Purchases and Sales Made in Q4 2022 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
1.67MNew |
$65.8M - $78.7M
|
1.67M
$107M
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
498K+ 1460.46% |
$19.6M - $23.5M
|
533K
$34.1M
|
|
|
Feb 08, 2023
Q4 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
408K+ 5059.37% |
$16M - $19.2M
|
416K
$26.6M
|
|
|
Feb 03, 2023
Q4 2022
|
Goldstein Advisors, LLC
Madison, WI |
BUY
|
- |
276KNew |
$10.9M - $13M
|
276K
$17.7M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
217K+ 13.87% |
$8.52M - $10.2M
|
1.78M
$114M
|
|
|
Feb 14, 2023
Q4 2022
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
181KNew |
$7.13M - $8.53M
|
181K
$11.6M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
181K+ 34.1% |
$7.12M - $8.52M
|
712K
$45.6M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
177K+ 42.99% |
$6.98M - $8.34M
|
590K
$37.8M
|
|
|
Apr 14, 2023
Q4 2022
|
Ergawealth Advisors, Inc.
Oak Brook, IL |
BUY
|
- |
163KNew |
$6.41M - $7.67M
|
163K
$10.4M
|
|
|
Jan 31, 2023
Q4 2022
|
Fifth Third Securities, Inc.
|
BUY
|
- |
160K+ 19.38% |
$6.28M - $7.51M
|
983K
$63M
|
|
|
Feb 10, 2023
Q4 2022
|
First Horizon Advisors, Inc.
|
BUY
|
- |
129K+ 92.73% |
$5.06M - $6.05M
|
267K
$17.1M
|
|
|
Feb 02, 2023
Q4 2022
|
Aj Advisors, LLC
Nashville, TN |
BUY
|
- |
124KNew |
$4.87M - $5.83M
|
124K
$7.95M
|
|
|
Feb 13, 2023
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
118K+ 92.04% |
$4.65M - $5.57M
|
247K
$15.8M
|
|
|
May 14, 2024
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
118K+ 92.04% |
$4.65M - $5.57M
|
247K
$15.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
110K+ 2051.24% |
$4.33M - $5.18M
|
115K
$7.4M
|
|
|
Jul 24, 2024
Q4 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
109KNew |
$4.3M - $5.14M
|
109K
$7.01M
|
|
|
Feb 14, 2023
Q4 2022
|
Davis Investment Partners, LLC
Charlotte, NC |
BUY
|
- |
103KNew |
$4.07M - $4.86M
|
103K
$6.63M
|
|
|
Feb 14, 2023
Q4 2022
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
101KNew |
$3.98M - $4.77M
|
101K
$6.49M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
98.9K+ 318.03% |
$3.89M - $4.65M
|
130K
$8.33M
|
|
|
Feb 16, 2023
Q4 2022
|
Asset Allocation Strategies LLC
Farmington, MI |
BUY
|
- |
97.7KNew |
$3.84M - $4.6M
|
97.7K
$6.26M
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
77.3K+ 17.41% |
$3.04M - $3.64M
|
521K
$33.4M
|
|
|
Feb 10, 2023
Q4 2022
|
Csenge Advisory Group
|
BUY
|
- |
75.4K+ 8.44% |
$2.97M - $3.55M
|
969K
$62.1M
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
72.8K+ 13.46% |
$2.87M - $3.43M
|
614K
$39.4M
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
67.2K+ 29.5% |
$2.64M - $3.16M
|
295K
$18.9M
|
|
|
Jan 31, 2023
Q4 2022
|
Mainsail Financial Group, LLC
Bellevue, WA |
BUY
|
- |
66.8KNew |
$2.63M - $3.14M
|
66.8K
$4.28M
|
|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
65.4KNew |
$2.57M - $3.08M
|
65.4K
$4.19M
|
|
|
Feb 15, 2023
Q4 2022
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
60.7KNew |
$2.39M - $2.86M
|
60.7K
$3.89M
|
|
|
Feb 02, 2023
Q4 2022
|
Concorde Asset Management, LLC
|
BUY
|
- |
59.2K+ 936.28% |
$2.33M - $2.79M
|
65.5K
$4.2M
|
|
|
Jan 13, 2023
Q4 2022
|
Howard Financial Services, Ltd.
|
BUY
|
- |
58.1K+ 80.38% |
$2.29M - $2.74M
|
130K
$8.37M
|
|
|
Feb 13, 2023
Q4 2022
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
56.9KNew |
$2.24M - $2.68M
|
56.9K
$3.65M
|
|
|
Jan 26, 2023
Q4 2022
|
Catalyst Wealth Management, LLC
Atlanta, GA |
BUY
|
- |
56.1KNew |
$2.21M - $2.64M
|
56.1K
$3.6M
|
|
|
Feb 07, 2023
Q4 2022
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
52KNew |
$2.05M - $2.45M
|
52K
$3.33M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
39.9K+ 1.46% |
$1.57M - $1.88M
|
2.78M
$178M
|
|
|
Feb 09, 2023
Q4 2022
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
BUY
|
- |
39.4K+ 8.0% |
$1.55M - $1.85M
|
532K
$34.1M
|
|
|
Feb 07, 2023
Q4 2022
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
BUY
|
- |
38.2KNew |
$1.5M - $1.8M
|
38.2K
$2.45M
|
|
|
Feb 10, 2023
Q4 2022
|
Hrt Financial LP
New York, NY |
BUY
|
- |
37.7KNew |
$1.48M - $1.78M
|
37.7K
$2.42M
|
|
|
Jan 19, 2023
Q4 2022
|
Mayflower Financial Advisors, LLC
|
BUY
|
- |
36.4K+ 173.63% |
$1.43M - $1.71M
|
57.3K
$3.68M
|
|
|
Feb 07, 2023
Q4 2022
|
Keystone Financial Group
|
BUY
|
- |
36.1K+ 30.99% |
$1.42M - $1.7M
|
153K
$9.79M
|
|
|
Feb 08, 2023
Q4 2022
|
Prudential PLC
London, England, X0 |
BUY
|
- |
36K+ 211.76% |
$1.42M - $1.69M
|
53K
$3.4M
|
|
|
Jan 25, 2023
Q4 2022
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
34.5KNew |
$1.36M - $1.62M
|
34.5K
$2.21M
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
33.8KNew |
$1.33M - $1.59M
|
33.8K
$2.17M
|
|
|
May 19, 2023
Q4 2022
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
33.8KNew |
$1.33M - $1.59M
|
33.8K
$2.17M
|
|
|
Feb 02, 2023
Q4 2022
|
Ignite Planners, LLC
|
BUY
|
- |
30.8K+ 162.45% |
$1.21M - $1.45M
|
49.7K
$3.19M
|
|
|
Jan 17, 2023
Q4 2022
|
Key Client Fiduciary Advisors, LLC
|
BUY
|
- |
29.9K+ 22.99% |
$1.18M - $1.41M
|
160K
$10.3M
|
|
|
Feb 07, 2023
Q4 2022
|
Regatta Capital Group, LLC
El Segundo, CA |
BUY
|
- |
29.2K+ 10.37% |
$1.15M - $1.38M
|
311K
$20M
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
27.3KNew |
$1.08M - $1.29M
|
27.3K
$1.75M
|
|
|
Feb 09, 2023
Q4 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
26.5K+ 135.23% |
$1.04M - $1.25M
|
46.1K
$2.95M
|
|
|
Jan 27, 2023
Q4 2022
|
Barnes Pettey Financial Advisors, LLC
|
BUY
|
- |
26.2K+ 79.52% |
$1.03M - $1.23M
|
59.1K
$3.79M
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
25.1K+ 2.69% |
$989K - $1.18M
|
961K
$61.6M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
23.9K+ 8.21% |
$940K - $1.12M
|
315K
$20.2M
|