Purchases and Sales Made in Q4 2021 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
39.4KNew |
$1.87M - $1.89M
|
39.4K
$1.8M
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
31.3K+ 57.57% |
$1.48M - $1.5M
|
85.6K
$3.91M
|
|
|
Jan 28, 2022
Q4 2021
|
Octavia Wealth Advisors, LLC
|
BUY
|
- |
30.8K+ 15.97% |
$1.46M - $1.48M
|
224K
$10.2M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
29.9K+ 16.43% |
$1.42M - $1.43M
|
212K
$9.67M
|
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
29.8KNew |
$1.42M - $1.43M
|
29.8K
$1.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
27.3K+ 54.25% |
$1.3M - $1.31M
|
77.7K
$3.55M
|
|
|
Feb 11, 2022
Q4 2021
|
Saxon Interests, Inc.
|
BUY
|
- |
27.2KNew |
$1.29M - $1.31M
|
27.2K
$1.24M
|
|
|
Jan 12, 2022
Q4 2021
|
Engrave Wealth Partners LLC
|
BUY
|
- |
26.1K+ 5.86% |
$1.24M - $1.25M
|
471K
$21.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
23.7KNew |
$1.12M - $1.14M
|
23.7K
$1.08M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
23.4K+ 14.91% |
$1.11M - $1.12M
|
180K
$8.24M
|
|
|
Jan 28, 2022
Q4 2021
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
22.6KNew |
$1.07M - $1.09M
|
22.6K
$1.03M
|
|
|
Feb 04, 2022
Q4 2021
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
21.7K+ 141.54% |
$1.03M - $1.04M
|
37K
$1.69M
|
|
|
Jan 18, 2022
Q4 2021
|
Echo Wealth Management, LLC
|
BUY
|
- |
20.4K+ 109.0% |
$968K - $980K
|
39.1K
$1.79M
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
19.1KNew |
$906K - $916K
|
19.1K
$871K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
18.8K+ 5.71% |
$893K - $903K
|
348K
$15.9M
|
|
|
Jan 26, 2022
Q4 2021
|
Aspen Investment Management Inc
Grand Rapids, MI |
BUY
|
- |
18.7K+ 23.48% |
$889K - $899K
|
98.5K
$4.5M
|
|
|
Feb 11, 2022
Q4 2021
|
Prudential PLC
London, England, X0 |
BUY
|
- |
18.3K+ 19.31% |
$869K - $879K
|
113K
$5.17M
|
|
|
Feb 11, 2022
Q4 2021
|
Ssi Investment Management LLC
Los Angeles, CA |
BUY
|
- |
18.2K+ 10.79% |
$862K - $873K
|
186K
$8.52M
|
|
|
Feb 09, 2022
Q4 2021
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
17.5K+ 30.34% |
$832K - $841K
|
75.2K
$3.44M
|
|
|
Feb 04, 2022
Q4 2021
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
17.2KNew |
$819K - $829K
|
17.2K
$788K
|
|
|
Feb 14, 2022
Q4 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
17.1K+ 71.36% |
$813K - $823K
|
41.1K
$1.88M
|
|
|
Jan 18, 2022
Q4 2021
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
17K+ 8.06% |
$809K - $819K
|
228K
$10.4M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
16.9K+ 35.96% |
$802K - $811K
|
63.8K
$2.92M
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
15.6K+ 69.7% |
$739K - $748K
|
37.9K
$1.73M
|
|
|
Jan 26, 2022
Q4 2021
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
15K+ 213.96% |
$712K - $720K
|
22K
$1.01M
|
|
|
Jan 31, 2022
Q4 2021
|
High Note Wealth, LLC
Deephaven, MN |
BUY
|
- |
14.8K+ 19.01% |
$703K - $711K
|
92.6K
$4.23M
|
|
|
Feb 11, 2022
Q4 2021
|
Cherry Creek Investment Advisors, Inc.
|
BUY
|
- |
14.1K+ 12.32% |
$671K - $679K
|
129K
$5.88M
|
|
|
Feb 14, 2022
Q4 2021
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
14.1K+ 167.08% |
$671K - $679K
|
22.6K
$1.03M
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
13.7K+ 63.58% |
$652K - $660K
|
35.3K
$1.61M
|
|
|
Jan 12, 2022
Q4 2021
|
First Hawaiian Bank
|
BUY
|
- |
13.6K+ 19.92% |
$646K - $654K
|
81.9K
$3.74M
|
|
|
Feb 07, 2022
Q4 2021
|
Wealth Care Investment Partners, LLC
|
BUY
|
- |
13.4KNew |
$636K - $643K
|
13.4K
$612K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
13.2K+ 45.55% |
$628K - $635K
|
42.3K
$1.93M
|
|
|
Feb 09, 2022
Q4 2021
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
13.2KNew |
$627K - $635K
|
13.2K
$604K
|
|
|
Feb 02, 2022
Q4 2021
|
True Wealth Advisors, LLC
|
BUY
|
- |
12.9K+ 30.93% |
$614K - $621K
|
54.8K
$2.5M
|
|
|
Jan 24, 2022
Q4 2021
|
Northwest Wealth Management, LLC
|
BUY
|
- |
12.9K+ 93.34% |
$613K - $620K
|
26.7K
$1.22M
|
|
|
Apr 12, 2022
Q4 2021
|
Fortune 45 LLC
|
BUY
|
- |
12.9KNew |
$611K - $619K
|
12.9K
$588K
|
|
|
Feb 16, 2022
Q4 2021
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
12.7KNew |
$605K - $612K
|
12.7K
$582K
|
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
12.7K+ 24.96% |
$601K - $608K
|
63.4K
$2.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
12.4K+ 21.93% |
$590K - $597K
|
69.1K
$3.16M
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
12.4K+ 14.81% |
$590K - $597K
|
96.3K
$4.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
12KNew |
$572K - $579K
|
12K
$551K
|
|
|
Feb 02, 2022
Q4 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
12K+ 19.65% |
$570K - $576K
|
73K
$3.34M
|
|
|
Feb 04, 2022
Q4 2021
|
Advisor Os, LLC
|
BUY
|
- |
11.8K+ 21.01% |
$560K - $567K
|
68K
$3.11M
|
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
11.7K+ 175.77% |
$554K - $561K
|
18.3K
$836K
|
|
|
Jan 27, 2022
Q4 2021
|
Mattern Wealth Management LLC
|
BUY
|
- |
11.2K+ 5.54% |
$530K - $537K
|
213K
$9.73M
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
10.8K+ 26.6% |
$515K - $521K
|
51.6K
$2.36M
|
|
|
Feb 02, 2022
Q4 2021
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
10.3K+ 18.98% |
$488K - $493K
|
64.4K
$2.94M
|
|
|
Feb 10, 2022
Q4 2021
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
10.2K+ 219.95% |
$483K - $488K
|
14.8K
$676K
|
|
|
Jan 26, 2022
Q4 2021
|
Signature Securities Group Corporation
|
BUY
|
- |
10KNew |
$475K - $481K
|
10K
$457K
|
|
|
Feb 11, 2022
Q4 2021
|
Psi Advisors, LLC
|
BUY
|
- |
9.97KNew |
$473K - $479K
|
9.97K
$455K
|