Purchases and Sales Made in Q3 2021 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-8.24KClosed |
$342K - $373K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Triumph Capital Management
|
SELL
|
- |
-8.36KClosed |
$346K - $378K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Occidental Asset Management, LLC
|
SELL
|
- |
-8.47K- 12.74% |
$351K - $384K
|
58K
$2.33M
|
|
|
Nov 09, 2021
Q3 2021
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-8.67KClosed |
$359K - $392K
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Mascoma Wealth Management LLC
|
SELL
|
- |
-8.9K- 5.88% |
$369K - $403K
|
142K
$5.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-9.46KClosed |
$392K - $428K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Securities LLC
|
SELL
|
- |
-9.8KClosed |
$406K - $444K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-10.4K- 4.43% |
$432K - $472K
|
225K
$9.03M
|
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-11.4K- 30.81% |
$471K - $515K
|
25.5K
$1.02M
|
|
|
Oct 07, 2021
Q3 2021
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-11.7KClosed |
$485K - $530K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Cornerstone Investment Partners, LLC
|
SELL
|
- |
-13.1KClosed |
$541K - $591K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-13.4K- 3.5% |
$556K - $607K
|
370K
$14.8M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-14.3K- 13.42% |
$593K - $647K
|
92.3K
$3.7M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-14.7K- 19.62% |
$607K - $663K
|
60K
$2.41M
|
|
|
Oct 20, 2021
Q3 2021
|
Riversedge Advisors, LLC
|
SELL
|
- |
-15.8K- 10.32% |
$654K - $714K
|
137K
$5.5M
|
|
|
Nov 08, 2021
Q3 2021
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-16.2K- 72.57% |
$671K - $733K
|
6.12K
$245K
|
|
|
Nov 09, 2021
Q3 2021
|
Fiduciary Planning LLC
Coral Springs, FL |
SELL
|
- |
-16.6K- 16.4% |
$688K - $751K
|
84.6K
$3.39M
|
|
|
Oct 18, 2021
Q3 2021
|
Trh Financial, LLC
|
SELL
|
- |
-19.7K- 63.79% |
$815K - $890K
|
11.2K
$447K
|
|
|
Nov 09, 2021
Q3 2021
|
55 I, LLC
Boston, MA |
SELL
|
- |
-20.2K- 23.02% |
$838K - $916K
|
67.6K
$2.71M
|
|
|
Oct 22, 2021
Q3 2021
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-20.5KClosed |
$850K - $929K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-20.6K- 6.41% |
$853K - $931K
|
300K
$12M
|
|
|
Mar 23, 2023
Q3 2021
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-22.3K- 12.14% |
$924K - $1.01M
|
161K
$6.47M
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-22.5K- 34.01% |
$931K - $1.02M
|
43.6K
$1.75M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-23.1K- 33.63% |
$956K - $1.04M
|
45.5K
$1.83M
|
|
|
Nov 12, 2021
Q3 2021
|
Glovista Investments LLC
Jersey City, NJ |
SELL
|
- |
-23.4KClosed |
$968K - $1.06M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-23.9K- 1.26% |
$990K - $1.08M
|
1.87M
$74.8M
|
|
|
Nov 10, 2021
Q3 2021
|
Tranquilli Financial Advisor LLC
Clinton, NJ |
SELL
|
- |
-26.7KClosed |
$1.11M - $1.21M
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-27.7KClosed |
$1.15M - $1.26M
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-29.9K- 23.02% |
$1.24M - $1.36M
|
100K
$4.01M
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
SELL
|
- |
-34.9K- 3.0% |
$1.45M - $1.58M
|
1.13M
$45.2M
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-36.6KClosed |
$1.52M - $1.66M
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-37.5K- 5.7% |
$1.55M - $1.7M
|
620K
$24.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-37.6K- 3.78% |
$1.56M - $1.7M
|
958K
$38.4M
|
|
|
Nov 10, 2021
Q3 2021
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-37.8K- 37.06% |
$1.57M - $1.71M
|
64.3K
$2.58M
|
|
|
Oct 19, 2021
Q3 2021
|
Pacific Financial Group Inc
|
SELL
|
- |
-38.1KClosed |
$1.58M - $1.73M
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-43.6KClosed |
$1.81M - $1.97M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-45.3KClosed |
$1.88M - $2.05M
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-45.8K- 72.97% |
$1.9M - $2.07M
|
17K
$680K
|
|
|
Nov 04, 2021
Q3 2021
|
Blueprint Investment Partners LLC
Greensboro, NC |
SELL
|
- |
-45.9K- 28.84% |
$1.9M - $2.08M
|
113K
$4.53M
|
|
|
Oct 08, 2021
Q3 2021
|
Centennial Wealth Advisory LLC
|
SELL
|
- |
-46KClosed |
$1.91M - $2.08M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Csm Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-47.6K- 54.88% |
$1.97M - $2.15M
|
39.1K
$1.57M
|
|
|
Oct 14, 2021
Q3 2021
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-47.6KClosed |
$1.97M - $2.16M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Nsi Retail Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-48.3K- 55.65% |
$2M - $2.19M
|
38.5K
$1.54M
|
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-49.7KClosed |
$2.06M - $2.25M
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-51.4K- 4.45% |
$2.13M - $2.33M
|
1.11M
$44.3M
|
|
|
Oct 20, 2021
Q3 2021
|
Platte River Wealth Advisors, LLC
|
SELL
|
- |
-53.2K- 26.52% |
$2.21M - $2.41M
|
148K
$5.91M
|
|
|
Nov 15, 2021
Q3 2021
|
Aspire Private Capital, LLC
|
SELL
|
- |
-57K- 25.03% |
$2.36M - $2.58M
|
171K
$6.84M
|
|
|
Jul 17, 2024
Q3 2021
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-57K- 95.11% |
$2.36M - $2.58M
|
2.93K
$117K
|
|
|
Nov 01, 2021
Q3 2021
|
Girard Partners Ltd.
|
SELL
|
- |
-64.8K- 95.68% |
$2.69M - $2.93M
|
2.92K
$117K
|
|
|
Nov 15, 2021
Q3 2021
|
Redwood Investment Management, LLC
Scottsdale, AZ |
SELL
|
- |
-67.8K- 74.16% |
$2.81M - $3.07M
|
23.6K
$946K
|