Purchases and Sales Made in Q3 2021 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2021
Q3 2021
|
Advisory Resource Group
|
SELL
|
- |
-68.7KClosed |
$2.85M - $3.11M
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-72.9KClosed |
$3.02M - $3.3M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Spc Financial, Inc.
|
SELL
|
- |
-73.9KClosed |
$3.06M - $3.35M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Kwb Wealth
Redlands, CA |
SELL
|
- |
-86.3K- 10.19% |
$3.57M - $3.9M
|
760K
$30.7M
|
|
|
Nov 08, 2021
Q3 2021
|
Banco Santander, S.A.
|
SELL
|
- |
-98.8K- 24.42% |
$4.09M - $4.47M
|
306K
$12.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-98.9K- 62.26% |
$4.1M - $4.48M
|
59.9K
$2.42M
|
|
|
Nov 12, 2021
Q3 2021
|
Quantitative Advantage, LLC
Minnetonka, MN |
SELL
|
- |
-113KClosed |
$4.67M - $5.1M
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-122K- 64.66% |
$5.07M - $5.54M
|
66.8K
$2.7M
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-124K- 61.46% |
$5.13M - $5.61M
|
77.7K
$3.13M
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-130K- 95.93% |
$5.37M - $5.86M
|
5.49K
$222K
|
|
|
Nov 15, 2021
Q3 2021
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-163K- 31.29% |
$6.74M - $7.36M
|
357K
$14.4M
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-167K- 34.72% |
$6.93M - $7.57M
|
314K
$12.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-168K- 99.73% |
$6.94M - $7.58M
|
448
$18.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Frisch Financial Group, Inc.
Melville, NY |
SELL
|
- |
-181K- 71.39% |
$7.51M - $8.21M
|
72.7K
$2.93M
|
|
|
Nov 04, 2021
Q3 2021
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-185KClosed |
$7.68M - $8.39M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-220KClosed |
$9.13M - $9.98M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-232K- 11.55% |
$9.62M - $10.5M
|
1.78M
$71.8M
|
|
|
Oct 20, 2021
Q3 2021
|
Astor Investment Management LLC
|
SELL
|
- |
-260KClosed |
$10.8M - $11.8M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-274K- 89.76% |
$11.4M - $12.4M
|
31.3K
$1.26M
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
SELL
|
- |
-283K- 23.86% |
$11.7M - $12.8M
|
903K
$36.4M
|
|
|
Nov 08, 2021
Q3 2021
|
Grimes & Company, Inc.
|
SELL
|
- |
-352K- 27.86% |
$14.6M - $15.9M
|
911K
$36.8M
|
|
|
Nov 09, 2021
Q3 2021
|
Koss Olinger Consulting, LLC
|
SELL
|
- |
-408KClosed |
$16.9M - $18.5M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Pfs Investments Inc.
Duluth, GA |
SELL
|
- |
-452K- 96.64% |
$18.7M - $20.5M
|
15.7K
$634K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-617K- 28.59% |
$25.6M - $27.9M
|
1.54M
$62.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Iconiq Capital, LLC
San Francisco, CA |
SELL
|
- |
-625KClosed |
$25.9M - $28.3M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-756KClosed |
$31.3M - $34.2M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-955K- 55.62% |
$39.6M - $43.2M
|
762K
$30.7M
|
|
|
Feb 04, 2022
Q3 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.11M- 91.79% |
$46M - $50.3M
|
99.3K
$4.01M
|
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-1.49M- 83.1% |
$61.9M - $67.6M
|
304K
$12.3M
|
|
|
Oct 07, 2021
Q3 2021
|
Weitzel Financial Services, Inc.
|
SELL
|
- |
-2.77M- 97.65% |
$115M - $125M
|
66.5K
$2.68M
|