Purchases and Sales Made in Q4 2022 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 01, 2023
Q4 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-31K- 51.04% |
$1.22M - $1.46M
|
29.7K
$1.89M
|
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
SELL
|
- |
-33.1K- 10.49% |
$1.3M - $1.56M
|
282K
$18M
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-33.1K- 14.79% |
$1.3M - $1.56M
|
191K
$12.2M
|
|
|
Feb 13, 2023
Q4 2022
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-34.1K- 8.06% |
$1.34M - $1.6M
|
388K
$24.8M
|
|
|
Jan 25, 2023
Q4 2022
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-36.4K- 63.45% |
$1.43M - $1.71M
|
21K
$1.33M
|
|
|
Jan 19, 2023
Q4 2022
|
Sweet Financial Partners, LLC
|
SELL
|
- |
-37.4K- 8.1% |
$1.47M - $1.76M
|
424K
$27M
|
|
|
Jan 12, 2023
Q4 2022
|
Rvw Wealth, LLC
|
SELL
|
- |
-39.6K- 7.94% |
$1.56M - $1.86M
|
459K
$29.2M
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-40.3K- 5.54% |
$1.58M - $1.9M
|
686K
$43.7M
|
|
|
Feb 10, 2023
Q4 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-41.7K- 23.53% |
$1.64M - $1.96M
|
135K
$8.62M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-41.8K- 15.18% |
$1.64M - $1.97M
|
233K
$14.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-46K- 28.24% |
$1.81M - $2.17M
|
117K
$7.45M
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
SELL
|
- |
-46.2K- 58.97% |
$1.82M - $2.18M
|
32.2K
$2.05M
|
|
|
Feb 02, 2023
Q4 2022
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-46.7K- 24.38% |
$1.84M - $2.2M
|
145K
$9.22M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-47.1K- 4.14% |
$1.85M - $2.22M
|
1.09M
$69.4M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-47.4K- 8.58% |
$1.87M - $2.23M
|
505K
$32.2M
|
|
|
Feb 13, 2023
Q4 2022
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-47.9K- 59.67% |
$1.88M - $2.25M
|
32.4K
$2.06M
|
|
|
Feb 03, 2023
Q4 2022
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-48.9K- 75.53% |
$1.92M - $2.3M
|
15.8K
$1.01M
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-54.9K- 76.86% |
$2.16M - $2.59M
|
16.5K
$1.05M
|
|
|
Jan 19, 2023
Q4 2022
|
Beacon Financial Group
|
SELL
|
- |
-59.6K- 35.65% |
$2.34M - $2.8M
|
108K
$6.85M
|
|
|
Jan 11, 2023
Q4 2022
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-62K- 91.29% |
$2.44M - $2.92M
|
5.92K
$377K
|
|
|
Feb 13, 2023
Q4 2022
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-63.8K- 42.19% |
$2.51M - $3M
|
87.4K
$5.57M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-67.1K- 61.95% |
$2.64M - $3.16M
|
41.2K
$2.63M
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-72.3K- 12.38% |
$2.84M - $3.4M
|
511K
$32.6M
|
|
|
Jan 24, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-78.9K- 71.74% |
$3.1M - $3.71M
|
31.1K
$1.98M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-81.2K- 94.81% |
$3.2M - $3.82M
|
4.45K
$284K
|
|
|
Jan 30, 2023
Q4 2022
|
Echo Wealth Management, LLC
|
SELL
|
- |
-85.5K- 88.56% |
$3.36M - $4.02M
|
11K
$703K
|
|
|
Mar 03, 2023
Q4 2022
|
Crumly & Associates Inc.
|
SELL
|
- |
-95.3K- 43.35% |
$3.75M - $4.49M
|
125K
$7.94M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-100K- 7.05% |
$3.94M - $4.71M
|
1.32M
$84.1M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-115K- 4.0% |
$4.53M - $5.42M
|
2.76M
$176M
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
SELL
|
- |
-117K- 61.77% |
$4.59M - $5.5M
|
72.3K
$4.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-121K- 67.58% |
$4.75M - $5.69M
|
58K
$3.69M
|
|
|
Jan 10, 2023
Q4 2022
|
Ewg Elevate Inc.
|
SELL
|
- |
-131K- 54.23% |
$5.16M - $6.18M
|
111K
$7.06M
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-141K- 20.2% |
$5.54M - $6.62M
|
556K
$35.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-149K- 16.7% |
$5.85M - $7M
|
742K
$47.3M
|
|
|
Feb 13, 2023
Q4 2022
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-162K- 63.35% |
$6.37M - $7.62M
|
93.6K
$5.97M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-186K- 6.19% |
$7.3M - $8.73M
|
2.81M
$179M
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-186K- 27.27% |
$7.32M - $8.75M
|
496K
$31.6M
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-194K- 27.0% |
$7.62M - $9.12M
|
524K
$33.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-201K- 20.98% |
$7.9M - $9.45M
|
756K
$48.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-207K- 25.59% |
$8.16M - $9.76M
|
603K
$38.4M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-208K- 11.72% |
$8.16M - $9.77M
|
1.56M
$99.6M
|
|
|
Feb 06, 2023
Q4 2022
|
Mattern Wealth Management LLC
|
SELL
|
- |
-224K- 78.5% |
$8.82M - $10.5M
|
61.4K
$3.91M
|
|
|
Feb 08, 2023
Q4 2022
|
Advance Capital Management, Inc.
Southfield, MI |
SELL
|
- |
-241K- 6.94% |
$9.48M - $11.3M
|
3.23M
$206M
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-303K- 44.91% |
$11.9M - $14.3M
|
372K
$23.7M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-338K- 3.55% |
$13.3M - $15.9M
|
9.18M
$585M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-339K- 2.16% |
$13.3M - $16M
|
15.4M
$978M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-340K- 8.5% |
$13.4M - $16M
|
3.66M
$233M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-353K- 11.23% |
$13.9M - $16.6M
|
2.79M
$178M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-380K- 15.12% |
$15M - $17.9M
|
2.13M
$136M
|
|
|
Feb 02, 2023
Q4 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-479K- 52.39% |
$18.9M - $22.6M
|
436K
$27.8M
|