Purchases and Sales Made in Q3 2021 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 15, 2021
Q3 2021
|
Trilogy Capital Inc.
|
SELL
|
- |
-1.99K- 0.35% |
$82.4K - $90K
|
567K
$22.9M
|
|
|
Oct 20, 2021
Q3 2021
|
Flagship Private Wealth, LLC
|
SELL
|
- |
-2.06K- 9.31% |
$85.4K - $93.3K
|
20.1K
$810K
|
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
SELL
|
- |
-2.13K- 11.49% |
$88.1K - $96.3K
|
16.4K
$661K
|
|
|
Oct 18, 2021
Q3 2021
|
Annex Advisory Services, LLC
|
SELL
|
- |
-2.2K- 9.51% |
$91.1K - $99.5K
|
20.9K
$844K
|
|
|
Nov 02, 2021
Q3 2021
|
Iron Financial, LLC
|
SELL
|
- |
-2.23K- 9.93% |
$92.3K - $101K
|
20.2K
$815K
|
|
|
Nov 16, 2021
Q3 2021
|
Nicolet Advisory Services, LLC
Green Bay, WI |
SELL
|
- |
-2.26K- 3.64% |
$93.8K - $102K
|
60K
$2.42M
|
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-2.46K- 15.42% |
$102K - $111K
|
13.5K
$543K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-2.56K- 15.99% |
$106K - $116K
|
13.4K
$543K
|
|
|
Oct 21, 2021
Q3 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-2.59KClosed |
$107K - $117K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-2.6K- 6.43% |
$108K - $118K
|
37.8K
$1.53M
|
|
|
Nov 05, 2021
Q3 2021
|
Your Advocates Ltd., LLP
Houston, TX |
SELL
|
- |
-2.62K- 54.41% |
$108K - $119K
|
2.19K
$88.5K
|
|
|
Oct 22, 2021
Q3 2021
|
Columbus Macro, LLC
|
SELL
|
- |
-2.66K- 3.88% |
$110K - $121K
|
66K
$2.66M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-2.83K- 31.96% |
$117K - $128K
|
6.01K
$243K
|
|
|
Oct 14, 2021
Q3 2021
|
Lantz Financial LLC
|
SELL
|
- |
-2.89K- 16.43% |
$120K - $131K
|
14.7K
$593K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.05K- 0.41% |
$127K - $138K
|
741K
$29.9M
|
|
|
Nov 03, 2021
Q3 2021
|
Tap Consulting, LLC
|
SELL
|
- |
-3.56K- 13.48% |
$147K - $161K
|
22.8K
$921K
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-3.56K- 3.9% |
$147K - $161K
|
87.7K
$3.54M
|
|
|
Nov 22, 2021
Q3 2021
|
Comerica Bank
|
SELL
|
- |
-3.6K- 27.03% |
$149K - $163K
|
9.72K
$392K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.75K- 4.24% |
$155K - $170K
|
84.6K
$3.41M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-3.8K- 7.44% |
$157K - $172K
|
47.2K
$1.91M
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-4.2K- 27.45% |
$174K - $190K
|
11.1K
$448K
|
|
|
Nov 24, 2021
Q3 2021
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-4.24K- 71.18% |
$175K - $192K
|
1.72K
$69.2K
|
|
|
Oct 20, 2021
Q3 2021
|
Catalyst Private Wealth, LLC
|
SELL
|
- |
-4.42KClosed |
$183K - $200K
|
0
$0
|
|
|
Oct 04, 2021
Q3 2021
|
Penobscot Wealth Management
|
SELL
|
- |
-4.42KClosed |
$183K - $200K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Ifg Advisors, LLC
|
SELL
|
- |
-4.45KClosed |
$184K - $201K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Sentinel Pension Advisors Inc
Wakefield, MA |
SELL
|
- |
-4.49KClosed |
$186K - $203K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Private Portfolio Partners LLC
|
SELL
|
- |
-4.7KClosed |
$195K - $213K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Mbe Wealth Management, LLC
|
SELL
|
- |
-4.7KClosed |
$195K - $213K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Paradigm Financial Partners, LLC
|
SELL
|
- |
-4.75KClosed |
$197K - $215K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.84KClosed |
$200K - $219K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concord Wealth Partners
|
SELL
|
- |
-4.84K- 50.88% |
$201K - $219K
|
4.68K
$189K
|
|
|
Oct 19, 2021
Q3 2021
|
Capital Wealth Management, LLC
W. Warwick, RI |
SELL
|
- |
-4.88K- 3.6% |
$202K - $221K
|
131K
$5.27M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-4.94K- 30.97% |
$205K - $223K
|
11K
$444K
|
|
|
Oct 13, 2021
Q3 2021
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-5.49K- 12.26% |
$227K - $248K
|
39.3K
$1.58M
|
|
|
Nov 01, 2021
Q3 2021
|
Bt Wealth Management LLC
|
SELL
|
- |
-5.55KClosed |
$230K - $251K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Tri Star Advisors Inc.
|
SELL
|
- |
-5.58KClosed |
$231K - $252K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Graypoint LLC
|
SELL
|
- |
-5.6K- 6.65% |
$232K - $253K
|
78.6K
$3.17M
|
|
|
Nov 03, 2021
Q3 2021
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-5.85K- 4.53% |
$242K - $265K
|
123K
$4.97M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.9K- 5.06% |
$244K - $267K
|
111K
$4.46M
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-5.91KClosed |
$245K - $267K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-6.15KClosed |
$255K - $278K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Strategic Investment Advisors
Farmington Hills, MI |
SELL
|
- |
-6.26K- 30.03% |
$259K - $283K
|
14.6K
$589K
|
|
|
Oct 21, 2021
Q3 2021
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-6.32K- 43.22% |
$262K - $286K
|
8.31K
$335K
|
|
|
Nov 12, 2021
Q3 2021
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-6.43K- 23.98% |
$267K - $291K
|
20.4K
$823K
|
|
|
Nov 12, 2021
Q3 2021
|
Personal Capital Advisors Corp
|
SELL
|
- |
-6.54KClosed |
$271K - $296K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-6.55K- 18.18% |
$271K - $296K
|
29.5K
$1.19M
|
|
|
Nov 09, 2021
Q3 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-6.83K- 16.52% |
$283K - $309K
|
34.5K
$1.39M
|
|
|
Nov 02, 2021
Q3 2021
|
Ma Private Wealth
|
SELL
|
- |
-7.12K- 13.48% |
$295K - $323K
|
45.7K
$1.85M
|
|
|
Nov 01, 2021
Q3 2021
|
Center For Asset Management LLC
|
SELL
|
- |
-7.45K- 57.45% |
$309K - $337K
|
5.52K
$223K
|
|
|
Oct 07, 2021
Q3 2021
|
Boston Standard Wealth Management, LLC
|
SELL
|
- |
-7.92K- 3.36% |
$328K - $359K
|
228K
$9.19M
|