Purchases and Sales Made in Q3 2021 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
BUY
|
- |
39K+ 122.9% |
$1.81M - $1.95M
|
70.7K
$4.22M
|
|
|
Nov 02, 2021
Q3 2021
|
Signature Securities Group Corporation
|
BUY
|
- |
36.8KNew |
$1.71M - $1.84M
|
36.8K
$2.2M
|
|
|
Oct 14, 2021
Q3 2021
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
36.6K+ 22.32% |
$1.7M - $1.83M
|
201K
$12M
|
|
|
Nov 04, 2021
Q3 2021
|
Almanack Investment Partners, Llc.
Wayne, PA |
BUY
|
- |
36.2K+ 694.17% |
$1.68M - $1.81M
|
41.4K
$2.47M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
36K+ 6.01% |
$1.67M - $1.8M
|
635K
$37.9M
|
|
|
Oct 01, 2021
Q3 2021
|
Park National Corp
|
BUY
|
- |
35.2K+ 44.89% |
$1.63M - $1.76M
|
114K
$6.78M
|
|
|
Nov 09, 2021
Q3 2021
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
BUY
|
- |
35.1KNew |
$1.63M - $1.75M
|
35.1K
$2.1M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
34.1K+ 39.18% |
$1.58M - $1.7M
|
121K
$7.23M
|
|
|
Nov 15, 2021
Q3 2021
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
31.1K+ 61.19% |
$1.44M - $1.55M
|
81.9K
$4.89M
|
|
|
Nov 12, 2021
Q3 2021
|
Barometer Capital Management Inc.
Toronto, A6 |
BUY
|
- |
30.1K+ 287.4% |
$1.4M - $1.5M
|
40.6K
$2.42M
|
|
|
Nov 05, 2021
Q3 2021
|
Financial Partners Group, Inc
Overland Park, KS |
BUY
|
- |
29.6K+ 7.58% |
$1.37M - $1.48M
|
420K
$25.1M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
28KNew |
$1.3M - $1.4M
|
28K
$1.67M
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
27.5K+ 4.74% |
$1.28M - $1.37M
|
608K
$36.3M
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
27.3KNew |
$1.27M - $1.36M
|
27.3K
$1.63M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
27.2K+ 113.9% |
$1.26M - $1.36M
|
51.1K
$3.05M
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
23.6K+ 18.79% |
$1.1M - $1.18M
|
149K
$8.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Empowered Funds, LLC
|
BUY
|
- |
23.3KNew |
$1.08M - $1.16M
|
23.3K
$1.39M
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
23.2K+ 154.71% |
$1.08M - $1.16M
|
38.2K
$2.28M
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
22.7K+ 28.26% |
$1.05M - $1.13M
|
103K
$6.15M
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
22.4K+ 50.17% |
$1.04M - $1.12M
|
67K
$4M
|
|
|
Oct 14, 2021
Q3 2021
|
Wespac Advisors, LLC
|
BUY
|
- |
21.8K+ 366.04% |
$1.01M - $1.09M
|
27.8K
$1.66M
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
20.2K+ 52.96% |
$938K - $1.01M
|
58.3K
$3.48M
|
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
20.1K+ 14.23% |
$932K - $1M
|
161K
$9.62M
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
20.1K+ 14.23% |
$932K - $1M
|
161K
$9.62M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
19.8K+ 12.01% |
$922K - $991K
|
185K
$11.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
18.8K+ 4818.93% |
$875K - $940K
|
19.2K
$1.15M
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
18.3K+ 12.31% |
$851K - $915K
|
167K
$9.99M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
17.3KNew |
$805K - $866K
|
17.3K
$1.04M
|
|
|
Nov 12, 2021
Q3 2021
|
Virtue Capital Management, LLC
Brentwood, TN |
BUY
|
- |
16.3KNew |
$755K - $812K
|
16.3K
$971K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
16.2K+ 60.54% |
$750K - $806K
|
42.8K
$2.56M
|
|
|
Nov 02, 2021
Q3 2021
|
Flaharty Asset Management, LLC
|
BUY
|
- |
15.3K+ 78.27% |
$711K - $764K
|
34.9K
$2.08M
|
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
BUY
|
- |
14.7K+ 4.82% |
$681K - $732K
|
319K
$19.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
BUY
|
- |
13.4K+ 5.21% |
$621K - $667K
|
270K
$16.1M
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
13.2K+ 50.94% |
$611K - $657K
|
39K
$2.33M
|
|
|
Nov 04, 2021
Q3 2021
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
12.6KNew |
$585K - $629K
|
12.6K
$752K
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
12.1K+ 109.6% |
$560K - $602K
|
23.1K
$1.38M
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
BUY
|
- |
12K+ 25.18% |
$557K - $598K
|
59.6K
$3.56M
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
11.9K+ 51.26% |
$554K - $596K
|
35.2K
$2.1M
|
|
|
Oct 13, 2021
Q3 2021
|
Alta Wealth Advisors LLC
|
BUY
|
- |
11.4KNew |
$531K - $571K
|
11.4K
$683K
|
|
|
Oct 07, 2021
Q3 2021
|
Rvw Wealth, LLC
|
BUY
|
- |
11.3K+ 2.46% |
$524K - $563K
|
470K
$28.1M
|
|
|
Nov 04, 2021
Q3 2021
|
Fortress Wealth Group, LLC
Orlando, FL |
BUY
|
- |
10.4K+ 4.72% |
$485K - $521K
|
231K
$13.8M
|
|
|
Oct 27, 2021
Q3 2021
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
10K+ 18.27% |
$465K - $500K
|
64.8K
$3.87M
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
9.86K+ 40.13% |
$458K - $492K
|
34.4K
$2.06M
|
|
|
Nov 15, 2021
Q3 2021
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
9.74KNew |
$452K - $486K
|
9.74K
$582K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
9.53K+ 4.66% |
$442K - $475K
|
214K
$12.8M
|
|
|
Oct 20, 2021
Q3 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
9.52K+ 17.96% |
$442K - $475K
|
62.5K
$3.73M
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
9.5KNew |
$441K - $474K
|
9.5K
$567K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
9.31KNew |
$432K - $465K
|
9.31K
$556K
|
|
|
Oct 28, 2021
Q3 2021
|
Spreng Capital Management, Inc.
|
BUY
|
- |
8.8K+ 53.25% |
$408K - $439K
|
25.3K
$1.51M
|
|
|
Nov 12, 2021
Q3 2021
|
Keystone Financial Group
|
BUY
|
- |
8.48K+ 5.82% |
$394K - $423K
|
154K
$9.21M
|