Purchases and Sales Made in Q3 2019 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q3 2019. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2019
Q3 2019
|
Leavell Investment Management, Inc.
|
SELL
|
- |
-250- 1.05% |
$12.2K - $12.3K
|
23.6K
$1.12M
|
|
|
Oct 29, 2019
Q3 2019
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-250- 3.72% |
$12.2K - $12.3K
|
6.47K
$307K
|
|
|
Nov 06, 2019
Q3 2019
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-262- 0.61% |
$12.8K - $12.9K
|
43K
$2.04M
|
|
|
Nov 06, 2019
Q3 2019
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-301- 0.87% |
$14.7K - $14.8K
|
34.4K
$1.64M
|
|
|
Oct 04, 2019
Q3 2019
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-350Closed |
$17.1K - $17.2K
|
0
$0
|
|
|
Oct 24, 2019
Q3 2019
|
Raymond James Trust N.A.
|
SELL
|
- |
-388- 1.56% |
$18.9K - $19K
|
24.5K
$1.16M
|
|
|
Nov 12, 2019
Q3 2019
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-399- 1.53% |
$19.5K - $19.6K
|
25.7K
$1.22M
|
|
|
Oct 31, 2019
Q3 2019
|
Cabot Wealth Management Inc
|
SELL
|
- |
-400- 7.71% |
$19.5K - $19.6K
|
4.79K
$227K
|
|
|
Oct 18, 2019
Q3 2019
|
Mc Namara Financial Services, Inc.
|
SELL
|
- |
-494- 4.07% |
$24.1K - $24.2K
|
11.6K
$552K
|
|
|
Oct 07, 2019
Q3 2019
|
Chesley Taft & Associates LLC
|
SELL
|
- |
-600- 1.1% |
$29.3K - $29.4K
|
53.9K
$2.56M
|
|
|
Oct 09, 2019
Q3 2019
|
Arden Trust CO
|
SELL
|
- |
-616- 1.89% |
$30K - $30.2K
|
31.9K
$1.52M
|
|
|
Oct 28, 2019
Q3 2019
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-625- 4.72% |
$30.5K - $30.7K
|
12.6K
$600K
|
|
|
Nov 05, 2019
Q3 2019
|
Summit Financial Wealth Advisors, LLC
|
SELL
|
- |
-628- 5.35% |
$30.6K - $30.8K
|
11.1K
$527K
|
|
|
Nov 07, 2019
Q3 2019
|
River Glades Family Offices LLC
Naples, FL |
SELL
|
- |
-635- 1.28% |
$31K - $31.2K
|
48.8K
$2.32M
|
|
|
Nov 12, 2019
Q3 2019
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-644- 0.63% |
$31.4K - $31.6K
|
101K
$4.8M
|
|
|
Nov 06, 2019
Q3 2019
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-648- 12.11% |
$31.6K - $31.8K
|
4.7K
$223K
|
|
|
Nov 14, 2019
Q3 2019
|
Syntal Capital Partners, LLC
Midland, TX |
SELL
|
- |
-728- 10.28% |
$35.5K - $35.7K
|
6.35K
$302K
|
|
|
Oct 30, 2019
Q3 2019
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-728- 4.95% |
$35.5K - $35.7K
|
14K
$663K
|
|
|
Oct 10, 2019
Q3 2019
|
Gradient Investments LLC
|
SELL
|
- |
-729- 10.31% |
$35.5K - $35.8K
|
6.34K
$301K
|
|
|
Nov 01, 2019
Q3 2019
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-874- 5.52% |
$42.6K - $42.9K
|
15K
$710K
|
|
|
Oct 16, 2019
Q3 2019
|
Davenport & CO LLC
|
SELL
|
- |
-1.03K- 4.64% |
$50K - $50.3K
|
21.1K
$1M
|
|
|
Nov 06, 2019
Q3 2019
|
Crewe Advisors LLC
|
SELL
|
- |
-1.04K- 49.98% |
$50.8K - $51.1K
|
1.04K
$49.5K
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-1.13KClosed |
$55.3K - $55.6K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Sja Financial Advisory, LLC
|
SELL
|
- |
-1.24K- 4.75% |
$60.6K - $61K
|
24.9K
$1.18M
|
|
|
Nov 14, 2019
Q3 2019
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.32K- 5.35% |
$64.2K - $64.6K
|
23.3K
$1.11M
|
|
|
Nov 18, 2019
Q3 2019
|
Covington Capital Management
|
SELL
|
- |
-1.34K- 6.03% |
$65.2K - $65.6K
|
20.8K
$989K
|
|
|
Nov 14, 2019
Q3 2019
|
Alesco Advisors LLC
Pittsford, NY |
SELL
|
- |
-1.42K- 19.18% |
$69.2K - $69.7K
|
5.99K
$284K
|
|
|
Nov 05, 2019
Q3 2019
|
Amg National Trust Bank
|
SELL
|
- |
-1.44K- 6.66% |
$70.2K - $70.6K
|
20.2K
$958K
|
|
|
Oct 09, 2019
Q3 2019
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-1.45K- 3.33% |
$70.5K - $70.9K
|
42K
$1.99M
|
|
|
Oct 11, 2019
Q3 2019
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-1.48K- 15.58% |
$72.1K - $72.5K
|
8.01K
$380K
|
|
|
Nov 13, 2019
Q3 2019
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-1.65K- 0.55% |
$80.5K - $80.9K
|
300K
$14.2M
|
|
|
Nov 04, 2019
Q3 2019
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-1.77K- 11.74% |
$86.4K - $86.9K
|
13.3K
$632K
|
|
|
Feb 13, 2024
Q3 2019
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-1.79K- 55.04% |
$87.1K - $87.7K
|
1.46K
$69.3K
|
|
|
Nov 04, 2019
Q3 2019
|
Bartlett & Co. LLC
|
SELL
|
- |
-1.79K- 55.04% |
$87.1K - $87.7K
|
1.46K
$69.3K
|
|
|
Nov 14, 2019
Q3 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.88K- 4.03% |
$91.6K - $92.2K
|
44.7K
$2.12M
|
|
|
Oct 31, 2019
Q3 2019
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-1.97K- 2.75% |
$96.3K - $96.8K
|
69.7K
$3.31M
|
|
|
Oct 31, 2019
Q3 2019
|
Duncker Streett & CO Inc
|
SELL
|
- |
-2KClosed |
$97.5K - $98.1K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-2K- 32.05% |
$97.5K - $98.1K
|
4.24K
$201K
|
|
|
Nov 14, 2019
Q3 2019
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-2.13K- 7.14% |
$104K - $104K
|
27.6K
$1.31M
|
|
|
Nov 13, 2019
Q3 2019
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-2.18K- 34.13% |
$106K - $107K
|
4.21K
$200K
|
|
|
Nov 14, 2019
Q3 2019
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-2.27K- 9.33% |
$111K - $111K
|
22K
$1.05M
|
|
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-2.47KClosed |
$120K - $121K
|
0
$0
|
|
|
Nov 04, 2019
Q3 2019
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.53K- 15.25% |
$124K - $124K
|
14.1K
$669K
|
|
|
Oct 22, 2019
Q3 2019
|
Columbus Macro, LLC
|
SELL
|
- |
-2.63K- 13.98% |
$128K - $129K
|
16.2K
$767K
|
|
|
Oct 24, 2019
Q3 2019
|
Aua Capital Management, LLC
Camp Hill, PA |
SELL
|
- |
-2.86K- 2.2% |
$140K - $140K
|
127K
$6.03M
|
|
|
Nov 15, 2019
Q3 2019
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-3.19K- 19.55% |
$155K - $156K
|
13.1K
$623K
|
|
|
Nov 14, 2019
Q3 2019
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-3.23K- 43.55% |
$158K - $159K
|
4.19K
$199K
|
|
|
Oct 22, 2019
Q3 2019
|
Nicolet Advisory Services, LLC
Green Bay, WI |
SELL
|
- |
-3.27K- 0.83% |
$159K - $160K
|
390K
$18.5M
|
|
|
Oct 25, 2019
Q3 2019
|
Taylor, Cottrill, Erickson & Associates, Inc.
|
SELL
|
- |
-3.3K- 3.13% |
$161K - $162K
|
102K
$4.84M
|
|
|
Nov 13, 2019
Q3 2019
|
Destination Wealth Management
|
SELL
|
- |
-3.31KClosed |
$161K - $162K
|
0
$0
|