Purchases and Sales Made in Q4 2019 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q4 2019. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2020
Q4 2019
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.29M+ 48.52% |
$63.1M - $63.5M
|
3.96M
$189M
|
|
|
Feb 14, 2020
Q4 2019
|
Truist Financial Corp
|
BUY
|
- |
482KNew |
$23.5M - $23.7M
|
482K
$23.1M
|
|
|
Feb 11, 2020
Q4 2019
|
Apcm Wealth Management For Individuals
|
BUY
|
- |
472K+ 558.86% |
$23.1M - $23.2M
|
557K
$26.6M
|
|
|
Feb 11, 2020
Q4 2019
|
Alaska Permanent Capital Management
|
BUY
|
- |
472K+ 558.86% |
$23.1M - $23.2M
|
557K
$26.6M
|
|
|
Feb 13, 2020
Q4 2019
|
Parcion Private Wealth LLC
Bellevue, WA |
BUY
|
- |
368KNew |
$18M - $18.1M
|
368K
$17.6M
|
|
|
Feb 13, 2020
Q4 2019
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
287K+ 19.77% |
$14M - $14.1M
|
1.74M
$83.1M
|
|
|
Feb 14, 2020
Q4 2019
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
210K+ 358.34% |
$10.3M - $10.3M
|
268K
$12.8M
|
|
|
Jan 21, 2020
Q4 2019
|
Gen Trust, LLC
|
BUY
|
- |
142K+ 46.31% |
$6.94M - $6.98M
|
449K
$21.5M
|
|
|
Jan 08, 2020
Q4 2019
|
Astoria Strategic Wealth, Inc.
|
BUY
|
- |
140KNew |
$6.85M - $6.88M
|
140K
$6.71M
|
|
|
Feb 13, 2020
Q4 2019
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
108KNew |
$5.26M - $5.29M
|
108K
$5.15M
|
|
|
Feb 13, 2020
Q4 2019
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
98.7K+ 20.75% |
$4.82M - $4.85M
|
575K
$27.5M
|
|
|
Feb 05, 2020
Q4 2019
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
94.7KNew |
$4.63M - $4.65M
|
94.7K
$4.53M
|
|
|
May 19, 2020
Q4 2019
|
Tru Independence LLC
|
BUY
|
- |
74.1KNew |
$3.62M - $3.64M
|
74.1K
$3.54M
|
|
|
Feb 07, 2020
Q4 2019
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
66.6K+ 4.99% |
$3.25M - $3.27M
|
1.4M
$67M
|
|
|
Feb 04, 2020
Q4 2019
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
61.9KNew |
$3.02M - $3.04M
|
61.9K
$2.96M
|
|
|
Feb 13, 2020
Q4 2019
|
Ameraudi Asset Management, Inc.
|
BUY
|
- |
61.6KNew |
$3.01M - $3.02M
|
61.6K
$2.95M
|
|
|
Feb 14, 2020
Q4 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
61.5K+ 5.93% |
$3M - $3.02M
|
1.1M
$52.6M
|
|
|
Jan 21, 2020
Q4 2019
|
Janney Montgomery Scott LLC
|
BUY
|
- |
59K+ 911.66% |
$2.88M - $2.9M
|
65.5K
$3.14M
|
|
|
Feb 21, 2020
Q4 2019
|
Fsa Wealth Management LLC
Needham, MA |
BUY
|
- |
57.1KNew |
$2.79M - $2.8M
|
57.1K
$2.73M
|
|
|
Feb 13, 2020
Q4 2019
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
54.7K+ 3.52% |
$2.68M - $2.69M
|
1.61M
$77.1M
|
|
|
Feb 14, 2020
Q4 2019
|
Aj Wealth Strategies, LLC
|
BUY
|
- |
49.2K+ 15.59% |
$2.4M - $2.42M
|
365K
$17.5M
|
|
|
Feb 13, 2020
Q4 2019
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
42.5K+ 55.72% |
$2.07M - $2.09M
|
119K
$5.68M
|
|
|
Feb 07, 2020
Q4 2019
|
Adviser Investments LLC
|
BUY
|
- |
32.7K+ 7.87% |
$1.6M - $1.6M
|
448K
$21.4M
|
|
|
Feb 14, 2020
Q4 2019
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
30.7KNew |
$1.5M - $1.51M
|
30.7K
$1.47M
|
|
|
Feb 04, 2020
Q4 2019
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
BUY
|
- |
29.8K+ 25.15% |
$1.46M - $1.46M
|
148K
$7.09M
|
|
|
Jan 31, 2020
Q4 2019
|
Bailard, Inc.
|
BUY
|
- |
28.5K+ 15.4% |
$1.39M - $1.4M
|
214K
$10.2M
|
|
|
Jan 06, 2020
Q4 2019
|
Boston Standard Wealth Management, LLC
|
BUY
|
- |
28KNew |
$1.37M - $1.38M
|
28K
$1.34M
|
|
|
Feb 13, 2020
Q4 2019
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
27.8K+ 7.87% |
$1.36M - $1.37M
|
381K
$18.2M
|
|
|
Feb 18, 2020
Q4 2019
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
27KNew |
$1.32M - $1.32M
|
27K
$1.29M
|
|
|
Feb 14, 2020
Q4 2019
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
26.9K+ 14.17% |
$1.31M - $1.32M
|
216K
$10.4M
|
|
|
Feb 14, 2020
Q4 2019
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
23K+ 46.02% |
$1.13M - $1.13M
|
73.1K
$3.5M
|
|
|
May 19, 2020
Q4 2019
|
Disciplined Investments, LLC
Tulsa, OK |
BUY
|
- |
21.7KNew |
$1.06M - $1.06M
|
21.7K
$1.04M
|
|
|
Feb 14, 2020
Q4 2019
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
20.6KNew |
$1M - $1.01M
|
20.6K
$984K
|
|
|
Feb 14, 2020
Q4 2019
|
Mc Naughton Wealth Management, LLC
|
BUY
|
- |
20.3KNew |
$992K - $997K
|
20.3K
$972K
|
|
|
Feb 07, 2020
Q4 2019
|
Independent Advisor Alliance
|
BUY
|
- |
19.1KNew |
$933K - $938K
|
19.1K
$914K
|
|
|
Feb 13, 2020
Q4 2019
|
Strategic Financial Services, Inc,
Utica, NY |
BUY
|
- |
19KNew |
$930K - $935K
|
19K
$911K
|
|
|
Jan 31, 2020
Q4 2019
|
Estate Counselors, LLC
|
BUY
|
- |
18.8K+ 245.88% |
$919K - $924K
|
26.5K
$1.27M
|
|
|
Jan 13, 2020
Q4 2019
|
Lake Street Financial LLC
|
BUY
|
- |
16.5K+ 68.41% |
$805K - $809K
|
40.6K
$1.94M
|
|
|
Feb 14, 2020
Q4 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
BUY
|
- |
16K+ 3.08% |
$783K - $787K
|
536K
$25.7M
|
|
|
Feb 06, 2020
Q4 2019
|
Brinker Capital Investments, LLC
|
BUY
|
- |
15.8K+ 15.83% |
$773K - $777K
|
116K
$5.54M
|
|
|
Feb 14, 2020
Q4 2019
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
15.2K+ 6.92% |
$743K - $747K
|
235K
$11.3M
|
|
|
Feb 07, 2020
Q4 2019
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
14.9K+ 239.6% |
$726K - $730K
|
21.1K
$1.01M
|
|
|
Feb 28, 2020
Q4 2019
|
Ackerman Capital Advisors, LLC
|
BUY
|
- |
13.8KNew |
$674K - $678K
|
13.8K
$660K
|
|
|
Feb 03, 2020
Q4 2019
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
13.1K+ 35.28% |
$642K - $645K
|
50.3K
$2.41M
|
|
|
Feb 12, 2020
Q4 2019
|
Mattern Wealth Management LLC
|
BUY
|
- |
13.1KNew |
$639K - $642K
|
13.1K
$626K
|
|
|
Feb 14, 2020
Q4 2019
|
Holt Capital Advisors, L.L.C. Dba Holt Capital Partners, L.P.
Fort Worth, TX |
BUY
|
- |
12K+ 10.13% |
$586K - $589K
|
130K
$6.25M
|
|
|
Jan 16, 2020
Q4 2019
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
12KNew |
$585K - $588K
|
12K
$573K
|
|
|
Jan 30, 2020
Q4 2019
|
Parallel Advisors, LLC
|
BUY
|
- |
12K+ 116.65% |
$584K - $587K
|
22.2K
$1.06M
|
|
|
Feb 06, 2020
Q4 2019
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
11.2K+ 18.76% |
$545K - $548K
|
70.6K
$3.38M
|
|
|
Feb 06, 2020
Q4 2019
|
Rock Point Advisors, LLC
Burlington, VT |
BUY
|
- |
11KNew |
$535K - $538K
|
11K
$524K
|