Purchases and Sales Made in Q3 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2023
Q3 2023
|
Lion Street Advisors, LLC
|
SELL
|
- |
-17.7K- 72.23% |
$802K - $816K
|
6.81K
$316K
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-24.4K- 28.13% |
$1.1M - $1.12M
|
62.3K
$2.89M
|
|
|
Nov 13, 2023
Q3 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-25K- 37.65% |
$1.13M - $1.15M
|
41.4K
$1.92M
|
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-25.3K- 23.19% |
$1.15M - $1.17M
|
83.8K
$3.89M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-32.6K- 4.66% |
$1.47M - $1.5M
|
668K
$31M
|
|
|
Nov 13, 2023
Q3 2023
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-34K- 17.59% |
$1.54M - $1.57M
|
159K
$7.38M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-35.2K- 83.96% |
$1.59M - $1.62M
|
6.72K
$311K
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-38K- 40.02% |
$1.72M - $1.75M
|
57K
$2.64M
|
|
|
Nov 14, 2023
Q3 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-39.1K- 32.9% |
$1.77M - $1.8M
|
79.7K
$3.69M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-39.8K- 8.06% |
$1.8M - $1.83M
|
454K
$21.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-53.6K- 86.18% |
$2.43M - $2.47M
|
8.6K
$399K
|
|
|
Oct 16, 2023
Q3 2023
|
Beacon Financial Group
|
SELL
|
- |
-74.4K- 26.47% |
$3.37M - $3.43M
|
207K
$9.58M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-76.1K- 1.88% |
$3.44M - $3.51M
|
3.97M
$184M
|
|
|
Nov 14, 2023
Q3 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-89.7K- 33.99% |
$4.06M - $4.13M
|
174K
$8.07M
|
|
|
Oct 24, 2023
Q3 2023
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-124K- 97.88% |
$5.59M - $5.7M
|
2.67K
$124K
|
|
|
Nov 08, 2023
Q3 2023
|
Tanager Wealth Management LLP
|
SELL
|
- |
-378K- 96.7% |
$17.1M - $17.4M
|
12.9K
$598K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-435K- 14.63% |
$19.7M - $20M
|
2.54M
$118M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-1.01M- 98.41% |
$45.5M - $46.4M
|
16.2K
$752K
|