Purchases and Sales Made in Q3 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-20- 0.23% |
$905 - $922
|
8.6K
$399K
|
|
|
Aug 01, 2024
Q3 2023
|
Wr Wealth Planners, LLC
Columbia, MO |
SELL
|
- |
-31Closed |
$1.4K - $1.43K
|
0
$0
|
|
|
Oct 17, 2023
Q3 2023
|
Purus Wealth Management, LLC
|
SELL
|
- |
-37- 0.25% |
$1.67K - $1.7K
|
14.7K
$681K
|
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-46- 3.47% |
$2.08K - $2.12K
|
1.28K
$59.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
SELL
|
- |
-46- 3.47% |
$2.08K - $2.12K
|
1.28K
$59.2K
|
|
|
Oct 17, 2023
Q3 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-53- 0.3% |
$2.4K - $2.44K
|
17.9K
$829K
|
|
|
Nov 03, 2023
Q3 2023
|
Aspire Private Capital, LLC
|
SELL
|
- |
-54- 12.62% |
$2.44K - $2.49K
|
374
$17.3K
|
|
|
Nov 01, 2023
Q3 2023
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-86- 0.57% |
$3.89K - $3.96K
|
15.1K
$698K
|
|
|
Nov 02, 2023
Q3 2023
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-98- 0.8% |
$4.43K - $4.52K
|
12.1K
$561K
|
|
|
Nov 01, 2023
Q3 2023
|
Nilsine Partners, LLC
Greenwood Village, CO |
SELL
|
- |
-102- 0.07% |
$4.61K - $4.7K
|
139K
$6.46M
|
|
|
Nov 02, 2023
Q3 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-116- 0.15% |
$5.25K - $5.35K
|
77.4K
$3.59M
|
|
|
Nov 01, 2023
Q3 2023
|
Curtis Advisory Group, LLC
Santa Barbara, CA |
SELL
|
- |
-127- 1.01% |
$5.75K - $5.85K
|
12.4K
$574K
|
|
|
Oct 31, 2023
Q3 2023
|
Peterson Financial Group, Inc.
|
SELL
|
- |
-139- 2.98% |
$6.29K - $6.41K
|
4.52K
$210K
|
|
|
Oct 25, 2023
Q3 2023
|
Kmg Fiduciary Partners, LLC
|
SELL
|
- |
-145- 0.79% |
$6.56K - $6.68K
|
18.3K
$848K
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-148- 1.41% |
$6.7K - $6.82K
|
10.3K
$479K
|
|
|
Nov 07, 2023
Q3 2023
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-153- 2.49% |
$6.92K - $7.05K
|
5.98K
$277K
|
|
|
Nov 13, 2023
Q3 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-162Closed |
$7.33K - $7.46K
|
0
$0
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-186- 1.49% |
$8.41K - $8.57K
|
12.3K
$571K
|
|
|
Nov 01, 2023
Q3 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
SELL
|
- |
-218- 2.28% |
$9.86K - $10K
|
9.35K
$433K
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-225- 21.49% |
$10.2K - $10.4K
|
822
$38.1K
|
|
|
Oct 18, 2023
Q3 2023
|
Cambridge Advisors Inc.
|
SELL
|
- |
-225- 1.67% |
$10.2K - $10.4K
|
13.3K
$615K
|
|
|
Oct 12, 2023
Q3 2023
|
Fortress Wealth Group, LLC
Orlando, FL |
SELL
|
- |
-234- 1.52% |
$10.6K - $10.8K
|
15.2K
$702K
|
|
|
Nov 06, 2023
Q3 2023
|
Retirement Group, LLC
|
SELL
|
- |
-258- 1.19% |
$11.7K - $11.9K
|
21.5K
$995K
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-261- 4.26% |
$11.8K - $12K
|
5.87K
$272K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-296- 0.44% |
$13.4K - $13.6K
|
66.2K
$3.07M
|
|
|
Oct 31, 2023
Q3 2023
|
Triumph Capital Management
|
SELL
|
- |
-341- 7.14% |
$15.4K - $15.7K
|
4.43K
$205K
|
|
|
Nov 14, 2023
Q3 2023
|
Chiron Capital Management, LLC
|
SELL
|
- |
-380- 4.34% |
$17.2K - $17.5K
|
8.39K
$389K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-423- 11.03% |
$19.1K - $19.5K
|
3.41K
$158K
|
|
|
Nov 02, 2023
Q3 2023
|
Advisor Os, LLC
|
SELL
|
- |
-458- 4.18% |
$20.7K - $21.1K
|
10.5K
$486K
|
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-482- 1.59% |
$21.8K - $22.2K
|
29.9K
$1.39M
|
|
|
Nov 07, 2023
Q3 2023
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-503- 6.42% |
$22.8K - $23.2K
|
7.33K
$340K
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-520- 9.68% |
$23.5K - $24K
|
4.85K
$225K
|
|
|
Nov 07, 2023
Q3 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
SELL
|
- |
-546- 3.46% |
$24.7K - $25.2K
|
15.2K
$706K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-554- 4.49% |
$25.1K - $25.5K
|
11.8K
$546K
|
|
|
Oct 13, 2023
Q3 2023
|
Inspirion Wealth Advisors, LLC
|
SELL
|
- |
-573- 5.52% |
$25.9K - $26.4K
|
9.81K
$455K
|
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-638- 62.98% |
$28.9K - $29.4K
|
375
$17.4K
|
|
|
Oct 16, 2023
Q3 2023
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-653- 7.45% |
$29.5K - $30.1K
|
8.12K
$376K
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-748- 27.65% |
$33.8K - $34.5K
|
1.96K
$90.7K
|
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-756- 1.36% |
$34.2K - $34.8K
|
54.9K
$2.55M
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-789- 11.1% |
$35.7K - $36.4K
|
6.32K
$293K
|
|
|
Nov 13, 2023
Q3 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-815- 4.4% |
$36.9K - $37.6K
|
17.7K
$820K
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-864- 1.71% |
$39.1K - $39.8K
|
49.6K
$2.3M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-914- 1.7% |
$41.3K - $42.1K
|
53K
$2.46M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1K- 39.67% |
$45.3K - $46.2K
|
1.52K
$70.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-1.04K- 45.11% |
$47.2K - $48.1K
|
1.27K
$58.8K
|
|
|
Nov 07, 2023
Q3 2023
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-1.1K- 4.99% |
$49.9K - $50.9K
|
21K
$974K
|
|
|
Oct 27, 2023
Q3 2023
|
Midwest Heritage Bank, Fsb
|
SELL
|
- |
-1.15K- 1.14% |
$52.2K - $53.1K
|
99.8K
$4.63M
|
|
|
Nov 14, 2023
Q3 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-1.23K- 16.09% |
$55.6K - $56.7K
|
6.42K
$297K
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.26K- 4.36% |
$57.1K - $58.2K
|
27.7K
$1.28M
|
|
|
Nov 14, 2023
Q3 2023
|
Private Portfolio Partners LLC
|
SELL
|
- |
-1.29K- 2.99% |
$58.3K - $59.4K
|
41.7K
$1.94M
|