Purchases and Sales Made in Q3 2019 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q3 2019. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 31, 2019
Q3 2019
|
Eagle Ridge Investment Management
|
BUY
|
- |
5.02K+ 3.44% |
$245K - $246K
|
151K
$7.15M
|
|
Mar 24, 2023
Q3 2019
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
5K+ 43.49% |
$244K - $245K
|
16.5K
$783K
|
|
Nov 18, 2019
Q3 2019
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
4.61KNew |
$225K - $226K
|
4.61K
$219K
|
|
Nov 12, 2019
Q3 2019
|
Oarsman Capital, Inc.
Milwaukee, WI |
BUY
|
- |
4.38K+ 34.08% |
$214K - $215K
|
17.2K
$819K
|
|
Nov 08, 2019
Q3 2019
|
Blue Square Asset Management, LLC
New York, NY |
BUY
|
- |
4.33KNew |
$211K - $212K
|
4.33K
$206K
|
|
Nov 07, 2019
Q3 2019
|
Aveo Capital Partners, LLC
|
BUY
|
- |
4.31K+ 42.81% |
$210K - $211K
|
14.4K
$682K
|
|
Oct 18, 2019
Q3 2019
|
Brookstone Capital Management
|
BUY
|
- |
4.23KNew |
$206K - $208K
|
4.23K
$201K
|
|
Nov 14, 2019
Q3 2019
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
4.18K+ 9.11% |
$204K - $205K
|
50.1K
$2.38M
|
|
Nov 14, 2019
Q3 2019
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
4.1KNew |
$200K - $201K
|
4.1K
$195K
|
|
Oct 15, 2019
Q3 2019
|
Prairie View Partners, LLC
|
BUY
|
- |
4.1K+ 6.53% |
$200K - $201K
|
66.8K
$3.17M
|
|
Nov 07, 2019
Q3 2019
|
Calton & Associates, Inc.
|
BUY
|
- |
4.08KNew |
$199K - $200K
|
4.08K
$194K
|
|
Nov 13, 2019
Q3 2019
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
3.86K+ 41.22% |
$188K - $189K
|
13.2K
$628K
|
|
Nov 13, 2019
Q3 2019
|
Assetmark, Inc
|
BUY
|
- |
3.36K+ 1.59% |
$164K - $165K
|
215K
$10.2M
|
|
Nov 14, 2019
Q3 2019
|
Dakota Wealth Management
|
BUY
|
- |
3.25K+ 22.23% |
$159K - $160K
|
17.9K
$849K
|
|
Nov 12, 2019
Q3 2019
|
Advisors Preferred, LLC
Rockville, MD |
BUY
|
- |
3.24K+ 31.3% |
$158K - $159K
|
13.6K
$645K
|
|
Oct 18, 2019
Q3 2019
|
Curbstone Financial Management Corp
|
BUY
|
- |
2.85K+ 4.32% |
$139K - $140K
|
68.8K
$3.27M
|
|
Oct 17, 2019
Q3 2019
|
Pettinga Financial Advisors, LLC
|
BUY
|
- |
2.64K+ 10.92% |
$128K - $129K
|
26.8K
$1.27M
|
|
Nov 13, 2019
Q3 2019
|
Argi Investment Services, LLC
|
BUY
|
- |
2.63K+ 4.98% |
$128K - $129K
|
55.5K
$2.63M
|
|
Oct 07, 2019
Q3 2019
|
Bangor Savings Bank
Bangor, ME |
BUY
|
- |
2.53K+ 44.89% |
$124K - $124K
|
8.18K
$388K
|
|
Nov 04, 2019
Q3 2019
|
Symmetry Partners, LLC
|
BUY
|
- |
2.53K+ 6.86% |
$123K - $124K
|
39.4K
$1.87M
|
|
Nov 14, 2019
Q3 2019
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
2.45K+ 1.67% |
$119K - $120K
|
149K
$7.09M
|
|
Nov 13, 2019
Q3 2019
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.19K+ 2.53% |
$107K - $108K
|
88.8K
$4.22M
|
|
Jan 16, 2020
Q3 2019
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.15KNew |
$105K - $106K
|
2.15K
$102K
|
|
Oct 28, 2019
Q3 2019
|
Strategic Wealth Partners, Ltd.
Independence, OH |
BUY
|
- |
2.05K+ 7.4% |
$100K - $101K
|
29.8K
$1.41M
|
|
Oct 30, 2019
Q3 2019
|
Moseley Investment Management Inc
|
BUY
|
- |
1.93K+ 6.43% |
$94.3K - $94.9K
|
32K
$1.52M
|
|
Oct 17, 2019
Q3 2019
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
1.86K+ 9.98% |
$90.6K - $91.2K
|
20.5K
$972K
|
|
Oct 16, 2019
Q3 2019
|
Pasadena Private Wealth, LLC
Pasadena, CA |
BUY
|
- |
1.77K+ 11.9% |
$86.1K - $86.6K
|
16.6K
$789K
|
|
Oct 23, 2019
Q3 2019
|
Black Diamond Financial, LLC
|
BUY
|
- |
1.69K+ 13.0% |
$82.2K - $82.7K
|
14.6K
$695K
|
|
Oct 30, 2019
Q3 2019
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
1.59K+ 4.76% |
$77.5K - $78K
|
35K
$1.66M
|
|
Oct 22, 2019
Q3 2019
|
Diligent Investors, LLC
|
BUY
|
- |
1.54K+ 23.88% |
$74.8K - $75.3K
|
7.96K
$378K
|
|
Oct 31, 2019
Q3 2019
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
1.28K+ 33.12% |
$62.2K - $62.6K
|
5.13K
$243K
|
|
Nov 12, 2019
Q3 2019
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
1.25K+ 5.17% |
$61K - $61.3K
|
25.4K
$1.21M
|
|
Nov 07, 2019
Q3 2019
|
Ifp Advisors, Inc
|
BUY
|
- |
1.22K+ 92.31% |
$59.7K - $60K
|
2.55K
$121K
|
|
Oct 15, 2019
Q3 2019
|
Bay Harbor Wealth Management, LLC
|
BUY
|
- |
1.19KNew |
$58.2K - $58.5K
|
1.19K
$56.6K
|
|
Nov 14, 2019
Q3 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
1.08K+ 6.38% |
$52.8K - $53.1K
|
18.1K
$857K
|
|
Nov 12, 2019
Q3 2019
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
1.05K+ 16.09% |
$51.2K - $51.5K
|
7.58K
$360K
|
|
Nov 06, 2019
Q3 2019
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
964+ 0.68% |
$47K - $47.3K
|
142K
$6.74M
|
|
Oct 17, 2019
Q3 2019
|
Great Point Wealth Advisors, LLC
Boston, MA |
BUY
|
- |
886+ 6.8% |
$43.2K - $43.5K
|
13.9K
$660K
|
|
Oct 28, 2019
Q3 2019
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
857+ 0.64% |
$41.8K - $42K
|
136K
$6.44M
|
|
Nov 13, 2019
Q3 2019
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
850+ 13.08% |
$41.4K - $41.7K
|
7.35K
$349K
|
|
Nov 13, 2019
Q3 2019
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
819+ 7.69% |
$39.9K - $40.2K
|
11.5K
$545K
|
|
Nov 14, 2019
Q3 2019
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
749New |
$36.5K - $36.7K
|
749
$35.6K
|
|
Nov 12, 2019
Q3 2019
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
615+ 11.92% |
$30K - $30.2K
|
5.78K
$274K
|
|
Nov 19, 2019
Q3 2019
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
605+ 14.2% |
$29.5K - $29.7K
|
4.87K
$231K
|
|
Oct 09, 2019
Q3 2019
|
Ackerman Capital Advisors, LLC
|
BUY
|
- |
589+ 4.05% |
$28.7K - $28.9K
|
15.1K
$718K
|
|
Oct 28, 2019
Q3 2019
|
Northwest Wealth Management, LLC
|
BUY
|
- |
550+ 2.22% |
$26.8K - $27K
|
25.3K
$1.2M
|
|
Nov 13, 2019
Q3 2019
|
Elmwood Wealth Management, Inc.
|
BUY
|
- |
500+ 8.3% |
$24.4K - $24.5K
|
6.53K
$310K
|
|
Oct 21, 2019
Q3 2019
|
Proffitt & Goodson Inc
|
BUY
|
- |
494+ 2.83% |
$24.1K - $24.2K
|
17.9K
$851K
|
|
Oct 22, 2019
Q3 2019
|
Kwmg, LLC
|
BUY
|
- |
492+ 1.28% |
$24K - $24.1K
|
39.1K
$1.86M
|
|
Nov 12, 2019
Q3 2019
|
Westover Capital Advisors, LLC
Wilmington, DE |
BUY
|
- |
480+ 2.63% |
$23.4K - $23.5K
|
18.7K
$889K
|