Purchases and Sales Made in Q4 2021 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2022
Q4 2021
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-690- 8.6% |
$32.8K - $33.2K
|
7.34K
$340K
|
|
|
Mar 08, 2022
Q4 2021
|
Pacific Capital Wealth Advisors, Inc
|
SELL
|
- |
-721- 1.32% |
$34.2K - $34.6K
|
53.9K
$2.5M
|
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
SELL
|
- |
-759- 1.33% |
$36K - $36.5K
|
56.3K
$2.61M
|
|
|
Feb 07, 2022
Q4 2021
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-776- 5.91% |
$36.9K - $37.3K
|
12.4K
$573K
|
|
|
Feb 14, 2022
Q4 2021
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-799- 8.56% |
$37.9K - $38.4K
|
8.54K
$396K
|
|
|
Feb 02, 2022
Q4 2021
|
Concorde Asset Management, LLC
|
SELL
|
- |
-841- 11.02% |
$39.9K - $40.4K
|
6.79K
$315K
|
|
|
Feb 14, 2022
Q4 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
SELL
|
- |
-985- 15.14% |
$46.8K - $47.3K
|
5.52K
$256K
|
|
|
Jan 10, 2022
Q4 2021
|
Private Trust CO Na
|
SELL
|
- |
-1K- 8.05% |
$47.5K - $48.1K
|
11.4K
$529K
|
|
|
Feb 08, 2022
Q4 2021
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-1.15K- 17.88% |
$54.4K - $55K
|
5.26K
$244K
|
|
|
Jan 24, 2022
Q4 2021
|
Lake Street Financial LLC
|
SELL
|
- |
-1.4K- 2.55% |
$66.4K - $67.2K
|
53.5K
$2.48M
|
|
|
Jan 12, 2022
Q4 2021
|
Center For Asset Management LLC
|
SELL
|
- |
-1.54K- 21.39% |
$73.1K - $74K
|
5.66K
$262K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.79KClosed |
$84.9K - $85.9K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.33K- 11.44% |
$111K - $112K
|
18K
$836K
|
|
|
Feb 11, 2022
Q4 2021
|
Mai Capital Management
|
SELL
|
- |
-2.74K- 21.2% |
$130K - $131K
|
10.2K
$471K
|
|
|
Jan 31, 2022
Q4 2021
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-2.82K- 13.6% |
$134K - $135K
|
17.9K
$829K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-3.12K- 14.34% |
$148K - $150K
|
18.7K
$865K
|
|
|
Feb 01, 2022
Q4 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-3.42K- 8.09% |
$162K - $164K
|
38.8K
$1.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-3.51K- 52.41% |
$167K - $169K
|
3.19K
$148K
|
|
|
Jan 19, 2022
Q4 2021
|
Foster Victor Wealth Advisors, LLC
|
SELL
|
- |
-5.17KClosed |
$245K - $248K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-5.29K- 17.65% |
$251K - $254K
|
24.7K
$1.14M
|
|
|
Jan 28, 2022
Q4 2021
|
Wespac Advisors, LLC
|
SELL
|
- |
-5.57K- 15.51% |
$264K - $268K
|
30.3K
$1.41M
|
|
|
Feb 15, 2022
Q4 2021
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-5.66K- 7.23% |
$269K - $272K
|
72.6K
$3.37M
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-6.03K- 45.87% |
$286K - $290K
|
7.12K
$330K
|
|
|
Jan 24, 2022
Q4 2021
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-7.35KClosed |
$349K - $353K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-7.52K- 8.35% |
$357K - $361K
|
82.6K
$3.83M
|
|
|
Feb 04, 2022
Q4 2021
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-8.19KClosed |
$389K - $394K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Csenge Advisory Group
|
SELL
|
- |
-8.56K- 3.07% |
$406K - $411K
|
270K
$12.5M
|
|
|
Feb 11, 2022
Q4 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-8.78KClosed |
$417K - $422K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Hilton Capital Management, LLC
|
SELL
|
- |
-9.79KClosed |
$465K - $470K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
American Financial Advisors, LLC
|
SELL
|
- |
-11.6K- 19.85% |
$553K - $559K
|
47K
$2.18M
|
|
|
Nov 14, 2024
Q4 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-19.8K- 60.9% |
$942K - $953K
|
12.7K
$591K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-24.5KClosed |
$1.17M - $1.18M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-26.9K- 20.3% |
$1.28M - $1.29M
|
106K
$4.89M
|
|
|
Feb 11, 2022
Q4 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-29.3K- 39.83% |
$1.39M - $1.41M
|
44.2K
$2.05M
|
|
|
Feb 09, 2022
Q4 2021
|
Retirement Group, LLC
|
SELL
|
- |
-30.9K- 59.2% |
$1.47M - $1.49M
|
21.3K
$988K
|
|
|
Feb 11, 2022
Q4 2021
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-33KClosed |
$1.57M - $1.58M
|
0
$0
|
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-36.8K- 16.29% |
$1.75M - $1.77M
|
189K
$8.77M
|
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-36.8K- 16.29% |
$1.75M - $1.77M
|
189K
$8.77M
|
|
|
Jan 24, 2022
Q4 2021
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-38.2KClosed |
$1.82M - $1.84M
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Synergy Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-71.2KClosed |
$3.38M - $3.42M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-72.4K- 92.37% |
$3.44M - $3.48M
|
5.99K
$278K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-185K- 68.59% |
$8.77M - $8.87M
|
84.6K
$3.92M
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-198K- 66.79% |
$9.4M - $9.51M
|
98.5K
$4.56M
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-223KClosed |
$10.6M - $10.7M
|
0
$0
|
|
|
Feb 18, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
SELL
|
- |
-452K- 86.09% |
$21.5M - $21.7M
|
73K
$3.38M
|
|
|
Feb 15, 2022
Q4 2021
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-1.43M- 99.5% |
$67.8M - $68.6M
|
7.2K
$334K
|