Purchases and Sales Made in Q3 2019 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q3 2019. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2019
Q3 2019
|
Bfsg, LLC
|
SELL
|
- |
-3.4K- 22.59% |
$166K - $167K
|
11.7K
$553K
|
|
|
Nov 08, 2019
Q3 2019
|
Leisure Capital Management
|
SELL
|
- |
-3.43K- 4.45% |
$167K - $168K
|
73.6K
$3.49M
|
|
|
Nov 14, 2019
Q3 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-3.49K- 2.59% |
$170K - $171K
|
131K
$6.22M
|
|
|
Nov 13, 2019
Q3 2019
|
Fiduciary Group LLC
Savannah, GA |
SELL
|
- |
-3.85K- 23.46% |
$188K - $189K
|
12.6K
$596K
|
|
|
Oct 10, 2019
Q3 2019
|
Cx Institutional
|
SELL
|
- |
-3.96K- 3.4% |
$193K - $194K
|
112K
$5.34M
|
|
|
Oct 31, 2019
Q3 2019
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-4.02K- 19.31% |
$196K - $197K
|
16.8K
$797K
|
|
|
Oct 30, 2019
Q3 2019
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-4.1K- 71.93% |
$200K - $201K
|
1.6K
$76K
|
|
|
Oct 30, 2019
Q3 2019
|
Acg Wealth
|
SELL
|
- |
-4.24KClosed |
$207K - $208K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-4.31K- 21.11% |
$210K - $211K
|
16.1K
$764K
|
|
|
Oct 22, 2019
Q3 2019
|
Hengehold Capital Management LLC
|
SELL
|
- |
-4.59K- 12.15% |
$224K - $225K
|
33.2K
$1.58M
|
|
|
Nov 14, 2019
Q3 2019
|
East Coast Asset Management, Llc.
Essex, MA |
SELL
|
- |
-4.85KClosed |
$236K - $238K
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Fulcrum Capital LLC
|
SELL
|
- |
-5KClosed |
$244K - $245K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Mc Adam, LLC
|
SELL
|
- |
-5.25K- 11.87% |
$256K - $257K
|
39K
$1.85M
|
|
|
Nov 06, 2019
Q3 2019
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-5.53KClosed |
$270K - $271K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Pinnacle Associates LTD
|
SELL
|
- |
-5.53KClosed |
$270K - $271K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Chatham Capital Group, Inc.
|
SELL
|
- |
-5.6K- 1.65% |
$273K - $275K
|
334K
$15.8M
|
|
|
Oct 18, 2019
Q3 2019
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-5.62K- 45.62% |
$274K - $276K
|
6.69K
$318K
|
|
|
Oct 28, 2019
Q3 2019
|
Janney Capital Management LLC
|
SELL
|
- |
-5.72K- 5.25% |
$279K - $280K
|
103K
$4.9M
|
|
|
Nov 14, 2019
Q3 2019
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-5.77K- 8.55% |
$281K - $283K
|
61.7K
$2.93M
|
|
|
Nov 08, 2019
Q3 2019
|
Staley Capital Advisers Inc
|
SELL
|
- |
-5.88K- 4.24% |
$287K - $289K
|
133K
$6.31M
|
|
|
Oct 28, 2019
Q3 2019
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-6.1KClosed |
$298K - $299K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Girard Partners Ltd.
|
SELL
|
- |
-6.18KClosed |
$301K - $303K
|
0
$0
|
|
|
Oct 23, 2019
Q3 2019
|
Moneywise, Inc.
|
SELL
|
- |
-6.28K- 7.43% |
$306K - $308K
|
78.2K
$3.71M
|
|
|
Oct 18, 2019
Q3 2019
|
Peoples Bank
|
SELL
|
- |
-7.05KClosed |
$344K - $346K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-7.1KClosed |
$346K - $348K
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
Parkside Advisors LLC
|
SELL
|
- |
-7.45K- 9.11% |
$363K - $365K
|
74.3K
$3.53M
|
|
|
Oct 24, 2019
Q3 2019
|
Regions Financial Corp
|
SELL
|
- |
-8.15KClosed |
$397K - $400K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-8.4K- 5.4% |
$410K - $412K
|
147K
$6.99M
|
|
|
Nov 14, 2019
Q3 2019
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-8.77KClosed |
$427K - $430K
|
0
$0
|
|
|
Oct 10, 2019
Q3 2019
|
Country Trust Bank
|
SELL
|
- |
-9.53K- 35.23% |
$465K - $468K
|
17.5K
$832K
|
|
|
Oct 22, 2019
Q3 2019
|
Cwm, LLC
|
SELL
|
- |
-9.83KClosed |
$479K - $482K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-10.7KClosed |
$523K - $527K
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
Biltmore Wealth Management, LLC
|
SELL
|
- |
-11.6K- 0.86% |
$567K - $570K
|
1.33M
$63.3M
|
|
|
Oct 03, 2019
Q3 2019
|
Bremer Bank National Association
|
SELL
|
- |
-12.6KClosed |
$612K - $616K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Crestwood Advisors Group LLC
|
SELL
|
- |
-16K- 6.61% |
$781K - $786K
|
226K
$10.7M
|
|
|
Nov 15, 2019
Q3 2019
|
Caprin Asset Management LLC
Henrico, VA |
SELL
|
- |
-16.2K- 1.84% |
$790K - $795K
|
865K
$41.1M
|
|
|
Nov 13, 2019
Q3 2019
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-18.3K- 9.0% |
$891K - $896K
|
185K
$8.77M
|
|
|
Nov 14, 2019
Q3 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-19.6K- 1.85% |
$955K - $961K
|
1.04M
$49.2M
|
|
|
Nov 13, 2019
Q3 2019
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-21.8K- 4.37% |
$1.06M - $1.07M
|
476K
$22.6M
|
|
|
Nov 12, 2019
Q3 2019
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-23KClosed |
$1.12M - $1.13M
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-24.7K- 18.21% |
$1.21M - $1.21M
|
111K
$5.27M
|
|
|
Nov 13, 2019
Q3 2019
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-26.7K- 53.33% |
$1.3M - $1.31M
|
23.3K
$1.11M
|
|
|
Nov 06, 2019
Q3 2019
|
Parkside Investments, LLC
|
SELL
|
- |
-27.5K- 23.08% |
$1.34M - $1.35M
|
91.6K
$4.35M
|
|
|
Oct 08, 2019
Q3 2019
|
Boston Standard Wealth Management, LLC
|
SELL
|
- |
-27.5KClosed |
$1.34M - $1.35M
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-35.5K- 45.0% |
$1.73M - $1.74M
|
43.4K
$2.06M
|
|
|
Oct 22, 2019
Q3 2019
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-41.1K- 44.81% |
$2.01M - $2.02M
|
50.7K
$2.41M
|
|
|
Oct 30, 2019
Q3 2019
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-51.8K- 18.25% |
$2.53M - $2.54M
|
232K
$11M
|
|
|
Nov 12, 2019
Q3 2019
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-56.3K- 98.45% |
$2.75M - $2.76M
|
889
$42.2K
|
|
|
Nov 13, 2019
Q3 2019
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-63.4K- 45.42% |
$3.09M - $3.11M
|
76.2K
$3.62M
|
|
|
Nov 08, 2019
Q3 2019
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-64.3K- 4.6% |
$3.13M - $3.15M
|
1.33M
$63.3M
|