Purchases and Sales Made in Q3 2021 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-252- 1.87% |
$10.4K - $11.4K
|
13.2K
$533K
|
|
|
Nov 15, 2021
Q3 2021
|
Westover Capital Advisors, LLC
Wilmington, DE |
SELL
|
- |
-257- 3.62% |
$10.7K - $11.6K
|
6.84K
$276K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
SELL
|
- |
-261- 1.6% |
$10.8K - $11.8K
|
16.1K
$648K
|
|
|
Oct 20, 2021
Q3 2021
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-298- 1.06% |
$12.3K - $13.5K
|
27.8K
$1.12M
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-305Closed |
$12.6K - $13.8K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-323- 6.47% |
$13.4K - $14.6K
|
4.67K
$189K
|
|
|
Nov 03, 2021
Q3 2021
|
Great Point Wealth Advisors, LLC
Boston, MA |
SELL
|
- |
-337- 0.21% |
$14K - $15.3K
|
161K
$6.48M
|
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-360- 0.49% |
$14.9K - $16.3K
|
73.3K
$2.96M
|
|
|
Nov 05, 2021
Q3 2021
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-409- 0.96% |
$16.9K - $18.5K
|
42.4K
$1.71M
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-434- 0.99% |
$18K - $19.6K
|
43.2K
$1.74M
|
|
|
Nov 29, 2021
Q3 2021
|
New Harbor Financial Group, LLC
Leominster, MA |
SELL
|
- |
-436- 6.07% |
$18.1K - $19.7K
|
6.75K
$272K
|
|
|
Oct 12, 2021
Q3 2021
|
Apella Capital, LLC
|
SELL
|
- |
-452- 0.88% |
$18.7K - $20.5K
|
50.7K
$2.05M
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-456- 35.93% |
$18.9K - $20.6K
|
813
$32.8K
|
|
|
Oct 06, 2021
Q3 2021
|
Evensky & Katz LLC
|
SELL
|
- |
-498- 13.07% |
$20.6K - $22.5K
|
3.31K
$134K
|
|
|
Nov 15, 2021
Q3 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-500- 21.74% |
$20.7K - $22.6K
|
1.8K
$72.6K
|
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-505Closed |
$20.9K - $22.9K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-516- 1.31% |
$21.4K - $23.4K
|
38.9K
$1.57M
|
|
|
Oct 28, 2021
Q3 2021
|
Facet Wealth, Inc.
|
SELL
|
- |
-531- 1.12% |
$22K - $24K
|
46.9K
$1.89M
|
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-543- 14.56% |
$22.5K - $24.6K
|
3.19K
$129K
|
|
|
Oct 26, 2021
Q3 2021
|
Lfa Lugano Financial Advisors Sa
|
SELL
|
- |
-654- 21.29% |
$27.1K - $29.6K
|
2.42K
$97.6K
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-654- 1.16% |
$27.1K - $29.6K
|
55.9K
$2.25M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-674- 7.45% |
$27.9K - $30.5K
|
8.38K
$338K
|
|
|
Oct 28, 2021
Q3 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-675- 6.84% |
$28K - $30.6K
|
9.19K
$371K
|
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-687- 1.49% |
$28.5K - $31.1K
|
45.4K
$1.83M
|
|
|
Oct 20, 2021
Q3 2021
|
Baltimore Washington Financial Advisors, Inc.
|
SELL
|
- |
-692- 1.16% |
$28.7K - $31.3K
|
58.9K
$2.38M
|
|
|
Nov 09, 2021
Q3 2021
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-839- 2.47% |
$34.8K - $38K
|
33.2K
$1.34M
|
|
|
Oct 21, 2021
Q3 2021
|
Valtinson Bruner Financial Planning LLC
|
SELL
|
- |
-844- 1.0% |
$35K - $38.2K
|
83.4K
$3.37M
|
|
|
Oct 05, 2021
Q3 2021
|
Mc Adam, LLC
|
SELL
|
- |
-926- 2.03% |
$38.4K - $41.9K
|
44.7K
$1.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Mc Naughton Wealth Management, LLC
|
SELL
|
- |
-935- 1.1% |
$38.7K - $42.3K
|
83.8K
$3.38M
|
|
|
Oct 21, 2021
Q3 2021
|
Ironwood Wealth Management, Llc.
|
SELL
|
- |
-971- 2.42% |
$40.2K - $44K
|
39.2K
$1.58M
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-1.04K- 5.41% |
$42.9K - $46.9K
|
18.1K
$731K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-1.04K- 4.91% |
$42.9K - $46.9K
|
20.1K
$809K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-1.04K- 8.12% |
$43.2K - $47.2K
|
11.8K
$476K
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-1.07K- 84.43% |
$44.3K - $48.3K
|
197
$7.95K
|
|
|
Oct 14, 2021
Q3 2021
|
Canal Capital Management, LLC
|
SELL
|
- |
-1.07K- 2.15% |
$44.3K - $48.4K
|
48.6K
$1.96M
|
|
|
Oct 12, 2021
Q3 2021
|
Legacy Private Trust Co.
|
SELL
|
- |
-1.09K- 1.74% |
$45.3K - $49.5K
|
61.7K
$2.49M
|
|
|
Oct 07, 2021
Q3 2021
|
Garrett Investment Advisors LLC
|
SELL
|
- |
-1.16K- 1.76% |
$48K - $52.5K
|
64.9K
$2.62M
|
|
|
Oct 12, 2021
Q3 2021
|
Rosenberg Matthew Hamilton
|
SELL
|
- |
-1.21K- 1.72% |
$50.2K - $54.8K
|
69.2K
$2.79M
|
|
|
Dec 06, 2021
Q3 2021
|
Old Second National Bank Of Aurora
|
SELL
|
- |
-1.36K- 7.26% |
$56.5K - $61.7K
|
17.4K
$703K
|
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
SELL
|
- |
-1.37K- 15.7% |
$56.7K - $61.9K
|
7.35K
$296K
|
|
|
Nov 09, 2021
Q3 2021
|
Strategic Financial Planning, Inc.
|
SELL
|
- |
-1.4K- 10.68% |
$58K - $63.4K
|
11.7K
$472K
|
|
|
Nov 04, 2021
Q3 2021
|
Barnett & Company, Inc.
|
SELL
|
- |
-1.4K- 98.04% |
$58K - $63.4K
|
28
$1.13K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.45KClosed |
$60.1K - $65.6K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.49K- 2.53% |
$61.5K - $67.2K
|
57.2K
$2.31M
|
|
|
Oct 08, 2021
Q3 2021
|
Boltwood Capital Management
|
SELL
|
- |
-1.52K- 3.14% |
$62.8K - $68.6K
|
46.8K
$1.89M
|
|
|
Nov 09, 2021
Q3 2021
|
Valmark Advisers, Inc.
|
SELL
|
- |
-1.54K- 1.34% |
$63.6K - $69.5K
|
113K
$4.57M
|
|
|
Nov 15, 2021
Q3 2021
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-1.76K- 17.84% |
$72.9K - $79.6K
|
8.1K
$327K
|
|
|
Nov 12, 2021
Q3 2021
|
Oarsman Capital, Inc.
Milwaukee, WI |
SELL
|
- |
-1.79K- 3.1% |
$74K - $80.9K
|
55.7K
$2.25M
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-1.84K- 6.43% |
$76.2K - $83.3K
|
26.8K
$1.08M
|
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-1.94K- 9.89% |
$80.5K - $87.9K
|
17.7K
$714K
|