Purchases and Sales Made in Q4 2022 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 22, 2023
Q4 2022
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
BUY
|
- |
3+ 0.04% |
$118 - $141
|
6.96K
$444K
|
|
|
Feb 03, 2023
Q4 2022
|
Larson Financial Group LLC
|
BUY
|
- |
2+ 0.14% |
$78.7 - $94.1
|
1.48K
$94.2K
|
|
|
Feb 09, 2023
Q4 2022
|
Capital Square, LLC
|
BUY
|
- |
1+ 0.02% |
$39.3 - $47.1
|
5.58K
$355K
|
|
|
Feb 10, 2023
Q4 2022
|
Consolidated Planning Corp
Atlanta, GA |
SELL
|
- |
-13- 0.03% |
$511 - $612
|
43.6K
$2.78M
|
|
|
Jan 30, 2023
Q4 2022
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
SELL
|
- |
-16- 0.08% |
$629 - $753
|
19.9K
$1.27M
|
|
|
Jan 25, 2023
Q4 2022
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
SELL
|
- |
-23- 0.34% |
$905 - $1.08K
|
6.67K
$425K
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-27- 0.48% |
$1.06K - $1.27K
|
5.55K
$354K
|
|
|
Feb 13, 2023
Q4 2022
|
Aspire Capital Advisors LLC
Seattle, WA |
SELL
|
- |
-43- 0.03% |
$1.69K - $2.02K
|
124K
$7.9M
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-56- 1.76% |
$2.2K - $2.64K
|
3.12K
$199K
|
|
|
Jan 30, 2023
Q4 2022
|
Waterfront Wealth Inc.
|
SELL
|
- |
-65- 0.39% |
$2.56K - $3.06K
|
16.7K
$1.07M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Trust CO Na
|
SELL
|
- |
-89- 0.26% |
$3.5K - $4.19K
|
33.9K
$2.16M
|
|
|
Feb 10, 2023
Q4 2022
|
Forum Private Client Group LLC
|
SELL
|
- |
-103- 1.57% |
$4.05K - $4.85K
|
6.44K
$410K
|
|
|
Feb 06, 2023
Q4 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-141- 1.73% |
$5.55K - $6.64K
|
8K
$510K
|
|
|
Jan 19, 2023
Q4 2022
|
Wealth Care Investment Partners, LLC
|
SELL
|
- |
-142- 0.25% |
$5.59K - $6.68K
|
57.3K
$3.65M
|
|
|
Jan 27, 2023
Q4 2022
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-143- 0.15% |
$5.63K - $6.73K
|
92.3K
$5.88M
|
|
|
Feb 02, 2023
Q4 2022
|
Spreng Capital Management, Inc.
|
SELL
|
- |
-150- 0.49% |
$5.9K - $7.06K
|
30.2K
$1.92M
|
|
|
Feb 02, 2023
Q4 2022
|
Tranquility Partners, LLC
|
SELL
|
- |
-160- 1.72% |
$6.29K - $7.53K
|
9.15K
$583K
|
|
|
Feb 14, 2023
Q4 2022
|
High Net Worth Advisory Group LLC
Naples, FL |
SELL
|
- |
-171- 78.8% |
$6.73K - $8.05K
|
46
$2.93K
|
|
|
Jan 30, 2023
Q4 2022
|
Prism Advisors, Inc.
|
SELL
|
- |
-184- 1.06% |
$7.24K - $8.66K
|
17.2K
$1.09M
|
|
|
Jan 31, 2023
Q4 2022
|
Global Assets Advisory, LLC
Orlando, FL |
SELL
|
- |
-193- 0.23% |
$7.59K - $9.08K
|
84.7K
$5.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
SELL
|
- |
-217- 1.23% |
$8.54K - $10.2K
|
17.4K
$1.11M
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-272- 0.16% |
$10.7K - $12.8K
|
172K
$10.9M
|
|
|
Jan 27, 2023
Q4 2022
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-306- 5.17% |
$12K - $14.4K
|
5.61K
$358K
|
|
|
Jan 02, 2024
Q4 2022
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-318- 4.65% |
$12.5K - $15K
|
6.53K
$416K
|
|
|
Feb 27, 2023
Q4 2022
|
Objective Capital Management, LLC
|
SELL
|
- |
-390- 2.11% |
$15.3K - $18.4K
|
18.1K
$1.15M
|
|
|
Jan 19, 2023
Q4 2022
|
Asset Dedication, LLC
|
SELL
|
- |
-414- 10.15% |
$16.3K - $19.5K
|
3.67K
$234K
|
|
|
Feb 03, 2023
Q4 2022
|
Archer Investment Corp
|
SELL
|
- |
-418- 4.04% |
$16.4K - $19.7K
|
9.94K
$633K
|
|
|
Feb 09, 2023
Q4 2022
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
SELL
|
- |
-429- 1.72% |
$16.9K - $20.2K
|
24.4K
$1.56M
|
|
|
Feb 10, 2023
Q4 2022
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-454- 3.51% |
$17.9K - $21.4K
|
12.5K
$795K
|
|
|
Feb 14, 2023
Q4 2022
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-462- 0.92% |
$18.2K - $21.7K
|
50K
$3.19M
|
|
|
Jan 18, 2023
Q4 2022
|
Purus Wealth Management, LLC
|
SELL
|
- |
-478- 0.78% |
$18.8K - $22.5K
|
60.5K
$3.86M
|
|
|
Feb 14, 2023
Q4 2022
|
Herold Advisors, Inc.
|
SELL
|
- |
-484- 1.54% |
$19K - $22.8K
|
31K
$1.97M
|
|
|
Jan 20, 2023
Q4 2022
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-486- 8.12% |
$19.1K - $22.9K
|
5.5K
$350K
|
|
|
Jan 17, 2023
Q4 2022
|
Lvz, Inc.
|
SELL
|
- |
-506- 7.19% |
$19.9K - $23.8K
|
6.53K
$416K
|
|
|
Jan 25, 2023
Q4 2022
|
Independent Wealth Network Inc.
|
SELL
|
- |
-519- 9.86% |
$20.4K - $24.4K
|
4.75K
$302K
|
|
|
Jan 31, 2023
Q4 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-541- 0.53% |
$21.3K - $25.5K
|
102K
$6.48M
|
|
|
Feb 02, 2023
Q4 2022
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-545- 8.59% |
$21.4K - $25.6K
|
5.8K
$369K
|
|
|
Feb 14, 2023
Q4 2022
|
F3 Logic, LLC
|
SELL
|
- |
-550- 7.71% |
$21.6K - $25.9K
|
6.58K
$420K
|
|
|
Jan 19, 2023
Q4 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-580- 3.02% |
$22.8K - $27.3K
|
18.6K
$1.19M
|
|
|
Jan 30, 2023
Q4 2022
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-584- 1.31% |
$23K - $27.5K
|
44K
$2.8M
|
|
|
Jan 30, 2023
Q4 2022
|
Burleson & Company, LLC
|
SELL
|
- |
-602- 42.48% |
$23.7K - $28.3K
|
815
$51.9K
|
|
|
Feb 03, 2023
Q4 2022
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-650- 10.46% |
$25.6K - $30.6K
|
5.56K
$354K
|
|
|
Feb 01, 2023
Q4 2022
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-660- 1.78% |
$26K - $31.1K
|
36.4K
$2.32M
|
|
|
Jan 18, 2023
Q4 2022
|
Inspirion Wealth Advisors, LLC
|
SELL
|
- |
-702- 13.24% |
$27.6K - $33K
|
4.6K
$293K
|
|
|
Jan 27, 2023
Q4 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-745- 31.02% |
$29.3K - $35.1K
|
1.66K
$106K
|
|
|
Jan 17, 2023
Q4 2022
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-837- 59.7% |
$32.9K - $39.4K
|
565
$36K
|
|
|
Jan 30, 2023
Q4 2022
|
Ogorek Anthony Joseph
|
SELL
|
- |
-891- 1.31% |
$35.1K - $41.9K
|
67.4K
$4.29M
|
|
|
Feb 07, 2023
Q4 2022
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-922- 2.11% |
$36.3K - $43.4K
|
42.8K
$2.73M
|
|
|
Jan 13, 2023
Q4 2022
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-953- 4.77% |
$37.5K - $44.8K
|
19K
$1.21M
|
|
|
Feb 02, 2023
Q4 2022
|
Principle Wealth Partners LLC
|
SELL
|
- |
-986- 11.41% |
$38.8K - $46.4K
|
7.66K
$488K
|