Purchases and Sales Made in Q3 2019 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q3 2019. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 09, 2019
Q3 2019
|
Gateway Advisory, LLC
Westfield, NJ |
BUY
|
- |
422+ 0.53% |
$20.6K - $20.7K
|
79.9K
$3.79M
|
|
|
Nov 12, 2019
Q3 2019
|
Valley National Advisers Inc
|
BUY
|
- |
419New |
$20.4K - $20.6K
|
419
$19.9K
|
|
|
Oct 16, 2019
Q3 2019
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
411New |
$20K - $20.2K
|
411
$19.5K
|
|
|
Oct 11, 2019
Q3 2019
|
First United Bank & Trust
|
BUY
|
- |
410+ 2.98% |
$20K - $20.1K
|
14.2K
$673K
|
|
|
Oct 17, 2019
Q3 2019
|
Occidental Asset Management, LLC
|
BUY
|
- |
400+ 1.96% |
$19.5K - $19.6K
|
20.8K
$988K
|
|
|
May 18, 2021
Q3 2019
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
373+ 1.3% |
$18.2K - $18.3K
|
29.1K
$1.38M
|
|
|
Nov 15, 2019
Q3 2019
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
328+ 1.71% |
$16K - $16.1K
|
19.6K
$929K
|
|
|
Nov 14, 2019
Q3 2019
|
Capital Bank & Trust CO
Irvine, CA |
BUY
|
- |
290New |
$14.1K - $14.2K
|
290
$13.8K
|
|
|
Nov 12, 2019
Q3 2019
|
Mycio Wealth Partners, LLC
|
BUY
|
- |
276New |
$13.5K - $13.5K
|
276
$13.1K
|
|
|
Oct 25, 2019
Q3 2019
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
175+ 0.4% |
$8.53K - $8.59K
|
44.4K
$2.11M
|
|
|
Oct 18, 2019
Q3 2019
|
Versant Capital Management, Inc
|
BUY
|
- |
172+ 3.43% |
$8.39K - $8.44K
|
5.19K
$246K
|
|
|
Nov 07, 2019
Q3 2019
|
Evensky & Katz LLC
|
BUY
|
- |
162+ 7.48% |
$7.9K - $7.95K
|
2.33K
$110K
|
|
|
Nov 06, 2019
Q3 2019
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
158+ 2.5% |
$7.7K - $7.75K
|
6.47K
$307K
|
|
|
Sep 14, 2021
Q3 2019
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
135+ 37.71% |
$6.58K - $6.62K
|
493
$23.4K
|
|
|
Oct 09, 2024
Q3 2019
|
Pfw Advisors LLC
Atlanta, GA |
BUY
|
- |
124+ 0.65% |
$6.05K - $6.08K
|
19.1K
$907K
|
|
|
Oct 17, 2019
Q3 2019
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
BUY
|
- |
90+ 0.34% |
$4.39K - $4.42K
|
26.9K
$1.28M
|
|
|
Nov 08, 2019
Q3 2019
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
89+ 0.86% |
$4.34K - $4.37K
|
10.4K
$496K
|
|
|
Nov 13, 2019
Q3 2019
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
71+ 0.56% |
$3.46K - $3.48K
|
12.7K
$605K
|
|
|
Oct 09, 2019
Q3 2019
|
Trust CO
|
BUY
|
- |
66New |
$3.22K - $3.24K
|
66
$3.13K
|
|
|
Nov 08, 2019
Q3 2019
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
56+ 0.35% |
$2.73K - $2.75K
|
15.9K
$753K
|
|
|
Nov 08, 2019
Q3 2019
|
Us Bancorp \De\
|
BUY
|
- |
54+ 6.58% |
$2.63K - $2.65K
|
875
$41.5K
|
|
|
Jul 24, 2024
Q3 2019
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
42+ 0.49% |
$2.05K - $2.06K
|
8.59K
$408K
|
|
|
Nov 18, 2019
Q3 2019
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
42+ 0.38% |
$2.05K - $2.06K
|
11.2K
$534K
|
|
|
Nov 08, 2019
Q3 2019
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
24+ 0.22% |
$1.17K - $1.18K
|
10.7K
$508K
|
|
|
Nov 19, 2019
Q3 2019
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
19+ 0.0% |
$926 - $932
|
476K
$22.6M
|
|
|
Oct 29, 2019
Q3 2019
|
Hancock Whitney Corp
|
BUY
|
- |
18+ 0.03% |
$878 - $883
|
61.7K
$2.93M
|
|
|
Oct 10, 2019
Q3 2019
|
Brio Consultants, LLC
|
BUY
|
- |
17+ 0.35% |
$829 - $834
|
4.81K
$228K
|
|
|
Oct 15, 2019
Q3 2019
|
Surevest, LLC
Los Angeles, CA |
BUY
|
- |
16+ 0.36% |
$780 - $785
|
4.47K
$212K
|
|
|
Nov 06, 2019
Q3 2019
|
Lincoln National Corp
|
BUY
|
- |
15+ 0.04% |
$731 - $736
|
39.7K
$1.88M
|
|
|
Nov 13, 2019
Q3 2019
|
Cpwm, LLC
Seattle, WA |
BUY
|
- |
12+ 0.24% |
$585 - $589
|
5.02K
$238K
|
|
|
Oct 17, 2019
Q3 2019
|
Ritholtz Wealth Management
|
BUY
|
- |
11+ 0.13% |
$536 - $540
|
8.54K
$405K
|
|
|
Oct 16, 2019
Q3 2019
|
Vista Private Wealth Partners. LLC
|
BUY
|
- |
9+ 0.18% |
$439 - $442
|
4.92K
$233K
|
|
|
Nov 05, 2019
Q3 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
8+ 0.32% |
$390 - $392
|
2.54K
$120K
|
|
|
Nov 15, 2019
Q3 2019
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
7+ 0.1% |
$341 - $343
|
7K
$332K
|
|
|
Nov 05, 2019
Q3 2019
|
Parkside Financial Bank & Trust
|
BUY
|
- |
5+ 0.05% |
$244 - $245
|
9.45K
$449K
|
|
|
Oct 08, 2019
Q3 2019
|
Ellevest, Inc.
|
BUY
|
- |
5New |
$244 - $245
|
5
$237
|
|
|
Oct 31, 2019
Q3 2019
|
Private Ocean, LLC
|
BUY
|
- |
4+ 0.45% |
$195 - $196
|
897
$42.6K
|
|
|
Oct 23, 2019
Q3 2019
|
First Horizon Advisors, Inc.
|
BUY
|
- |
2+ 0.04% |
$97.5 - $98.1
|
5.3K
$252K
|
|
|
Nov 05, 2019
Q3 2019
|
Motco
|
BUY
|
- |
1New |
$48.8 - $49.1
|
1
$47.5
|
|
|
Oct 30, 2019
Q3 2019
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-5- 0.1% |
$244 - $245
|
4.87K
$231K
|
|
|
Oct 18, 2019
Q3 2019
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-41- 8.6% |
$2K - $2.01K
|
436
$20.7K
|
|
|
Oct 17, 2019
Q3 2019
|
St Germain D J CO Inc
Springfield, MA |
SELL
|
- |
-65- 0.58% |
$3.17K - $3.19K
|
11.2K
$531K
|
|
|
Nov 04, 2019
Q3 2019
|
Keybank National Association
|
SELL
|
- |
-70- 1.66% |
$3.41K - $3.43K
|
4.14K
$197K
|
|
|
Oct 31, 2019
Q3 2019
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-80Closed |
$3.9K - $3.92K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
First Manhattan CO
New York, NY |
SELL
|
- |
-135Closed |
$6.58K - $6.62K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-150- 28.04% |
$7.31K - $7.36K
|
385
$18.3K
|
|
|
Nov 05, 2019
Q3 2019
|
Ae Wealth Management LLC
|
SELL
|
- |
-171- 3.01% |
$8.34K - $8.39K
|
5.5K
$261K
|
|
|
Nov 13, 2019
Q3 2019
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-180Closed |
$8.78K - $8.83K
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Estate Counselors, LLC
|
SELL
|
- |
-180- 2.3% |
$8.78K - $8.83K
|
7.65K
$363K
|
|
|
Oct 18, 2019
Q3 2019
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-225- 4.37% |
$11K - $11K
|
4.92K
$234K
|