Purchases and Sales Made in Q4 2023 in First Trust Rising Dividend Ac (RDVY)
This table provides information about the institutional ownership of First Trust Rising Dividend Ac (RDVY) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST RISING DIVIDEND AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
6.5M+ 5519.61% |
$282M - $338M
|
6.62M
$395M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
934K+ 30.57% |
$40.6M - $48.6M
|
3.99M
$238M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
705K+ 20.99% |
$30.6M - $36.7M
|
4.06M
$242M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
689K+ 4.27% |
$29.9M - $35.8M
|
16.8M
$1B
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
665K+ 916.47% |
$28.9M - $34.6M
|
738K
$44M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
558K+ 10.64% |
$24.2M - $29M
|
5.8M
$346M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
431K+ 125.89% |
$18.7M - $22.4M
|
774K
$46.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
360K+ 28.68% |
$15.6M - $18.7M
|
1.62M
$96.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
324K+ 17.61% |
$14.1M - $16.9M
|
2.17M
$129M
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
306K+ 64.89% |
$13.3M - $15.9M
|
779K
$46.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
306K+ 7733.36% |
$13.3M - $15.9M
|
310K
$18.5M
|
|
|
Jan 29, 2024
Q4 2023
|
Crumly & Associates Inc.
|
BUY
|
- |
260K+ 488.86% |
$11.3M - $13.5M
|
313K
$18.7M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
251K+ 10.22% |
$10.9M - $13.1M
|
2.71M
$161M
|
|
|
Feb 13, 2024
Q4 2023
|
Traction Financial Partners, LLC
Littleton, CO |
BUY
|
- |
221KNew |
$9.59M - $11.5M
|
221K
$13.2M
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
217K+ 63.8% |
$9.41M - $11.3M
|
556K
$33.2M
|
|
|
Jan 18, 2024
Q4 2023
|
Hobart Private Capital, LLC
Charlotte, NC |
BUY
|
- |
208KNew |
$9.04M - $10.8M
|
208K
$12.4M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
194K+ 50.65% |
$8.44M - $10.1M
|
578K
$34.5M
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
190K+ 840.95% |
$8.27M - $9.91M
|
213K
$12.7M
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
172KNew |
$7.45M - $8.93M
|
172K
$10.2M
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
158K+ 107.49% |
$6.88M - $8.24M
|
306K
$18.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
156K+ 23.79% |
$6.79M - $8.13M
|
813K
$48.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
153K+ 997.22% |
$6.66M - $7.98M
|
169K
$10.1M
|
|
|
Feb 23, 2024
Q4 2023
|
Beacon Financial Group
|
BUY
|
- |
144K+ 136.07% |
$6.27M - $7.51M
|
250K
$14.9M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
137K+ 10.74% |
$5.95M - $7.13M
|
1.41M
$84.3M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
128K+ 21.56% |
$5.55M - $6.64M
|
720K
$43M
|
|
|
Jan 11, 2024
Q4 2023
|
Affinity Wealth Management LLC
Wilmington, DE |
BUY
|
- |
97.1K+ 29.0% |
$4.22M - $5.05M
|
432K
$25.8M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
88.9KNew |
$3.86M - $4.62M
|
88.9K
$5.3M
|
|
|
Feb 12, 2024
Q4 2023
|
Orba Wealth Advisors, L.L.C.
Chicago, IL |
BUY
|
- |
88.4KNew |
$3.84M - $4.6M
|
88.4K
$5.27M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
87.2K+ 40.08% |
$3.79M - $4.54M
|
305K
$18.2M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
84.9K+ 7.59% |
$3.69M - $4.42M
|
1.2M
$71.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
83.5K+ 11.39% |
$3.63M - $4.34M
|
816K
$48.7M
|
|
|
Feb 12, 2024
Q4 2023
|
Focus Financial Network Inc /Adv
Minneapolis, MN |
BUY
|
- |
80.3KNew |
$3.49M - $4.18M
|
80.3K
$4.79M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
79.6K+ 1.01% |
$3.46M - $4.14M
|
7.96M
$475M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
78.3K+ 2.75% |
$3.4M - $4.07M
|
2.92M
$174M
|
|
|
Feb 09, 2024
Q4 2023
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
78KNew |
$3.39M - $4.06M
|
78K
$4.65M
|
|
|
Jan 12, 2024
Q4 2023
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
76.9KNew |
$3.34M - $4M
|
76.9K
$4.59M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
74.5K+ 1.83% |
$3.24M - $3.88M
|
4.14M
$247M
|
|
|
Mar 15, 2024
Q4 2023
|
Blue Chip Wealth Advisors LLC
Milton, GA |
BUY
|
- |
72.6KNew |
$3.15M - $3.78M
|
72.6K
$4.33M
|
|
|
Feb 08, 2024
Q4 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
72.1K+ 36.84% |
$3.13M - $3.75M
|
268K
$16M
|
|
|
Feb 07, 2024
Q4 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
70.9K+ 58.81% |
$3.08M - $3.69M
|
191K
$11.4M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
BUY
|
- |
70.2K+ 11.67% |
$3.05M - $3.65M
|
671K
$40M
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
68K+ 9.49% |
$2.95M - $3.54M
|
784K
$46.8M
|
|
|
Jan 10, 2024
Q4 2023
|
Tru Wealth Advisors, LLC
|
BUY
|
- |
64.3K+ 1243.34% |
$2.79M - $3.35M
|
69.5K
$4.14M
|
|
|
Jan 30, 2024
Q4 2023
|
Dakota Wealth Management
|
BUY
|
- |
60.9KNew |
$2.65M - $3.17M
|
60.9K
$3.63M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
60.4K+ 13.9% |
$2.62M - $3.14M
|
495K
$29.5M
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
52.3K+ 11.08% |
$2.27M - $2.72M
|
525K
$31.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
51K+ 0.39% |
$2.22M - $2.66M
|
13M
$778M
|
|
|
Jan 10, 2024
Q4 2023
|
Tru Independence LLC
|
BUY
|
- |
50.7K+ 86.34% |
$2.2M - $2.64M
|
109K
$6.52M
|
|
|
Jan 31, 2024
Q4 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
49.3KNew |
$2.14M - $2.56M
|
49.3K
$2.94M
|
|
|
Jan 29, 2024
Q4 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
47.8K+ 365.83% |
$2.08M - $2.49M
|
60.8K
$3.63M
|