Purchases and Sales Made in Q3 2021 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-12.3K- 57.74% |
$571K - $613K
|
9K
$537K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-12.5K- 29.13% |
$579K - $622K
|
30.3K
$1.81M
|
|
|
Nov 04, 2021
Q3 2021
|
Affinity Wealth Management LLC
Wilmington, DE |
SELL
|
- |
-13.9K- 2.48% |
$646K - $694K
|
547K
$32.7M
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-16.1K- 40.17% |
$748K - $805K
|
24K
$1.43M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-23K- 16.84% |
$1.07M - $1.15M
|
114K
$6.8M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-23.1KClosed |
$1.07M - $1.15M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-23.1KClosed |
$1.07M - $1.15M
|
0
$0
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-23.3K- 83.16% |
$1.08M - $1.16M
|
4.72K
$282K
|
|
|
Nov 09, 2021
Q3 2021
|
Avestar Capital, LLC
|
SELL
|
- |
-24.8KClosed |
$1.15M - $1.24M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
SELL
|
- |
-27.5K- 6.73% |
$1.28M - $1.37M
|
381K
$22.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-28.7K- 15.82% |
$1.33M - $1.43M
|
152K
$9.11M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-33.8K- 15.53% |
$1.57M - $1.69M
|
184K
$11M
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-35.8KClosed |
$1.66M - $1.79M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-36.9KClosed |
$1.71M - $1.84M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-37.6K- 76.74% |
$1.75M - $1.88M
|
11.4K
$681K
|
|
|
Nov 15, 2021
Q3 2021
|
Triumph Capital Management
|
SELL
|
- |
-39.6KClosed |
$1.84M - $1.97M
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-52.1K- 39.56% |
$2.42M - $2.6M
|
79.6K
$4.76M
|
|
|
Oct 08, 2021
Q3 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-52.8K- 40.41% |
$2.45M - $2.64M
|
77.9K
$4.65M
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-119KClosed |
$5.54M - $5.96M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-136K- 93.04% |
$6.32M - $6.8M
|
10.2K
$608K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-142K- 16.52% |
$6.58M - $7.07M
|
716K
$42.7M
|
|
|
Nov 14, 2024
Q3 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-169K- 95.97% |
$7.84M - $8.43M
|
7.1K
$424K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-174K- 32.38% |
$8.08M - $8.69M
|
363K
$21.7M
|