Purchases and Sales Made in Q3 2021 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Dakota Wealth Management
|
BUY
|
- |
1.31K+ 19.87% |
$54.3K - $59.3K
|
7.9K
$319K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
1.31K+ 4.14% |
$54.2K - $59.3K
|
32.9K
$1.33M
|
|
|
Nov 15, 2021
Q3 2021
|
Regentatlantic Capital LLC
Morristown, NJ |
BUY
|
- |
1.29K+ 12.45% |
$53.5K - $58.4K
|
11.7K
$470K
|
|
|
Oct 26, 2021
Q3 2021
|
Alliance Wealth Management Group
Flemington, NJ |
BUY
|
- |
1.22K+ 1.76% |
$50.3K - $55K
|
70.4K
$2.84M
|
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
1.21K+ 19.56% |
$50.1K - $54.7K
|
7.39K
$298K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.18K+ 2.53% |
$48.9K - $53.4K
|
47.8K
$1.93M
|
|
|
Nov 12, 2021
Q3 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
1.17K+ 17.61% |
$48.4K - $52.9K
|
7.8K
$315K
|
|
|
Oct 28, 2021
Q3 2021
|
Slate Stone Wealth, LLC
|
BUY
|
- |
1.14K+ 3.75% |
$47.1K - $51.5K
|
31.5K
$1.27M
|
|
|
Oct 28, 2021
Q3 2021
|
Sterling Financial Planning, Inc.
|
BUY
|
- |
1.13KNew |
$46.6K - $50.9K
|
1.13K
$45.4K
|
|
|
Oct 06, 2021
Q3 2021
|
Cooper Financial Group
|
BUY
|
- |
1.09K+ 13.99% |
$45.2K - $49.3K
|
8.88K
$358K
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
1.09K+ 2.5% |
$45K - $49.1K
|
44.4K
$1.79M
|
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
1.07K+ 6.92% |
$44.3K - $48.4K
|
16.5K
$667K
|
|
|
Oct 26, 2021
Q3 2021
|
Hudson Valley Investment Advisors Inc
|
BUY
|
- |
1.05K+ 11.86% |
$43.7K - $47.7K
|
9.94K
$401K
|
|
|
Oct 22, 2021
Q3 2021
|
Cowa, LLC
Tulsa, OK |
BUY
|
- |
1.03K+ 13.79% |
$42.7K - $46.6K
|
8.5K
$343K
|
|
|
Dec 10, 2021
Q3 2021
|
Towercrest Capital Management
Newtown, PA |
BUY
|
- |
879+ 0.63% |
$36.4K - $39.8K
|
141K
$5.71M
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
849+ 4.41% |
$35.2K - $38.4K
|
20.1K
$811K
|
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
BUY
|
- |
830New |
$34.4K - $37.6K
|
830
$33.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
796+ 3.07% |
$33K - $36K
|
26.8K
$1.08M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
786+ 23.05% |
$32.6K - $35.6K
|
4.2K
$169K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
736+ 6.13% |
$30.5K - $33.3K
|
12.8K
$514K
|
|
|
Oct 19, 2021
Q3 2021
|
G&S Capital LLC
|
BUY
|
- |
717+ 2.99% |
$29.7K - $32.5K
|
24.7K
$996K
|
|
|
Oct 28, 2021
Q3 2021
|
Marshall Financial Group LLC
|
BUY
|
- |
703+ 4.16% |
$29.1K - $31.8K
|
17.6K
$711K
|
|
|
Oct 28, 2021
Q3 2021
|
Trinity Wealth Management, LLC
|
BUY
|
- |
700+ 9.82% |
$29K - $31.7K
|
7.83K
$316K
|
|
|
Nov 09, 2021
Q3 2021
|
American Investment Services, Inc.
|
BUY
|
- |
684+ 1.69% |
$28.3K - $31K
|
41.2K
$1.66M
|
|
|
Oct 28, 2021
Q3 2021
|
Yhb Investment Advisors, Inc.
|
BUY
|
- |
650+ 2.82% |
$26.9K - $29.4K
|
23.7K
$956K
|
|
|
Dec 06, 2021
Q3 2021
|
Fullen Financial Group
|
BUY
|
- |
629+ 2.08% |
$26.1K - $28.5K
|
30.8K
$1.24M
|
|
|
Nov 08, 2021
Q3 2021
|
Sja Financial Advisory, LLC
|
BUY
|
- |
607+ 2.46% |
$25.2K - $27.5K
|
25.3K
$1.02M
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
578+ 1.84% |
$24K - $26.2K
|
31.9K
$1.29M
|
|
|
Oct 20, 2021
Q3 2021
|
Northwest Wealth Management, LLC
|
BUY
|
- |
532+ 1.91% |
$22K - $24.1K
|
28.4K
$1.15M
|
|
|
Oct 21, 2021
Q3 2021
|
Cabot Wealth Management Inc
|
BUY
|
- |
529+ 2.62% |
$21.9K - $23.9K
|
20.7K
$837K
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
522+ 2.71% |
$21.6K - $23.6K
|
19.8K
$800K
|
|
|
Nov 04, 2021
Q3 2021
|
Nova Point Capital, LLC
|
BUY
|
- |
511+ 1.0% |
$21.2K - $23.1K
|
51.8K
$2.09M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
511+ 2.92% |
$21.2K - $23.1K
|
18K
$726K
|
|
|
Oct 14, 2021
Q3 2021
|
Vicus Capital
State College, PA |
BUY
|
- |
510+ 10.75% |
$21.1K - $23.1K
|
5.25K
$212K
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
500+ 7.76% |
$20.7K - $22.6K
|
6.94K
$280K
|
|
|
Oct 25, 2021
Q3 2021
|
Capital Advisors Inc
|
BUY
|
- |
481+ 0.62% |
$19.9K - $21.8K
|
78.2K
$3.15M
|
|
|
Oct 28, 2021
Q3 2021
|
Orin Green Financial, LLC
|
BUY
|
- |
467+ 4.34% |
$19.4K - $21.1K
|
11.2K
$453K
|
|
|
Jul 24, 2024
Q3 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
446+ 3.94% |
$18.5K - $20.2K
|
11.8K
$474K
|
|
|
Nov 15, 2021
Q3 2021
|
Advisor Os, LLC
|
BUY
|
- |
415+ 2.11% |
$17.2K - $18.8K
|
20.1K
$810K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
412+ 28.67% |
$17.1K - $18.7K
|
1.85K
$74.6K
|
|
|
Oct 29, 2021
Q3 2021
|
Banque Cantonale Vaudoise
|
BUY
|
- |
395New |
$16.4K - $17.9K
|
395
$15.9K
|
|
|
Oct 18, 2021
Q3 2021
|
Colton Groome Financial Advisors, LLC
|
BUY
|
- |
391+ 3.1% |
$16.2K - $17.7K
|
13K
$525K
|
|
|
Nov 16, 2021
Q3 2021
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
389+ 8.36% |
$16.1K - $17.6K
|
5.04K
$204K
|
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
384New |
$15.9K - $17.4K
|
384
$15.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
321+ 9.38% |
$13.3K - $14.5K
|
3.74K
$151K
|
|
|
Oct 28, 2021
Q3 2021
|
Macroview Investment Management LLC
|
BUY
|
- |
311+ 4.59% |
$12.9K - $14.1K
|
7.09K
$286K
|
|
|
Nov 01, 2021
Q3 2021
|
Ballast Advisors LLC
|
BUY
|
- |
281+ 21.32% |
$11.6K - $12.7K
|
1.6K
$64.5K
|
|
|
Oct 14, 2021
Q3 2021
|
Fusion Family Wealth LLC
|
BUY
|
- |
275+ 3.22% |
$11.4K - $12.4K
|
8.81K
$356K
|
|
|
Feb 15, 2022
Q3 2021
|
Blue Barn Wealth, LLC
|
BUY
|
- |
270+ 0.67% |
$11.2K - $12.2K
|
40.8K
$1.64M
|
|
|
Nov 08, 2021
Q3 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
262New |
$10.9K - $11.9K
|
262
$10.6K
|