Purchases and Sales Made in Q3 2019 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q3 2019. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 09, 2019
Q3 2019
|
Allworth Financial LP
|
SELL
|
- |
-85.6K- 34.73% |
$4.17M - $4.2M
|
161K
$7.64M
|
|
|
Oct 30, 2019
Q3 2019
|
Gratus Capital LLC
|
SELL
|
- |
-102K- 55.8% |
$4.98M - $5.01M
|
80.9K
$3.84M
|
|
|
Nov 12, 2019
Q3 2019
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-111K- 99.97% |
$5.42M - $5.45M
|
37
$1.76K
|
|
|
Oct 10, 2019
Q3 2019
|
Manning & Napier Group, LLC
|
SELL
|
- |
-142K- 86.99% |
$6.91M - $6.96M
|
21.2K
$1.01M
|
|
|
Nov 14, 2019
Q3 2019
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-166KClosed |
$8.1M - $8.15M
|
0
$0
|
|
|
Jan 08, 2024
Q3 2019
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-175KClosed |
$8.53M - $8.59M
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-179K- 75.32% |
$8.71M - $8.77M
|
58.6K
$2.78M
|
|
|
Nov 14, 2019
Q3 2019
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-192KClosed |
$9.34M - $9.4M
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Bailard, Inc.
|
SELL
|
- |
-256K- 58.03% |
$12.5M - $12.6M
|
185K
$8.79M
|
|
|
Nov 18, 2019
Q3 2019
|
Apcm Wealth Management For Individuals
|
SELL
|
- |
-541K- 86.49% |
$26.4M - $26.5M
|
84.5K
$4.01M
|