Purchases and Sales Made in Q3 2021 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
234New |
$10.9K - $11.7K
|
234
$14K
|
|
|
Nov 12, 2021
Q3 2021
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
229+ 2.13% |
$10.6K - $11.4K
|
11K
$655K
|
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
BUY
|
- |
202+ 104.66% |
$9.38K - $10.1K
|
395
$23.6K
|
|
|
Oct 18, 2021
Q3 2021
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
185+ 1.83% |
$8.59K - $9.23K
|
10.3K
$616K
|
|
|
Oct 07, 2021
Q3 2021
|
Pacifica Partners Inc.
|
BUY
|
- |
172New |
$7.99K - $8.58K
|
172
$10.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
115New |
$5.34K - $5.74K
|
115
$6.87K
|
|
|
Nov 02, 2021
Q3 2021
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
110+ 2.34% |
$5.11K - $5.49K
|
4.8K
$287K
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
46+ 1.46% |
$2.14K - $2.3K
|
3.19K
$190K
|
|
|
Oct 21, 2021
Q3 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
1+ 0.68% |
$46.4 - $49.9
|
148
$8.84K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Dfpg Investments, LLC
|
SELL
|
- |
-11- 0.15% |
$511 - $549
|
7.21K
$431K
|
|
|
Nov 16, 2021
Q3 2021
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
SELL
|
- |
-59- 0.23% |
$2.74K - $2.94K
|
25.1K
$1.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-67- 0.95% |
$3.11K - $3.34K
|
6.95K
$415K
|
|
|
Oct 21, 2021
Q3 2021
|
Concorde Asset Management, LLC
|
SELL
|
- |
-97- 1.57% |
$4.5K - $4.84K
|
6.07K
$362K
|
|
|
Nov 15, 2021
Q3 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-100- 3.23% |
$4.64K - $4.99K
|
3K
$179K
|
|
|
Aug 10, 2023
Q3 2021
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-118- 16.46% |
$5.48K - $5.89K
|
599
$35.8K
|
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-172- 2.78% |
$7.99K - $8.58K
|
6.03K
$360K
|
|
|
Oct 13, 2021
Q3 2021
|
Nadler Financial Group, Inc.
|
SELL
|
- |
-180- 2.28% |
$8.36K - $8.98K
|
7.73K
$461K
|
|
|
Nov 02, 2021
Q3 2021
|
Tfc Financial Management
|
SELL
|
- |
-200Closed |
$9.29K - $9.98K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-361- 8.66% |
$16.8K - $18K
|
3.81K
$227K
|
|
|
Nov 10, 2021
Q3 2021
|
Comerica Securities,Inc.
|
SELL
|
- |
-500- 0.5% |
$23.2K - $25K
|
99.6K
$5.95M
|
|
|
Nov 15, 2021
Q3 2021
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-572- 2.43% |
$26.6K - $28.5K
|
23K
$1.37M
|
|
|
Nov 02, 2021
Q3 2021
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-720- 6.81% |
$33.4K - $35.9K
|
9.85K
$588K
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-725- 10.03% |
$33.7K - $36.2K
|
6.51K
$389K
|
|
|
Jul 24, 2024
Q3 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-744- 2.53% |
$34.5K - $37.1K
|
28.7K
$1.71M
|
|
|
Nov 03, 2021
Q3 2021
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-783- 1.54% |
$36.4K - $39.1K
|
50.1K
$2.99M
|
|
|
Oct 26, 2021
Q3 2021
|
Prism Advisors, Inc.
|
SELL
|
- |
-960- 6.0% |
$44.6K - $47.9K
|
15.1K
$899K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.3K- 1.47% |
$60.4K - $64.9K
|
87.1K
$5.2M
|
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-1.38KClosed |
$63.8K - $68.6K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.63K- 1.68% |
$75.5K - $81.2K
|
95K
$5.67M
|
|
|
Dec 13, 2023
Q3 2021
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-1.73K- 25.11% |
$80.1K - $86.1K
|
5.15K
$307K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.05K- 19.18% |
$95K - $102K
|
8.62K
$515K
|
|
|
Oct 26, 2021
Q3 2021
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-2.08K- 28.41% |
$96.3K - $104K
|
5.23K
$312K
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-2.24KClosed |
$104K - $112K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-2.5K- 29.79% |
$116K - $125K
|
5.88K
$351K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-2.85K- 12.25% |
$132K - $142K
|
20.4K
$1.22M
|
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
SELL
|
- |
-3.03K- 3.21% |
$141K - $151K
|
91.4K
$5.46M
|
|
|
Nov 01, 2021
Q3 2021
|
Bcgm Wealth Management, LLC
|
SELL
|
- |
-3.09K- 17.36% |
$143K - $154K
|
14.7K
$878K
|
|
|
Oct 28, 2021
Q3 2021
|
River Tree Advisors, LLC
Winter Park, FL |
SELL
|
- |
-3.28K- 2.56% |
$152K - $164K
|
125K
$7.47M
|
|
|
Nov 12, 2021
Q3 2021
|
Sovereign Financial Group, Inc.
Stamford, CT |
SELL
|
- |
-3.74K- 6.65% |
$174K - $187K
|
52.5K
$3.13M
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-4.27KClosed |
$198K - $213K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-5.33K- 90.16% |
$248K - $266K
|
582
$34.8K
|
|
|
Nov 01, 2021
Q3 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-5.49K- 12.12% |
$255K - $274K
|
39.8K
$2.38M
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-6KClosed |
$279K - $299K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-6.42K- 48.16% |
$298K - $320K
|
6.91K
$412K
|
|
|
Oct 13, 2021
Q3 2021
|
Beacon Financial Group
|
SELL
|
- |
-7.87K- 4.51% |
$365K - $393K
|
167K
$9.95M
|
|
|
Nov 10, 2021
Q3 2021
|
Argi Investment Services, LLC
|
SELL
|
- |
-8.17KClosed |
$379K - $408K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-8.35K- 0.96% |
$388K - $417K
|
863K
$51.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-11.2KClosed |
$522K - $561K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-12.3KClosed |
$569K - $612K
|
0
$0
|