made in Q3 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2023
Q3 2023
|
My Legacy Advisors, LLC
|
SELL
|
- |
-1.29K- 4.6% |
$58.4K - $59.4K
|
26.7K
$1.24M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.35K- 7.07% |
$61.3K - $62.4K
|
17.8K
$825K
|
|
|
Oct 04, 2023
Q3 2023
|
Global Assets Advisory, LLC
Orlando, FL |
SELL
|
- |
-1.38K- 11.8% |
$62.4K - $63.5K
|
10.3K
$478K
|
|
|
Nov 07, 2023
Q3 2023
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-1.44K- 13.17% |
$65.1K - $66.3K
|
9.48K
$439K
|
|
|
Oct 25, 2023
Q3 2023
|
Seaview Investment Managers LLC
|
SELL
|
- |
-1.45K- 24.06% |
$65.4K - $66.6K
|
4.57K
$212K
|
|
|
Nov 14, 2023
Q3 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-1.48K- 6.42% |
$66.7K - $68K
|
21.5K
$996K
|
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-1.56K- 9.92% |
$70.6K - $71.9K
|
14.2K
$657K
|
|
|
Nov 14, 2023
Q3 2023
|
Stone X Group Inc.
|
SELL
|
- |
-1.6K- 6.84% |
$72.4K - $73.8K
|
21.8K
$1.01M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.6K- 3.92% |
$72.5K - $73.8K
|
39.3K
$1.82M
|
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
SELL
|
- |
-1.62K- 5.35% |
$73.5K - $74.8K
|
28.8K
$1.33M
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.65K- 2.53% |
$74.5K - $75.8K
|
63.5K
$2.94M
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
SELL
|
- |
-1.71K- 19.49% |
$77.2K - $78.7K
|
7.05K
$327K
|
|
|
Nov 13, 2023
Q3 2023
|
Jacobi Capital Management LLC
|
SELL
|
- |
-1.89K- 20.23% |
$85.6K - $87.2K
|
7.46K
$346K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.95K- 16.28% |
$88.2K - $89.8K
|
10K
$465K
|
|
|
Oct 12, 2023
Q3 2023
|
Paradigm Financial Partners, LLC
|
SELL
|
- |
-1.98K- 2.92% |
$89.6K - $91.2K
|
65.7K
$3.05M
|
|
|
Oct 19, 2023
Q3 2023
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-1.98K- 5.58% |
$89.7K - $91.3K
|
33.6K
$1.56M
|
|
|
Oct 05, 2023
Q3 2023
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-2.03K- 12.61% |
$91.8K - $93.5K
|
14.1K
$652K
|
|
|
Nov 06, 2023
Q3 2023
|
Legacy Capital Group California, Inc.
Los Gatos, CA |
SELL
|
- |
-2.16K- 13.11% |
$97.9K - $99.7K
|
14.3K
$665K
|
|
|
Oct 30, 2023
Q3 2023
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-2.74K- 15.54% |
$124K - $126K
|
14.9K
$691K
|
|
|
Nov 01, 2023
Q3 2023
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-3.01K- 3.05% |
$136K - $139K
|
95.5K
$4.43M
|
|
|
Oct 06, 2023
Q3 2023
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-3.14K- 19.03% |
$142K - $145K
|
13.3K
$619K
|
|
|
Nov 01, 2023
Q3 2023
|
Investors Research Corp
|
SELL
|
- |
-3.15K- 8.94% |
$142K - $145K
|
32.1K
$1.49M
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-3.2K- 5.06% |
$145K - $147K
|
60K
$2.78M
|
|
|
Oct 10, 2023
Q3 2023
|
Wealth Care Investment Partners, LLC
|
SELL
|
- |
-3.42K- 11.38% |
$155K - $157K
|
26.6K
$1.23M
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-3.67K- 9.35% |
$166K - $169K
|
35.5K
$1.65M
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.75K- 2.79% |
$170K - $173K
|
131K
$6.05M
|
|
|
Oct 19, 2023
Q3 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-3.94K- 11.04% |
$178K - $181K
|
31.7K
$1.47M
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-4.33K- 44.57% |
$196K - $199K
|
5.38K
$250K
|
|
|
Oct 20, 2023
Q3 2023
|
Lake Street Financial LLC
|
SELL
|
- |
-4.43K- 3.29% |
$201K - $204K
|
130K
$6.04M
|
|
|
Oct 17, 2023
Q3 2023
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-4.68K- 6.59% |
$212K - $216K
|
66.4K
$3.08M
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-4.98K- 7.44% |
$225K - $230K
|
62K
$2.88M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5.06K- 2.88% |
$229K - $233K
|
171K
$7.92M
|
|
|
Oct 25, 2023
Q3 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-5.07K- 8.29% |
$229K - $234K
|
56.1K
$2.6M
|
|
|
Nov 01, 2023
Q3 2023
|
Mattern Wealth Management LLC
|
SELL
|
- |
-5.35K- 16.59% |
$242K - $247K
|
26.9K
$1.25M
|
|
|
Jan 24, 2024
Q3 2023
|
Cedrus LLC
Littleton, CO |
SELL
|
- |
-5.46KClosed |
$247K - $252K
|
0
$0
|
|
|
Oct 20, 2023
Q3 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-5.88K- 14.51% |
$266K - $271K
|
34.7K
$1.61M
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-5.97K- 56.17% |
$270K - $275K
|
4.66K
$216K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-6.02K- 14.09% |
$272K - $277K
|
36.7K
$1.7M
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-6.11K- 14.68% |
$276K - $281K
|
35.5K
$1.65M
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-6.2K- 19.03% |
$281K - $286K
|
26.4K
$1.22M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-6.63K- 29.5% |
$300K - $305K
|
15.8K
$734K
|
|
|
Oct 25, 2023
Q3 2023
|
Telemus Capital, LLC
|
SELL
|
- |
-7.19K- 1.64% |
$325K - $331K
|
432K
$20M
|
|
|
Nov 13, 2023
Q3 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-7.56K- 53.01% |
$342K - $348K
|
6.7K
$311K
|
|
|
Nov 09, 2023
Q3 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-7.6K- 10.03% |
$344K - $350K
|
68.2K
$3.16M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-7.73K- 7.22% |
$350K - $356K
|
99.4K
$4.61M
|
|
|
Oct 27, 2023
Q3 2023
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-8.01K- 7.73% |
$362K - $369K
|
95.6K
$4.43M
|
|
|
Nov 01, 2023
Q3 2023
|
Csenge Advisory Group
|
SELL
|
- |
-9.88K- 11.2% |
$447K - $455K
|
78.3K
$3.63M
|
|
|
Nov 20, 2023
Q3 2023
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-11.6K- 59.13% |
$523K - $533K
|
8K
$371K
|
|
|
Nov 07, 2023
Q3 2023
|
True Wealth Advisors, LLC
|
SELL
|
- |
-16K- 42.02% |
$723K - $736K
|
22.1K
$1.02M
|
|
|
Oct 05, 2023
Q3 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-16.3K- 27.24% |
$737K - $751K
|
43.5K
$2.02M
|