Purchases and Sales Made in Q3 2021 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
8.47K+ 73.49% |
$393K - $422K
|
20K
$1.19M
|
|
|
Oct 15, 2021
Q3 2021
|
City Holding CO
|
BUY
|
- |
8.46KNew |
$393K - $422K
|
8.46K
$505K
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
8.4K+ 28.87% |
$390K - $419K
|
37.5K
$2.24M
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
8.35K+ 10.03% |
$388K - $417K
|
91.6K
$5.47M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
8.19K+ 16.89% |
$380K - $409K
|
56.7K
$3.38M
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Financial Advisory LLC
|
BUY
|
- |
7.98KNew |
$371K - $398K
|
7.98K
$477K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
7.77K+ 110.62% |
$361K - $388K
|
14.8K
$883K
|
|
|
Nov 02, 2021
Q3 2021
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
7.67K+ 20.64% |
$356K - $383K
|
44.9K
$2.68M
|
|
|
Oct 20, 2021
Q3 2021
|
Onyx Bridge Wealth Group LLC
|
BUY
|
- |
7.67K+ 166.98% |
$356K - $383K
|
12.3K
$732K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
7.5KNew |
$348K - $374K
|
7.5K
$448K
|
|
|
Oct 29, 2021
Q3 2021
|
Archer Investment Corp
|
BUY
|
- |
7.44KNew |
$345K - $371K
|
7.44K
$444K
|
|
|
Oct 13, 2021
Q3 2021
|
Mattern Wealth Management LLC
|
BUY
|
- |
7.41KNew |
$344K - $370K
|
7.41K
$443K
|
|
|
Nov 09, 2021
Q3 2021
|
Valmark Advisers, Inc.
|
BUY
|
- |
7.41K+ 3.85% |
$344K - $370K
|
200K
$11.9M
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
7.38K+ 37.0% |
$343K - $368K
|
27.3K
$1.63M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
7.35K+ 55.61% |
$341K - $367K
|
20.6K
$1.23M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
7.04K+ 7.79% |
$327K - $351K
|
97.4K
$5.82M
|
|
|
Nov 04, 2021
Q3 2021
|
Woodward Diversified Capital, LLC
|
BUY
|
- |
6.46KNew |
$300K - $322K
|
6.46K
$386K
|
|
|
Nov 02, 2021
Q3 2021
|
Waterfront Wealth Inc.
|
BUY
|
- |
6.39KNew |
$296K - $319K
|
6.39K
$381K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
6.31K+ 10.29% |
$293K - $315K
|
67.6K
$4.03M
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
BUY
|
- |
6.24K+ 370.65% |
$290K - $311K
|
7.92K
$473K
|
|
|
Oct 20, 2021
Q3 2021
|
Crumly & Associates Inc.
|
BUY
|
- |
6.13K+ 3.87% |
$285K - $306K
|
164K
$9.81M
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
6.12K+ 34.69% |
$284K - $305K
|
23.8K
$1.42M
|
|
|
Oct 25, 2021
Q3 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
5.98K+ 6.14% |
$278K - $298K
|
103K
$6.17M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
5.94K+ 2.15% |
$276K - $296K
|
282K
$16.8M
|
|
|
Oct 20, 2021
Q3 2021
|
Tranquility Partners, LLC
|
BUY
|
- |
5.87KNew |
$273K - $293K
|
5.87K
$351K
|
|
|
Nov 16, 2021
Q3 2021
|
Principle Wealth Partners LLC
|
BUY
|
- |
5.73KNew |
$266K - $286K
|
5.73K
$342K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
5.69K+ 27.81% |
$264K - $284K
|
26.2K
$1.56M
|
|
|
Nov 12, 2021
Q3 2021
|
Ascension Capital Advisors, Inc.
Houston, TX |
BUY
|
- |
5.54K+ 1.62% |
$257K - $277K
|
347K
$20.7M
|
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
5.16K+ 77.07% |
$240K - $258K
|
11.9K
$708K
|
|
|
Nov 08, 2021
Q3 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
5.15KNew |
$239K - $257K
|
5.15K
$307K
|
|
|
Nov 15, 2021
Q3 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
5.05KNew |
$234K - $252K
|
5.05K
$301K
|
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
4.91KNew |
$228K - $245K
|
4.91K
$293K
|
|
|
Nov 12, 2021
Q3 2021
|
Tru Independence LLC
|
BUY
|
- |
4.85KNew |
$225K - $242K
|
4.85K
$290K
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
4.82K+ 26.39% |
$224K - $241K
|
23.1K
$1.38M
|
|
|
Oct 26, 2021
Q3 2021
|
Mayflower Financial Advisors, LLC
|
BUY
|
- |
4.75K+ 84.82% |
$221K - $237K
|
10.4K
$618K
|
|
|
Oct 25, 2021
Q3 2021
|
True Wealth Advisors, LLC
|
BUY
|
- |
4.69KNew |
$218K - $234K
|
4.69K
$280K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
4.67K+ 10.29% |
$217K - $233K
|
50.1K
$2.99M
|
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
4.61KNew |
$214K - $230K
|
4.61K
$276K
|
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
4.61KNew |
$214K - $230K
|
4.61K
$275K
|
|
|
Dec 27, 2021
Q3 2021
|
Financial Advisors Network, Inc.
|
BUY
|
- |
4.6KNew |
$214K - $230K
|
4.6K
$275K
|
|
|
Nov 08, 2021
Q3 2021
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
4.59K+ 39.66% |
$213K - $229K
|
16.2K
$966K
|
|
|
Nov 12, 2021
Q3 2021
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
4.49KNew |
$209K - $224K
|
4.49K
$268K
|
|
|
Nov 12, 2021
Q3 2021
|
Mai Capital Management
|
BUY
|
- |
4.43K+ 61.22% |
$205K - $221K
|
11.7K
$696K
|
|
|
Nov 15, 2021
Q3 2021
|
Icon Wealth Partners, LLC
|
BUY
|
- |
4.42KNew |
$205K - $221K
|
4.42K
$264K
|
|
|
Nov 01, 2021
Q3 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
4.39K+ 8.51% |
$204K - $219K
|
56K
$3.34M
|
|
|
Oct 27, 2021
Q3 2021
|
Wealth Trust Asset Management, LLC
Destin, FL |
BUY
|
- |
4.28KNew |
$199K - $214K
|
4.28K
$255K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealth Advisors, Inc.
|
BUY
|
- |
4.08K+ 7.1% |
$189K - $203K
|
61.4K
$3.67M
|
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
3.82K+ 31.6% |
$178K - $191K
|
15.9K
$951K
|
|
|
Nov 05, 2021
Q3 2021
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
3.81K+ 75.75% |
$177K - $190K
|
8.84K
$528K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
3.8K+ 384.62% |
$176K - $190K
|
4.79K
$286K
|