Purchases and Sales Made in Q4 2021 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 14, 2022
Q4 2021
|
Cambridge Advisors Inc.
|
BUY
|
- |
177+ 2.62% |
$8.41K - $8.5K
|
6.94K
$322K
|
|
Jan 18, 2022
Q4 2021
|
Chiron Capital Management, LLC
|
BUY
|
- |
168+ 0.74% |
$7.98K - $8.07K
|
22.9K
$1.06M
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
159+ 0.86% |
$7.55K - $7.64K
|
18.7K
$868K
|
|
Jan 27, 2022
Q4 2021
|
Investors Research Corp
|
BUY
|
- |
151+ 0.41% |
$7.17K - $7.26K
|
36.6K
$1.7M
|
|
Feb 10, 2022
Q4 2021
|
Bailard, Inc.
|
BUY
|
- |
122+ 0.03% |
$5.79K - $5.86K
|
364K
$16.9M
|
|
Feb 23, 2022
Q4 2021
|
Simplex Trading, LLC
|
BUY
|
- |
100New |
$4.75K - $4.81K
|
100
$4.64K
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
100New |
$4.75K - $4.81K
|
100
$4.64K
|
|
Feb 14, 2022
Q4 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
100+ 0.61% |
$4.75K - $4.81K
|
16.6K
$768K
|
|
Jan 13, 2022
Q4 2021
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
BUY
|
- |
90+ 0.23% |
$4.27K - $4.32K
|
38.7K
$1.79M
|
|
Jan 13, 2022
Q4 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
84+ 1.15% |
$3.99K - $4.04K
|
7.4K
$343K
|
|
Feb 03, 2022
Q4 2021
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
63+ 0.91% |
$2.99K - $3.03K
|
6.99K
$324K
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
50+ 3.36% |
$2.37K - $2.4K
|
1.54K
$71.2K
|
|
Jan 31, 2022
Q4 2021
|
Cnb Bank
Clearfield, PA |
BUY
|
- |
43New |
$2.04K - $2.07K
|
43
$1.99K
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
42+ 0.53% |
$1.99K - $2.02K
|
7.92K
$367K
|
|
Jan 26, 2022
Q4 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
38+ 0.98% |
$1.8K - $1.83K
|
3.92K
$182K
|
|
Feb 09, 2022
Q4 2021
|
Archer Investment Corp
|
BUY
|
- |
28+ 0.51% |
$1.33K - $1.35K
|
5.49K
$254K
|
|
Jan 18, 2022
Q4 2021
|
Global Trust Asset Management, LLC
|
BUY
|
- |
5+ 0.16% |
$237 - $240
|
3.22K
$149K
|
|
Feb 14, 2022
Q4 2021
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
3+ 0.04% |
$142 - $144
|
7.8K
$361K
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1+ 0.22% |
$47.5 - $48.1
|
460
$21.3K
|
|
Feb 09, 2022
Q4 2021
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-25- 33.33% |
$1.19K - $1.2K
|
50
$2.32K
|
|
Jan 10, 2022
Q4 2021
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-36- 0.63% |
$1.71K - $1.73K
|
5.68K
$263K
|
|
Jan 20, 2022
Q4 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-43- 0.95% |
$2.04K - $2.07K
|
4.48K
$208K
|
|
Feb 14, 2022
Q4 2021
|
Assetmark, Inc
|
SELL
|
- |
-44- 0.27% |
$2.09K - $2.11K
|
16.3K
$757K
|
|
Feb 04, 2022
Q4 2021
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-59- 0.49% |
$2.8K - $2.83K
|
12K
$555K
|
|
Feb 01, 2022
Q4 2021
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-87- 0.67% |
$4.13K - $4.18K
|
12.9K
$599K
|
|
Feb 08, 2022
Q4 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-97- 7.32% |
$4.61K - $4.66K
|
1.23K
$57K
|
|
Feb 01, 2022
Q4 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-106Closed |
$5.03K - $5.09K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-118- 2.38% |
$5.6K - $5.67K
|
4.85K
$225K
|
|
Jan 31, 2022
Q4 2021
|
Horizon Financial Services, LLC
|
SELL
|
- |
-151Closed |
$7.17K - $7.26K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-154- 12.34% |
$7.31K - $7.4K
|
1.09K
$50.7K
|
|
Feb 07, 2022
Q4 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-163- 14.19% |
$7.74K - $7.83K
|
986
$45.7K
|
|
Feb 16, 2022
Q4 2021
|
Covington Capital Management
|
SELL
|
- |
-164Closed |
$7.79K - $7.88K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-173- 0.81% |
$8.22K - $8.31K
|
21.2K
$985K
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-182- 14.34% |
$8.64K - $8.75K
|
1.09K
$50.4K
|
|
Feb 14, 2022
Q4 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-191- 0.13% |
$9.07K - $9.18K
|
150K
$6.95M
|
|
Jan 12, 2022
Q4 2021
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-221- 0.68% |
$10.5K - $10.6K
|
32.3K
$1.5M
|
|
Jan 18, 2022
Q4 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-262- 4.85% |
$12.4K - $12.6K
|
5.14K
$238K
|
|
Feb 14, 2022
Q4 2021
|
Aspire Private Capital, LLC
|
SELL
|
- |
-353- 17.88% |
$16.8K - $17K
|
1.62K
$75.1K
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
SELL
|
- |
-437Closed |
$20.8K - $21K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-447- 29.25% |
$21.2K - $21.5K
|
1.08K
$50.1K
|
|
Jan 02, 2024
Q4 2021
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-454- 4.73% |
$21.6K - $21.8K
|
9.14K
$423K
|
|
Jan 28, 2022
Q4 2021
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-456- 0.43% |
$21.7K - $21.9K
|
105K
$4.88M
|
|
Jan 28, 2022
Q4 2021
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-491- 5.72% |
$23.3K - $23.6K
|
8.1K
$376K
|
|
Feb 14, 2022
Q4 2021
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-509- 9.21% |
$24.2K - $24.5K
|
5.02K
$232K
|
|
Feb 01, 2022
Q4 2021
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-515- 4.09% |
$24.5K - $24.7K
|
12.1K
$559K
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-516- 2.02% |
$24.5K - $24.8K
|
25.1K
$1.16M
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-563- 1.68% |
$26.7K - $27.1K
|
32.9K
$1.52M
|
|
Feb 03, 2022
Q4 2021
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-563- 11.72% |
$26.7K - $27.1K
|
4.24K
$197K
|
|
Jan 21, 2022
Q4 2021
|
Shore Haven Wealth Partners, LLC
|
SELL
|
- |
-568- 0.34% |
$27K - $27.3K
|
164K
$7.62M
|
|
May 15, 2024
Q4 2021
|
Global Financial Private Client, LLC
Sarasota, FL |
SELL
|
- |
-674- 59.44% |
$32K - $32.4K
|
460
$21.3K
|