Purchases and Sales Made in Q4 2022 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q4 2022
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
23.6KNew |
$928K - $1.11M
|
23.6K
$1.5M
|
|
|
Apr 21, 2023
Q4 2022
|
Whitaker Myers Wealth Managers, Ltd.
Mansfield, OH |
BUY
|
- |
23.6KNew |
$927K - $1.11M
|
23.6K
$1.5M
|
|
|
Feb 06, 2023
Q4 2022
|
Pinnacle Wealth Management Advisory Group, LLC
|
BUY
|
- |
21.2K+ 43.46% |
$834K - $998K
|
70K
$4.46M
|
|
|
Feb 06, 2023
Q4 2022
|
Kaydan Wealth Management, Inc.
Fenton, MI |
BUY
|
- |
19.6KNew |
$771K - $922K
|
19.6K
$1.25M
|
|
|
Feb 07, 2023
Q4 2022
|
Lincoln National Corp
|
BUY
|
- |
19.3K+ 24.2% |
$759K - $908K
|
99K
$6.31M
|
|
|
Feb 14, 2023
Q4 2022
|
Flaharty Asset Management, LLC
|
BUY
|
- |
18.5K+ 42.07% |
$729K - $872K
|
62.6K
$3.99M
|
|
|
Mar 01, 2023
Q4 2022
|
Panoramic Investment Advisors, LLC
Denver, CO |
BUY
|
- |
18.4KNew |
$723K - $864K
|
18.4K
$1.17M
|
|
|
Jan 25, 2023
Q4 2022
|
Pinnacle Associates LTD
|
BUY
|
- |
17.9K+ 13.74% |
$703K - $841K
|
148K
$9.42M
|
|
|
May 01, 2023
Q4 2022
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
17.7KNew |
$696K - $833K
|
17.7K
$1.13M
|
|
|
Jan 19, 2024
Q4 2022
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
17.2K+ 8.94% |
$677K - $810K
|
210K
$13.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
17.2K+ 150.61% |
$676K - $808K
|
28.6K
$1.82M
|
|
|
Feb 02, 2023
Q4 2022
|
Sg Americas Securities, LLC
|
BUY
|
- |
17KNew |
$669K - $800K
|
17K
$1.08M
|
|
|
Jan 23, 2023
Q4 2022
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
16.9K+ 101.76% |
$665K - $796K
|
33.5K
$2.14M
|
|
|
Feb 08, 2023
Q4 2022
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
16.7K+ 24.57% |
$658K - $787K
|
84.7K
$5.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Insigneo Advisory Services, LLC
Miami, FL |
BUY
|
- |
15KNew |
$589K - $704K
|
15K
$954K
|
|
|
Mar 08, 2023
Q4 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
14.5K+ 37.17% |
$569K - $681K
|
53.4K
$3.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
14.4K+ 16.79% |
$565K - $675K
|
99.8K
$6.36M
|
|
|
Jan 27, 2023
Q4 2022
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
14.2KNew |
$560K - $670K
|
14.2K
$907K
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
14.1K+ 5.33% |
$553K - $661K
|
278K
$17.7M
|
|
|
Feb 02, 2023
Q4 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
13.8K+ 26.57% |
$545K - $651K
|
66K
$4.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
13.6KNew |
$536K - $642K
|
13.6K
$869K
|
|
|
Feb 09, 2023
Q4 2022
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
13.1K+ 73.64% |
$517K - $619K
|
31K
$1.97M
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
13.1K+ 2.51% |
$516K - $617K
|
536K
$34.2M
|
|
|
Feb 02, 2023
Q4 2022
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
12.8KNew |
$503K - $602K
|
12.8K
$815K
|
|
|
Feb 10, 2023
Q4 2022
|
Tbh Global Asset Management, LLC
Brentwood, TN |
BUY
|
- |
12.4K+ 7.76% |
$486K - $581K
|
172K
$10.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
12.2KNew |
$478K - $572K
|
12.2K
$774K
|
|
|
Feb 10, 2023
Q4 2022
|
Blair William & CO
Chicago, IL |
BUY
|
- |
12.1K+ 4.08% |
$475K - $568K
|
308K
$19.6M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
11.5K+ 0.26% |
$452K - $541K
|
4.36M
$278M
|
|
|
Feb 06, 2023
Q4 2022
|
Wolf Group Capital Advisors
|
BUY
|
- |
11.3K+ 16.28% |
$444K - $531K
|
80.7K
$5.14M
|
|
|
Jan 17, 2023
Q4 2022
|
Gallacher Capital Management LLC
Lone Tree, CO |
BUY
|
- |
10.4KNew |
$407K - $487K
|
10.4K
$660K
|
|
|
Sep 12, 2023
Q4 2022
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
BUY
|
- |
9.54KNew |
$375K - $449K
|
9.54K
$608K
|
|
|
Feb 09, 2023
Q4 2022
|
Wealthsource Partners, LLC
|
BUY
|
- |
9.16K+ 15.0% |
$360K - $431K
|
70.2K
$4.47M
|
|
|
Feb 08, 2023
Q4 2022
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
9.13KNew |
$359K - $430K
|
9.13K
$582K
|
|
|
Feb 09, 2023
Q4 2022
|
True Capital Management
San Francisco, CA |
BUY
|
- |
9.11KNew |
$358K - $429K
|
9.11K
$580K
|
|
|
Feb 15, 2023
Q4 2022
|
Kapstone Financial Advisors LLC
Dayton, OH |
BUY
|
- |
8.99KNew |
$354K - $423K
|
8.99K
$573K
|
|
|
Feb 06, 2023
Q4 2022
|
Park National Corp
|
BUY
|
- |
8.79K+ 2.83% |
$346K - $414K
|
320K
$20.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
8.78K+ 16.77% |
$345K - $413K
|
61.1K
$3.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
8.52K+ 64.68% |
$335K - $401K
|
21.7K
$1.38M
|
|
|
Feb 13, 2023
Q4 2022
|
Townsquare Capital LLC
|
BUY
|
- |
8.39K+ 13.64% |
$330K - $395K
|
69.9K
$4.45M
|
|
|
Feb 24, 2023
Q4 2022
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
8.29K+ 3.89% |
$326K - $390K
|
221K
$14.1M
|
|
|
Feb 08, 2023
Q4 2022
|
Ahrens Investment Partners LLC
|
BUY
|
- |
7.9KNew |
$311K - $372K
|
7.9K
$503K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
7.62K+ 2.55% |
$300K - $359K
|
307K
$19.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
7.47KNew |
$294K - $352K
|
7.47K
$476K
|
|
|
Jan 17, 2023
Q4 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
7.4KNew |
$291K - $348K
|
7.4K
$471K
|
|
|
Jan 26, 2023
Q4 2022
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
7.08K+ 4.86% |
$279K - $333K
|
153K
$9.74M
|
|
|
Feb 15, 2023
Q4 2022
|
1776 Wealth LLC
|
BUY
|
- |
6.87KNew |
$270K - $323K
|
6.87K
$438K
|
|
|
Sep 12, 2023
Q4 2022
|
Prosperity Financial Group, Inc.
San Ramon, CA |
BUY
|
- |
6.85KNew |
$270K - $322K
|
6.85K
$437K
|
|
|
Feb 14, 2023
Q4 2022
|
Personal Cfo Solutions, LLC
|
BUY
|
- |
6.63K+ 126.76% |
$261K - $312K
|
11.9K
$755K
|
|
|
Feb 27, 2023
Q4 2022
|
Gallagher Benefit Services, Inc.
Rolling Meadows, IL |
BUY
|
- |
6.58KNew |
$259K - $310K
|
6.58K
$420K
|
|
|
Feb 13, 2023
Q4 2022
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
6.5K+ 69.15% |
$256K - $306K
|
15.9K
$1.01M
|