Purchases and Sales Made in Q4 2021 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
4.33KNew |
$206K - $208K
|
4.33K
$201K
|
|
|
Mar 14, 2023
Q4 2021
|
Private Portfolio Partners LLC
|
BUY
|
- |
4.13K+ 12.32% |
$196K - $199K
|
37.7K
$1.75M
|
|
|
Feb 14, 2022
Q4 2021
|
Private Portfolio Partners LLC
|
BUY
|
- |
4.13K+ 12.31% |
$196K - $198K
|
37.7K
$1.75M
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
4.04K+ 39.73% |
$192K - $194K
|
14.2K
$659K
|
|
|
Jan 28, 2022
Q4 2021
|
Lvz, Inc.
|
BUY
|
- |
3.96K+ 1.34% |
$188K - $190K
|
301K
$13.9M
|
|
|
Feb 17, 2022
Q4 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
3.82K+ 1.53% |
$181K - $184K
|
254K
$11.8M
|
|
|
Jan 20, 2022
Q4 2021
|
Mc Naughton Wealth Management, LLC
|
BUY
|
- |
3.78K+ 6.43% |
$180K - $182K
|
62.6K
$2.9M
|
|
|
Jan 21, 2022
Q4 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
3.7K+ 9.93% |
$176K - $178K
|
40.9K
$1.9M
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.47K+ 7.38% |
$165K - $167K
|
50.5K
$2.34M
|
|
|
Feb 11, 2022
Q4 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
3.25K+ 21.21% |
$154K - $156K
|
18.6K
$861K
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
3.07KNew |
$146K - $147K
|
3.07K
$142K
|
|
|
Feb 01, 2022
Q4 2021
|
Platform Technology Partners
|
BUY
|
- |
3.06K+ 29.25% |
$145K - $147K
|
13.5K
$627K
|
|
|
Jan 07, 2022
Q4 2021
|
Beacon Financial Group
|
BUY
|
- |
2.98K+ 0.23% |
$142K - $143K
|
1.29M
$59.8M
|
|
|
Feb 04, 2022
Q4 2021
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
2.87K+ 49.49% |
$136K - $138K
|
8.65K
$401K
|
|
|
Feb 09, 2022
Q4 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
2.77K+ 11.73% |
$132K - $133K
|
26.4K
$1.22M
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
2.62K+ 44.15% |
$124K - $126K
|
8.56K
$397K
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
2.61K+ 8.47% |
$124K - $126K
|
33.5K
$1.55M
|
|
|
Feb 11, 2022
Q4 2021
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
2.59KNew |
$123K - $124K
|
2.59K
$120K
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
BUY
|
- |
2.57K+ 12.5% |
$122K - $124K
|
23.2K
$1.07M
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
2.46K+ 24.2% |
$117K - $118K
|
12.6K
$586K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.41K+ 185.25% |
$115K - $116K
|
3.71K
$172K
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
2.36K+ 37.41% |
$112K - $113K
|
8.65K
$401K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.97K+ 2.7% |
$93.7K - $94.8K
|
75K
$3.48M
|
|
|
Feb 08, 2022
Q4 2021
|
Red Cedar Investment Management, LLC
|
BUY
|
- |
1.85K+ 0.38% |
$88K - $89K
|
490K
$22.7M
|
|
|
Mar 10, 2022
Q4 2021
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
1.71KNew |
$81.1K - $82K
|
1.71K
$79.1K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
1.59K+ 4.35% |
$75.5K - $76.4K
|
38.1K
$1.77M
|
|
|
Feb 01, 2022
Q4 2021
|
Telemus Capital, LLC
|
BUY
|
- |
1.57K+ 0.37% |
$74.5K - $75.3K
|
423K
$19.6M
|
|
|
Feb 01, 2022
Q4 2021
|
F Dx Advisors, Inc.
|
BUY
|
- |
1.52K+ 1.97% |
$72.3K - $73.2K
|
79K
$3.66M
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
1.48K+ 16.76% |
$70.2K - $71.1K
|
10.3K
$478K
|
|
|
Jan 18, 2022
Q4 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
1.42K+ 29.49% |
$67.4K - $68.2K
|
6.24K
$289K
|
|
|
Jan 11, 2022
Q4 2021
|
Hbw Advisory Services LLC
|
BUY
|
- |
1.4K+ 7.34% |
$66.3K - $67.1K
|
20.4K
$946K
|
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1.14K+ 15.94% |
$53.9K - $54.6K
|
8.26K
$383K
|
|
|
May 03, 2022
Q4 2021
|
Investmark Advisory Group LLC
|
BUY
|
- |
1.03KNew |
$49K - $49.6K
|
1.03K
$47.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
1.02K+ 11.97% |
$48.6K - $49.2K
|
9.57K
$444K
|
|
|
Feb 11, 2022
Q4 2021
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
1.02K+ 6.18% |
$48.5K - $49.1K
|
17.6K
$814K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
955+ 1.25% |
$45.4K - $45.9K
|
77.1K
$3.57M
|
|
|
Jan 19, 2022
Q4 2021
|
First Premier Bank
|
BUY
|
- |
946+ 47.3% |
$44.9K - $45.5K
|
2.95K
$137K
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
926+ 1.49% |
$44K - $44.5K
|
63.1K
$2.92M
|
|
|
Feb 15, 2022
Q4 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
916+ 12.5% |
$43.5K - $44K
|
8.25K
$382K
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
889New |
$42.2K - $42.7K
|
889
$41.2K
|
|
|
May 11, 2023
Q4 2021
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
861New |
$40.9K - $41.4K
|
861
$39.9K
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
789+ 43.52% |
$37.5K - $37.9K
|
2.6K
$121K
|
|
|
Jan 19, 2022
Q4 2021
|
Whittier Trust CO
|
BUY
|
- |
400New |
$19K - $19.2K
|
400
$18.5K
|
|
|
Jan 19, 2022
Q4 2021
|
Purus Wealth Management, LLC
|
BUY
|
- |
347+ 2.08% |
$16.5K - $16.7K
|
17K
$789K
|
|
|
Feb 01, 2022
Q4 2021
|
True Link Financial Advisors, LLC
|
BUY
|
- |
320New |
$15.2K - $15.4K
|
320
$14.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Cranbrook Wealth Management, LLC
|
BUY
|
- |
287+ 0.21% |
$13.6K - $13.8K
|
138K
$6.4M
|
|
|
Mar 17, 2022
Q4 2021
|
Integrity Financial Corp
|
BUY
|
- |
225New |
$10.7K - $10.8K
|
225
$10.4K
|
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
212+ 10.62% |
$10.1K - $10.2K
|
2.21K
$102K
|
|
|
Jan 21, 2022
Q4 2021
|
Outlook Wealth Advisors, LLC
|
BUY
|
- |
193+ 0.63% |
$9.17K - $9.27K
|
31.1K
$1.44M
|
|
|
Jan 03, 2023
Q4 2021
|
Gray Wealth Management Inc.
Bangor, ME |
BUY
|
- |
190+ 2.46% |
$9.02K - $9.13K
|
7.92K
$367K
|